Managers / Q1 2022 · view latest →
Johnson Midwest Financial, LLC
CIK 0001732399 · 706 MONTANA ST., GLIDDEN, IA, 51443 · 7126592156
Reported Value
$70M
Q1 2022
Positions
287
Filings on Record
12
2021–present window
Filed
Apr 13, 2022
original filing
Summary
Johnson Midwest Financial, LLC reported $70M in U.S.-listed holdings across 287 positions for Q1 2022.
The portfolio is heavily concentrated: IVE alone accounts for 68.6% of reported value.
Compared with Q4 2021, the fund opened 14 new positions and exited 32.
Portfolio Metrics
Turnover
+49.0%
vs prior filed quarter
Top-10 Concentration
+81.8%
share of reported value
Largest Position
+68.6%
Ishares Tr
New / Exited
14 / 32
positions this quarter
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
13F Reported Value
Portfolio Composition
By security type
- ETP · 70.0% · $49M
- Common Stock · 27.2% · $19M
- Closed-End Fund · 1.1% · $805,000
- REIT · 1.1% · $763,000
- Other · 0.3% · $191,000
- Other · 0.3% · $209,000
Quarter-over-Quarter Changes full breakdown →
vs Q4 2021 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| IVEISHARES TR | NEW | +103.4K | 103.4K | +$16M | $16M |
| IJSISHARES TR | NEW | +156.3K | 156.3K | +$16M | $16M |
| HTGCHERCULES CAPITAL INC | NEW | +10.5K | 10.5K | +$190,000 | $190,000 |
| TXNTEXAS INSTRS INC | NEW | +100 | 100 | +$18,000 | $18,000 |
| PHKPIMCO HIGH INCOME FD | NEW | +1.9K | 1.9K | +$11,000 | $11,000 |
| HCSGHEALTHCARE SVCS GROUP INC | NEW | +540 | 540 | +$10,000 | $10,000 |
| TEUCRIUM COMMODITY TR | NEW | +935 | 935 | +$9,000 | $9,000 |
| GEVOGEVO INC | NEW | +1.9K | 1.9K | +$9,000 | $9,000 |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q1 2022
269 positions (from 287 filing rows — )
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | IVEISHARES TR | S&P 500 VAL ETF · S&P MC 400VL ETF · SP SMCP600VL ETF · NATIONAL MUN ETF · U.S. UTILITS ETF · US HLTHCARE ETF · CORE MSCI EAFE · U.S. ENERGY ETF · IBOXX INV CP ETF · ESG AWR MSCI USA · IBOXX HI YD ETF | 68.56% | $48M | 407.7K |
| 2 | FSKFS KKR CAP CORPhistory → | COM | 2.69% | $2M | 83.1K |
| 3 | AAPLAPPLE INChistory → | COM | 2.55% | $2M | 10.3K |
| 4 | BRK/BBERKSHIRE HATHAWAY INC DELhistory → | CL B NEW | 1.93% | $1M | 3.9K |
| 5 | NEENEXTERA ENERGY INChistory → | COM | 1.33% | $937,000 | 1.1K |
| 6 | LNTALLIANT ENERGY CORPhistory → | COM | 1.29% | $911,000 | 14.6K |
| 7 | WMTWALMART INChistory → | COM | 1.05% | $737,000 | 4.9K |
| 8 | TSNTYSON FOODS INC | CL A | 0.89% | $627,000 | 7.0K |
| 9 | TSLATESLA INC | COM | 0.77% | $546,000 | 507 |
| 10 | MCDMCDONALDS CORP | COM | 0.73% | $516,000 | 2.1K |
| 11 | ARCCARES CAPITAL CORP | COM · NOTE 4.625% 3/0 | 0.63% | $445,000 | 35.4K |
| 12 | JNJJOHNSON & JOHNSON | COM | 0.62% | $438,000 | 2.5K |
| 13 | METAFACEBOOK INC | CL A | 0.58% | $410,000 | 1.8K |
| 14 | XELXCEL ENERGY INC | COM | 0.58% | $406,000 | 5.6K |
| 15 | HRLHORMEL FOODS CORP | COM | 0.55% | $389,000 | 7.5K |
| 16 | MSFTMICROSOFT CORP | COM | 0.49% | $342,000 | 1.1K |
| 17 | MOALTRIA GROUP INC | COM | 0.48% | $341,000 | 6.5K |
| 18 | PFGPRINCIPAL FINANCIAL GROUP IN | COM | 0.43% | $306,000 | 4.2K |
