SEC 13F Intelligence

Managers / Q1 2021 · view latest →

Johnson Midwest Financial, LLC

CIK 0001732399 · 706 MONTANA ST., GLIDDEN, IA, 51443 · 7126592156

Reported Value
$96M
Q1 2021
Positions
278
Filings on Record
12
2021–present window
Filed
Apr 14, 2021
original filing

Summary

Johnson Midwest Financial, LLC reported $96M in U.S.-listed holdings across 278 positions for Q1 2021.

The portfolio is heavily concentrated: IWM alone accounts for 64.1% of reported value.

Compared with Q4 2020, the fund opened 33 new positions and exited 35.

Portfolio Metrics

Turnover
+63.6%
vs prior filed quarter
Top-10 Concentration
+86.2%
share of reported value
Largest Position
+64.1%
Ishares Tr
New / Exited
33 / 35
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’20: $105MQ4 ’20Q1 ’21: $96MQ2 ’21: $102MQ2 ’21Q3 ’21: $122MQ4 ’21: $133MQ4 ’21Q1 ’22: $70MQ2 ’22: $74MQ2 ’22Q3 ’22: $26MQ4 ’22: $27MQ4 ’22Q1 ’23: $70MQ2 ’23: $113MQ2 ’23Q3 ’23: $45Mfilingsflow.com

Portfolio Composition

By security type
ETP: 80.9%Common Stock: 16.8%Closed-End Fund: 0.9%REIT: 0.8%Other: 0.5%Other: 0.2%
  • ETP · 80.9% · $77M
  • Common Stock · 16.8% · $16M
  • Closed-End Fund · 0.9% · $835,000
  • REIT · 0.8% · $762,000
  • Other · 0.5% · $463,000
  • Other · 0.2% · $193,000

Quarter-over-Quarter Changes full breakdown →

vs Q4 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
MDYSPDR S&P MIDCAP 400 ETF TRNEW+31.4K31.4K+$15M$15M
IJTISHARES TRNEW+116.4K116.4K+$15M$15M
IJJISHARES TRNEW+146.3K146.3K+$15M$15M
IVZINVESCO LTDNEW+13.8K13.8K+$349,000$349,000
TPRTAPESTRY INCNEW+7.5K7.5K+$309,000$309,000
SVB FINANCIAL GROUPNEW+611611+$302,000$302,000
DISCOVERY INCNEW+5.8K5.8K+$253,000$253,000
VIACOMCBS INCNEW+4.9K4.9K+$221,000$221,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2021

