Managers / Q2 2021 · view latest →
Johnson Midwest Financial, LLC
CIK 0001732399 · 706 MONTANA ST., GLIDDEN, IA, 51443 · 7126592156
Reported Value
$102M
Q2 2021
Positions
303
Filings on Record
12
2021–present window
Filed
Jul 16, 2021
original filing
Summary
Johnson Midwest Financial, LLC reported $102M in U.S.-listed holdings across 303 positions for Q2 2021.
The portfolio is heavily concentrated: IWM alone accounts for 63.5% of reported value.
Compared with Q1 2021, the fund opened 37 new positions and exited 10.
Portfolio Metrics
Turnover
+16.7%
vs prior filed quarter
Top-10 Concentration
+85.8%
share of reported value
Largest Position
+63.5%
Ishares Tr
New / Exited
37 / 10
positions this quarter
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
13F Reported Value
Portfolio Composition
By security type
- ETP · 80.1% · $81M
- Common Stock · 17.6% · $18M
- Closed-End Fund · 0.9% · $902,000
- REIT · 0.8% · $862,000
- Other · 0.4% · $440,000
- Other · 0.2% · $182,000
Quarter-over-Quarter Changes full breakdown →
vs Q1 2021 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| IVEISHARES TR | NEW | +106.6K | 106.6K | +$16M | $16M |
| FSKFS KKR CAP CORP | NEW | +43.4K | 43.4K | +$934,000 | $934,000 |
| NUENUCOR CORP | NEW | +3.2K | 3.2K | +$309,000 | $309,000 |
| STWDSTARWOOD PPTY TR INC | NEW | +1.1K | 1.1K | +$30,000 | $30,000 |
| PHYSICIANS RLTY TR | NEW | +1.6K | 1.6K | +$29,000 | $29,000 |
| SCHBSCHWAB STRATEGIC TR | NEW | +185 | 185 | +$19,000 | $19,000 |
| IEFAISHARES TR | NEW | +165 | 165 | +$12,000 | $12,000 |
| VWOVANGUARD INTL EQUITY INDEX F | NEW | +175 | 175 | +$10,000 | $10,000 |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q2 2021
278 positions (from 303 filing rows — )
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | IWMISHARES TR | RUSSELL 2000 ETF · SP SMCP600VL ETF · S&P MC 400VL ETF · S&P 500 VAL ETF · IBOXX HI YD ETF · NATIONAL MUN ETF · U.S. UTILITS ETF · US HLTHCARE ETF · CORE MSCI EAFE · U.S. ENERGY ETF · JPMORGAN USD EMG · CORE US AGGBD ET · IBOXX INV CP ETF · RUS 2000 VAL ETF · ESG AWR MSCI USA | 63.47% | $65M | 490.7K |
| 2 | MDYSPDR S&P MIDCAP 400 ETF TRhistory → | UTSER1 S&PDCRP | 15.50% | $16M | 32.1K |
| 3 | AAPLAPPLE INChistory → | COM | 1.38% | $1M | 10.2K |
| 4 | BRK/BBERKSHIRE HATHAWAY INC DELhistory → | CL B NEW | 1.01% | $1M | 3.7K |
| 5 | FSKFS KKR CAP CORP | COM | 0.92% | $934,000 | 43.4K |
| 6 | LNTALLIANT ENERGY CORP | COM | 0.80% | $811,000 | 14.5K |
| 7 | NEENEXTERA ENERGY INC | COM | 0.79% | $806,000 | 11.0K |
| 8 | WMTWALMART INC | COM | 0.69% | $697,000 | 4.9K |
| 9 | METAFACEBOOK INC | CL A | 0.62% | $634,000 | 1.8K |
| 10 | BILSPDR SER TR | SPDR BLOOMBERG · NUVEEN BBG BRCLY · S&P 400 MDCP GRW · S&P 600 SMCP GRW · PORTFOLI S&P1500 | 0.61% | $625,000 | 8.0K |
| 11 | TSNTYSON FOODS INC | CL A | 0.51% | $516,000 | 7.0K |
| 12 | MCDMCDONALDS CORP | COM | 0.47% | $478,000 | 2.1K |
| 13 | ARCCARES CAPITAL CORP | COM · NOTE 4.625% 3/0 | 0.41% | $416,000 | 35.4K |
| 14 | MARATHON OIL CORP | COM | 0.39% | $393,000 | 28.9K |
| 15 | LBEURL BRANDS INC | COM | 0.37% | $375,000 | 5.2K |
| 16 | JNJJOHNSON & JOHNSON | COM | 0.37% | $373,000 | 2.3K |