| 19 | CSXCSX CORP | COM | 0.43% | $302,000 | 8.1K |
| 20 | ESEVERSOURCE ENERGY | COM | 0.40% | $284,000 | 3.2K |
| 21 | OTTROTTER TAIL CORP | COM | 0.40% | $280,000 | 4.5K |
| 22 | DEDEERE & CO | COM | 0.37% | $262,000 | 629 |
| 23 | WECWEC ENERGY GROUP INC | COM | 0.37% | $261,000 | 2.6K |
| 24 | BACBK OF AMERICA CORP | COM | 0.37% | $261,000 | 6.3K |
| 25 | EIXEDISON INTL | COM | 0.35% | $247,000 | 3.5K |
| 26 | PSECPROSPECT CAP CORP | COM | 0.30% | $210,000 | 25.4K |
| 27 | QCOMQUALCOMM INC | COM | 0.29% | $204,000 | 1.3K |
| 28 | EXMOCEXXON MOBIL CORP | COM | 0.29% | $203,000 | 2.5K |
| 29 | HTGCHERCULES CAPITAL INC | COM | 0.27% | $190,000 | 10.5K |
| 30 | INTCINTEL CORP | COM | 0.26% | $180,000 | 3.6K |
| 31 | IBMINTERNATIONAL BUSINESS MACHS | COM | 0.25% | $175,000 | 1.3K |
| 32 | AEPAMERICAN ELEC PWR CO INC | COM | 0.23% | $162,000 | 1.6K |
| 33 | OREALTY INCOME CORP | COM | 0.22% | $158,000 | 2.3K |
| 34 | BILSPDR SER TR | SPDR BLOOMBERG · NUVEEN BBG BRCLY | 0.22% | $158,000 | 2.2K |
| 35 | VZVERIZON COMMUNICATIONS INC | COM | 0.20% | $144,000 | 2.8K |
| 36 | MPTMEDICAL PPTYS TRUST INC | COM | 0.19% | $135,000 | 6.4K |
| 37 | SPHBINVESCO EXCH TRADED FD TR II | S&P 500 HB ETF | 0.19% | $132,000 | 1.7K |
| 38 | EVRGEVERGY INC | COM | 0.18% | $128,000 | 1.9K |
| 39 | RFICOHEN & STEERS TOTAL RETURN | COM | 0.17% | $122,000 | 7.9K |
| 40 | QQQINVESCO QQQ TR | UNIT SER 1 | 0.17% | $118,000 | 324 |
| 41 | GOOGLALPHABET INC | CAP STK CL A · CAP STK CL C | 0.17% | $117,000 | 42 |
| 42 | LEOBNY MELLON STRATEGIC MUNS IN | COM | 0.16% | $113,000 | 15.7K |
| 43 | ENBENBRIDGE INC | COM | 0.16% | $111,000 | 2.4K |
| 44 | TAT&T INC | COM | 0.15% | $108,000 | 4.6K |
| 45 | UNPUNION PAC CORP | COM | 0.15% | $107,000 | 393 |
| 46 | CATCATERPILLAR INC | COM | 0.15% | $106,000 | 478 |
| 47 | KOCOCA COLA CO | COM | 0.15% | $105,000 | 1.7K |
| 48 | PTYPIMCO CORPORATE & INCOME OPP | COM | 0.15% | $103,000 | 6.7K |
| 49 | DUKDUKE ENERGY CORP NEW | COM NEW | 0.14% | $97,000 | 873 |
| 50 | NINISOURCE INC | COM | 0.14% | $96,000 | 3.0K |
| 51 | FEXFIRST TR LRGE CP CORE ALPHA | COM SHS | 0.13% | $95,000 | 1.1K |
| 52 | WYWEYERHAEUSER CO MTN BE | COM NEW | 0.13% | $95,000 | 2.5K |
| 53 | ANNALY CAPITAL MANAGEMENT IN | COM | 0.13% | $92,000 | 13.0K |
| 54 | TMOTHERMO FISHER SCIENTIFIC INC | COM | 0.13% | $90,000 | 152 |
| 55 | CVXCHEVRON CORP NEW | COM | 0.13% | $89,000 | 549 |
| 56 | DIASPDR DOW JONES INDL AVERAGE | UT SER 1 | 0.13% | $89,000 | 256 |
| 57 | HEALTHCARE TR AMER INC | CL A NEW | 0.12% | $88,000 | 2.8K |
| 58 | OSI ETF TR | OSHARES US QUALT | 0.12% | $85,000 | 1.9K |
| 59 | EPDENTERPRISE PRODS PARTNERS L | COM | 0.12% | $83,000 | 3.2K |
| 60 | SLFSUN LIFE FINANCIAL INC. | COM | 0.12% | $83,000 | 1.5K |
| 61 | CHICALAMOS CONV OPPORTUNITIES & | SH BEN INT | 0.11% | $80,000 | 6.0K |
| 62 | VTEBVANGUARD MUN BD FDS | TAX EXEMPT BD | 0.11% | $78,000 | 1.5K |
| 63 | DNPDNP SELECT INCOME FD INC | COM | 0.11% | $76,000 | 6.4K |
| 64 | PEPPEPSICO INC | COM | 0.11% | $75,000 | 450 |
| 65 | AMZNAMAZON COM INC | COM | 0.11% | $75,000 | 23 |
| 66 | PGPROCTER AND GAMBLE CO | COM | 0.10% | $70,000 | 455 |