261 positions (from 278 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1IWMISHARES TRRUSSELL 2000 ETF · SP SMCP600VL ETF · S&P SML 600 GWT · S&P MC 400VL ETF · IBOXX HI YD ETF · NATIONAL MUN ETF · U.S. UTILITS ETF · US HLTHCARE ETF · IBOXX INV CP ETF · U.S. ENERGY ETF · CORE S&P SCP ETF · ESG AWR MSCI USA64.07%$61M493.5K
2MDYSPDR S&P MIDCAP 400 ETF TRhistory →UTSER1 S&PDCRP15.67%$15M31.4K
3AAPLAPPLE INChistory →COM1.29%$1M10.1K
4BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.98%$941,0003.7K
5NEENEXTERA ENERGY INCCOM0.87%$829,00011.0K
6LNTALLIANT ENERGY CORPCOM0.82%$787,00014.5K
7BILSPDR SER TRSPDR BLOOMBERG · NUVEEN BBG BRCLY · S&P 400 MDCP GRW · S&P 600 SMCP GRW0.70%$671,0008.5K
8WMTWALMART INCCOM0.70%$670,0004.9K
9METAFACEBOOK INCCL A0.56%$537,0001.8K
10TSNTYSON FOODS INCCL A0.54%$520,0007.0K
11MCDMCDONALDS CORPCOM0.48%$462,0002.1K
12ARCCARES CAPITAL CORPCOM · NOTE 4.625% 3/00.41%$390,00035.0K
13LBEURL BRANDS INCCOM0.39%$373,0006.0K
14XELXCEL ENERGY INCCOM0.39%$372,0005.6K
15JNJJOHNSON & JOHNSONCOM0.38%$364,0002.2K
16HRLHORMEL FOODS CORPCOM0.37%$353,0007.4K
17IVZINVESCO LTDSHS0.37%$349,00013.8K
18FCXFREEPORT-MCMORAN INCCL B0.33%$317,0009.6K
19TPRTAPESTRY INCCOM0.32%$309,0007.5K
20SVB FINANCIAL GROUPCOM0.32%$302,000611
21MOALTRIA GROUP INCCOM0.31%$298,0005.8K
22ESEVERSOURCE ENERGYCOM0.29%$279,0003.2K
23CSXCSX CORPCOM0.27%$258,0002.7K
24DISCOVERY INCCOM SER A0.26%$253,0005.8K
25PFGPRINCIPAL FINANCIAL GROUP INCOM0.26%$248,0004.1K
26WECWEC ENERGY GROUP INCCOM0.26%$245,0002.6K
27DEDEERE & COCOM0.23%$223,000596
28VIACOMCBS INCCL B0.23%$221,0004.9K
29MSFTMICROSOFT CORPCOM0.22%$213,000903
30OTTROTTER TAIL CORPCOM0.22%$207,0004.5K
31BACBK OF AMERICA CORPCOM0.22%$206,0005.3K
32EIXEDISON INTLCOM0.22%$206,0003.5K
33INTCINTEL CORPCOM0.20%$195,0003.0K
34TSLATESLA INCCOM0.20%$193,000289
35CANOPY GROWTH CORPCOM0.20%$187,0005.8K
36IBMINTERNATIONAL BUSINESS MACHSCOM0.19%$179,0001.3K
37VZVERIZON COMMUNICATIONS INCCOM0.17%$158,0002.7K
38TAT&T INCCOM0.16%$153,0005.0K
39QCOMQUALCOMM INCCOM0.15%$148,0001.1K
40AEPAMERICAN ELEC PWR CO INCCOM0.14%$138,0001.6K
41MPTMEDICAL PPTYS TRUST INCCOM0.14%$136,0006.4K
42LEOBNY MELLON STRATEGIC MUNS INCOM0.14%$134,00015.7K
43EXMOCEXXON MOBIL CORPCOM0.14%$134,0002.4K
44OREALTY INCOME CORPCOM0.13%$128,0002.0K
45GENERAL ELECTRIC COCOM0.12%$116,0008.9K
46RFICOHEN & STEERS TOTAL RETURNCOM0.12%$115,0007.9K
47ANNALY CAPITAL MANAGEMENT INCOM0.10%$98,00011.4K
48PTYPIMCO CORPORATE & INCOME OPPCOM0.10%$97,0005.3K
49BPBP PLCSPONSORED ADR0.10%$96,0003.9K
50EVRGEVERGY INCCOM0.10%$96,0001.6K
51WYWEYERHAEUSER CO MTN BECOM NEW0.09%$89,0002.5K
52UNPUNION PAC CORPCOM0.09%$87,000393
53CHICALAMOS CONV OPPORTUNITIES &SH BEN INT0.09%$86,0006.0K
54DIASPDR DOW JONES INDL AVERAGEUT SER 10.09%$83,000252
55KOCOCA COLA COCOM0.09%$83,0001.6K