| 17 | XELXCEL ENERGY INC | COM | 0.36% | $369,000 | 5.6K |
| 18 | HRLHORMEL FOODS CORP | COM | 0.35% | $355,000 | 7.4K |
| 19 | DVNDEVON ENERGY CORP NEW | COM | 0.33% | $340,000 | 11.6K |
| 20 | COFCAPITAL ONE FINL CORP | COM | 0.33% | $334,000 | 2.2K |
| 21 | TPRTAPESTRY INC | COM | 0.32% | $328,000 | 7.5K |
| 22 | NUENUCOR CORP | COM | 0.30% | $309,000 | 3.2K |
| 23 | FCXFREEPORT-MCMORAN INC | CL B | 0.30% | $302,000 | 8.1K |
| 24 | MOALTRIA GROUP INC | COM | 0.28% | $283,000 | 5.9K |
| 25 | PFGPRINCIPAL FINANCIAL GROUP IN | COM | 0.26% | $262,000 | 4.1K |
| 26 | ESEVERSOURCE ENERGY | COM | 0.25% | $259,000 | 3.2K |
| 27 | CSXCSX CORP | COM | 0.25% | $258,000 | 8.0K |
| 28 | MSFTMICROSOFT CORP | COM | 0.24% | $245,000 | 905 |
| 29 | WECWEC ENERGY GROUP INC | COM | 0.23% | $233,000 | 2.6K |
| 30 | BACBK OF AMERICA CORP | COM | 0.22% | $220,000 | 5.3K |
| 31 | OTTROTTER TAIL CORP | COM | 0.22% | $219,000 | 4.5K |
| 32 | DEDEERE & CO | COM | 0.21% | $212,000 | 600 |
| 33 | EIXEDISON INTL | COM | 0.20% | $204,000 | 3.5K |
| 34 | IBMINTERNATIONAL BUSINESS MACHS | COM | 0.19% | $197,000 | 1.3K |
| 35 | TSLATESLA INC | COM | 0.19% | $196,000 | 289 |
| 36 | INTCINTEL CORP | COM | 0.17% | $177,000 | 3.2K |
| 37 | QCOMQUALCOMM INC | COM | 0.16% | $159,000 | 1.1K |
| 38 | VZVERIZON COMMUNICATIONS INC | COM | 0.15% | $153,000 | 2.7K |
| 39 | EXMOCEXXON MOBIL CORP | COM | 0.15% | $152,000 | 2.4K |
| 40 | OREALTY INCOME CORP | COM | 0.14% | $146,000 | 2.2K |
| 41 | TAT&T INC | COM | 0.14% | $146,000 | 5.1K |
| 42 | LEOBNY MELLON STRATEGIC MUNS IN | COM | 0.14% | $141,000 | 15.7K |
| 43 | CANOPY GROWTH CORP | COM | 0.14% | $141,000 | 5.8K |
| 44 | AEPAMERICAN ELEC PWR CO INC | COM | 0.14% | $138,000 | 1.6K |
| 45 | RFICOHEN & STEERS TOTAL RETURN | COM | 0.13% | $129,000 | 7.9K |
| 46 | MPTMEDICAL PPTYS TRUST INC | COM | 0.13% | $128,000 | 6.4K |
| 47 | GENERAL ELECTRIC CO | COM | 0.12% | $121,000 | 9.0K |
| 48 | PTYPIMCO CORPORATE & INCOME OPP | COM | 0.10% | $105,000 | 5.3K |
| 49 | ANNALY CAPITAL MANAGEMENT IN | COM | 0.10% | $102,000 | 11.5K |
| 50 | EVRGEVERGY INC | COM | 0.10% | $97,000 | 1.6K |
| 51 | ENBENBRIDGE INC | COM | 0.09% | $95,000 | 2.4K |
| 52 | GOOGLALPHABET INC | CAP STK CL A · CAP STK CL C | 0.09% | $93,000 | 38 |
| 53 | CHICALAMOS CONV OPPORTUNITIES & | SH BEN INT | 0.09% | $91,000 | 6.0K |
| 54 | VTEBVANGUARD MUN BD FDS | TAX EXEMPT BD | 0.09% | $87,000 | 1.6K |
| 55 | DIASPDR DOW JONES INDL AVERAGE | UT SER 1 | 0.09% | $87,000 | 253 |
| 56 | UNPUNION PAC CORP | COM | 0.08% | $86,000 | 393 |
| 57 | WYWEYERHAEUSER CO MTN BE | COM NEW | 0.08% | $86,000 | 2.5K |
| 58 | KOCOCA COLA CO | COM | 0.08% | $85,000 | 1.6K |
| 59 | PSECPROSPECT CAP CORP | COM | 0.08% | $84,000 | 10.0K |
| 60 | OSI ETF TR | OSHARES US QUALT | 0.08% | $81,000 | 1.9K |
| 61 | HYDVANECK VECTORS ETF TR | HIGH YLD MUN ETF | 0.08% | $77,000 | 1.2K |
| 62 | TMOTHERMO FISHER SCIENTIFIC INC | COM | 0.08% | $77,000 | 152 |
| 63 | SLFSUN LIFE FINANCIAL INC. | COM | 0.07% | $76,000 | 1.5K |
| 64 | DUKDUKE ENERGY CORP NEW | COM NEW | 0.07% | $76,000 | 769 |
| 65 | HEALTHCARE TR AMER INC | CL A NEW | 0.07% | $75,000 | 2.8K |