| 67 | DOWDOW INC | COM | 0.10% | $67,000 | 1.0K |
| 68 | XNROXNEUBERGER BERMAN REAL ESTATE | COM | 0.09% | $66,000 | 13.2K |
| 69 | RENEWABLE ENERGY GROUP INC | COM NEW | 0.09% | $66,000 | 1.1K |
| 70 | OAKTREE SPECIALTY LENDING CO | COM | 0.09% | $64,000 | 8.6K |
| 71 | WFCWELLS FARGO CO NEW | COM | 0.09% | $63,000 | 1.3K |
| 72 | HYDVANECK VECTORS ETF TR | HIGH YLD MUN ETF | 0.09% | $62,000 | 1.1K |
| 73 | MKCMCCORMICK & CO INC | COM NON VTG | 0.08% | $57,000 | 570 |
| 74 | AEBAALLETE INC | COM NEW | 0.08% | $57,000 | 856 |
| 75 | RYROYAL BK CDA | COM | 0.08% | $55,000 | 500 |
| 76 | NADNUVEEN QUALITY MUNCP INCOME | COM | 0.07% | $52,000 | 3.9K |
| 77 | ABTABBOTT LABS | COM | 0.07% | $51,000 | 434 |
| 78 | MACQUARIE GLOBAL INFRASTRUCT | COM | 0.07% | $51,000 | 2.0K |
| 79 | CCICROWN CASTLE INTL CORP NEW | COM | 0.07% | $48,000 | 259 |
| 80 | WMWASTE MGMT INC DEL | COM | 0.06% | $45,000 | 284 |
| 81 | HDHOME DEPOT INC | COM | 0.06% | $45,000 | 150 |
| 82 | FST TR NEW OPPORT MLP & ENE | COM | 0.06% | $45,000 | 7.2K |
| 83 | CANOPY GROWTH CORP | COM | 0.06% | $44,000 | 5.8K |
| 84 | MARATHON OIL CORP | COM | 0.06% | $43,000 | 1.7K |
| 85 | SPYSPDR S&P 500 ETF TR | TR UNIT | 0.06% | $40,000 | 88 |
| 86 | EXCEXELON CORP | COM | 0.06% | $39,000 | 812 |
| 87 | BPBP PLC | SPONSORED ADR | 0.05% | $38,000 | 1.3K |
| 88 | METMETLIFE INC | COM | 0.05% | $37,000 | 530 |
| 89 | KMIKINDER MORGAN INC DEL | COM | 0.05% | $36,000 | 1.9K |
| 90 | XBXMXNUVEEN S&P 500 BUY-WRITE INC | COM | 0.05% | $35,000 | 2.4K |
| 91 | CNICANADIAN NATL RY CO | COM | 0.05% | $34,000 | 254 |
| 92 | ORCLORACLE CORP | COM | 0.05% | $34,000 | 414 |
| 93 | VTRVENTAS INC | COM | 0.05% | $34,000 | 547 |
| 94 | BMOBANK MONTREAL QUE | COM | 0.05% | $34,000 | 286 |
| 95 | NVGNUVEEN AMT FREE MUN CR INC F | COM | 0.04% | $30,000 | 2.0K |
| 96 | UPSUNITED PARCEL SERVICE INC | CL B | 0.04% | $30,000 | 138 |
| 97 | WBAWALGREENS BOOTS ALLIANCE INC | COM | 0.04% | $30,000 | 662 |
| 98 | UNHUNITEDHEALTH GROUP INC | COM | 0.04% | $29,000 | 57 |
| 99 | IPINTERNATIONAL PAPER CO | COM | 0.04% | $28,000 | 610 |
| 100 | RETAIL OPPORTUNITY INVTS COR | COM | 0.04% | $28,000 | 1.4K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q3 2023 | $45M | 376 | Nov 7, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $113M | 369 | Jul 20, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $70M | 385 | Apr 19, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $27M | 390 | Jan 26, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $26M | 347 | Oct 13, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $74M | 320 | Jul 18, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $70M | 287 | Apr 13, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $133M | 309 | Jan 26, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $122M | 321 | Oct 8, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $102M | 303 | Jul 16, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $96M | 278 | Apr 14, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $105M | 280 | Jan 20, 2021 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.