56GOOGLALPHABET INCCAP STK CL A · CAP STK CL C0.08%$79,00038
57HEALTHCARE TR AMER INCCL A NEW0.08%$78,0002.8K
58PSECPROSPECT CAP CORPCOM0.08%$77,00010.0K
59OSI ETF TROSHARES US QUALT0.08%$77,0001.9K
60SLFSUN LIFE FINANCIAL INC.COM0.08%$74,0001.5K
61DUKDUKE ENERGY CORP NEWCOM NEW0.08%$74,000765
62NINISOURCE INCCOM0.08%$73,0003.0K
63VTEBVANGUARD MUN BD FDSTAX EXEMPT BD0.08%$72,0001.3K
64RENEWABLE ENERGY GROUP INCCOM NEW0.08%$72,0001.1K
65TMOTHERMO FISHER SCIENTIFIC INCCOM0.07%$69,000152
66APHRIA INCCOM0.07%$67,0003.7K
67HYDVANECK VECTORS ETF TRHIGH YLD MUN ETF0.07%$65,0001.0K
68DNPDNP SELECT INCOME FD INCCOM0.07%$63,0006.4K
69NXSTNEXSTAR MEDIA GROUP INCCL A0.07%$63,000448
70PEPPEPSICO INCCOM0.06%$62,000439
71PGPROCTER AND GAMBLE COCOM0.06%$61,000450
72XNROXNEUBERGER BERMAN REAL ESTATECOM0.06%$60,00013.2K
73NADNUVEEN QUALITY MUNCP INCOMECOM0.06%$59,0003.9K
74AEBAALLETE INCCOM NEW0.06%$58,000856
75NXRTNEXPOINT RESIDENTIAL TR INCCOM0.06%$58,0001.3K
76DOWDOW INCCOM0.06%$58,000902
77ADMARCHER DANIELS MIDLAND COCOM0.06%$57,0001.0K
78CVXCHEVRON CORP NEWCOM0.06%$56,000538
79CATCATERPILLAR INCCOM0.06%$53,000231
80OAKTREE SPECIALTY LENDING COCOM0.06%$53,0008.5K
81ABTABBOTT LABSCOM0.05%$52,000430
82MKCMCCORMICK & CO INCCOM NON VTG0.05%$51,000570
83AMZNAMAZON COM INCCOM0.05%$50,00016
84ROKUROKU INCCOM CL A0.05%$49,000150
85EPDENTERPRISE PRODS PARTNERS LCOM0.05%$49,0002.2K
86HDHOME DEPOT INCCOM0.05%$46,000150
87RYROYAL BK CDACOM0.05%$46,000500
88WFCWELLS FARGO CO NEWCOM0.05%$46,0001.2K
89XVMMXDELAWARE INVTS MINN MUN INCOCOM0.05%$45,0003.4K
90CCICROWN CASTLE INTL CORP NEWCOM0.05%$44,000258
91MACQUARIE GLOBAL INFRASTRUCTCOM0.05%$44,0002.0K
92SPIRIT AIRLS INCCOM0.05%$43,0001.2K
93METMETLIFE INCCOM0.04%$40,000664
94FST TR NEW OPPORT MLP & ENECOM0.04%$38,0007.2K
95EXCEXELON CORPCOM0.04%$36,000812
96WBAWALGREENS BOOTS ALLIANCE INCCOM0.04%$36,000662
97SPYSPDR S&P 500 ETF TRTR UNIT0.04%$35,00088
98CCITIGROUP INCCOM NEW0.04%$35,000475
99XBXMXNUVEEN S&P 500 BUY-WRITE INCCOM0.03%$33,0002.4K
100NVGNUVEEN AMT FREE MUN CR INC FCOM0.03%$32,0001.9K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2023$45M376Nov 7, 202313F-HRchanges · EDGAR ↗
Q2 2023$113M369Jul 20, 202313F-HRchanges · EDGAR ↗
Q1 2023$70M385Apr 19, 202313F-HRchanges · EDGAR ↗
Q4 2022$27M390Jan 26, 202313F-HRchanges · EDGAR ↗
Q3 2022$26M347Oct 13, 202213F-HRchanges · EDGAR ↗
Q2 2022$74M320Jul 18, 202213F-HRchanges · EDGAR ↗
Q1 2022$70M287Apr 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$133M309Jan 26, 202213F-HRchanges · EDGAR ↗
Q3 2021$122M321Oct 8, 202113F-HRchanges · EDGAR ↗
Q2 2021$102M303Jul 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$96M278Apr 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$105M280Jan 20, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.