| 66 | NINISOURCE INC | COM | 0.07% | $74,000 | 3.0K |
| 67 | ROKUROKU INC | COM CL A | 0.07% | $69,000 | 150 |
| 68 | NXRTNEXPOINT RESIDENTIAL TR INC | COM | 0.07% | $69,000 | 1.3K |
| 69 | RENEWABLE ENERGY GROUP INC | COM NEW | 0.07% | $68,000 | 1.1K |
| 70 | DNPDNP SELECT INCOME FD INC | COM | 0.07% | $67,000 | 6.4K |
| 71 | XNROXNEUBERGER BERMAN REAL ESTATE | COM | 0.06% | $66,000 | 13.2K |
| 72 | NXSTNEXSTAR MEDIA GROUP INC | CL A | 0.06% | $66,000 | 448 |
| 73 | PEPPEPSICO INC | COM | 0.06% | $65,000 | 442 |
| 74 | EPDENTERPRISE PRODS PARTNERS L | COM | 0.06% | $64,000 | 2.7K |
| 75 | NADNUVEEN QUALITY MUNCP INCOME | COM | 0.06% | $62,000 | 3.9K |
| 76 | AMZNAMAZON COM INC | COM | 0.06% | $62,000 | 18 |
| 77 | PGPROCTER AND GAMBLE CO | COM | 0.06% | $61,000 | 452 |
| 78 | ADMARCHER DANIELS MIDLAND CO | COM | 0.06% | $61,000 | 1.0K |
| 79 | AEBAALLETE INC | COM NEW | 0.06% | $60,000 | 856 |
| 80 | WFCWELLS FARGO CO NEW | COM | 0.06% | $58,000 | 1.3K |
| 81 | CVXCHEVRON CORP NEW | COM | 0.06% | $57,000 | 541 |
| 82 | OAKTREE SPECIALTY LENDING CO | COM | 0.06% | $57,000 | 8.5K |
| 83 | DOWDOW INC | COM | 0.06% | $57,000 | 908 |
| 84 | BPBP PLC | SPONSORED ADR | 0.06% | $57,000 | 2.2K |
| 85 | TILRAY INC | COM CL 2 | 0.06% | $57,000 | 3.1K |
| 86 | RYROYAL BK CDA | COM | 0.05% | $51,000 | 500 |
| 87 | CCICROWN CASTLE INTL CORP NEW | COM | 0.05% | $50,000 | 258 |
| 88 | ABTABBOTT LABS | COM | 0.05% | $50,000 | 431 |
| 89 | MKCMCCORMICK & CO INC | COM NON VTG | 0.05% | $50,000 | 570 |
| 90 | CATCATERPILLAR INC | COM | 0.05% | $50,000 | 231 |
| 91 | XVMMXDELAWARE INVTS MINN MUN INCO | COM | 0.05% | $49,000 | 3.4K |
| 92 | HDHOME DEPOT INC | COM | 0.05% | $48,000 | 150 |
| 93 | MACQUARIE GLOBAL INFRASTRUCT | COM | 0.05% | $46,000 | 2.0K |
| 94 | FST TR NEW OPPORT MLP & ENE | COM | 0.04% | $43,000 | 7.2K |
| 95 | METMETLIFE INC | COM | 0.04% | $40,000 | 664 |
| 96 | SPYSPDR S&P 500 ETF TR | TR UNIT | 0.04% | $38,000 | 88 |
| 97 | SPIRIT AIRLS INC | COM | 0.04% | $36,000 | 1.2K |
| 98 | EXCEXELON CORP | COM | 0.04% | $36,000 | 812 |
| 99 | WBAWALGREENS BOOTS ALLIANCE INC | COM | 0.03% | $35,000 | 662 |
| 100 | NVGNUVEEN AMT FREE MUN CR INC F | COM | 0.03% | $35,000 | 1.9K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q3 2023 | $45M | 376 | Nov 7, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $113M | 369 | Jul 20, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $70M | 385 | Apr 19, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $27M | 390 | Jan 26, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $26M | 347 | Oct 13, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $74M | 320 | Jul 18, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $70M | 287 | Apr 13, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $133M | 309 | Jan 26, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $122M | 321 | Oct 8, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $102M | 303 | Jul 16, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $96M | 278 | Apr 14, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $105M | 280 | Jan 20, 2021 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.