Managers / Q3 2021 · view latest →
Johnson Midwest Financial, LLC
CIK 0001732399 · 706 MONTANA ST., GLIDDEN, IA, 51443 · 7126592156
Reported Value
$122M
Q3 2021
Positions
321
Filings on Record
12
2021–present window
Filed
Oct 8, 2021
original filing
Summary
Johnson Midwest Financial, LLC reported $122M in U.S.-listed holdings across 321 positions for Q3 2021.
The portfolio is heavily concentrated: IYR alone accounts for 48.4% of reported value.
Compared with Q2 2021, the fund opened 44 new positions and exited 22.
Portfolio Metrics
Turnover
+59.2%
vs prior filed quarter
Top-10 Concentration
+86.5%
share of reported value
Largest Position
+48.4%
Ishares Tr
New / Exited
44 / 22
positions this quarter
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
13F Reported Value
Portfolio Composition
By security type
- ETP · 83.3% · $102M
- Common Stock · 15.0% · $18M
- Closed-End Fund · 0.7% · $881,000
- REIT · 0.7% · $869,000
- Other · 0.2% · $250,000
- Other · 0.1% · $156,000
Quarter-over-Quarter Changes full breakdown →
vs Q2 2021 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| IYRISHARES TR | NEW | +192.7K | 192.7K | +$20M | $20M |
| IVWISHARES TR | NEW | +266.2K | 266.2K | +$20M | $20M |
| SSOPROSHARES TR | NEW | +5.9K | 5.9K | +$711,000 | $711,000 |
| AAALCOA CORP | NEW | +9.0K | 9.0K | +$443,000 | $443,000 |
| SPUUDIREXION SHS ETF TR | NEW | +4.1K | 4.1K | +$405,000 | $405,000 |
| MRNAMODERNA INC | NEW | +1.0K | 1.0K | +$399,000 | $399,000 |
| QLDPROSHARES TR | NEW | +4.9K | 4.9K | +$358,000 | $358,000 |
| BXBLACKSTONE INC | NEW | +3.1K | 3.1K | +$357,000 | $357,000 |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q3 2021
296 positions (from 321 filing rows — )
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | IYRISHARES TR | U.S. REAL ES ETF · S&P 500 GRWT ETF · S&P MC 400VL ETF · IBOXX HI YD ETF · NATIONAL MUN ETF · U.S. UTILITS ETF · US HLTHCARE ETF · S&P MC 400GR ETF · CORE S&P SCP ETF · CORE MSCI EAFE · S&P 500 VAL ETF · U.S. ENERGY ETF · ESG AWR MSCI USA · IBOXX INV CP ETF | 48.38% | $59M | 653.4K |
| 2 | QQQINVESCO QQQ TRhistory → | UNIT SER 1 | 16.04% | $20M | 54.8K |
| 3 | SPYSPDR S&P 500 ETF TRhistory → | TR UNIT | 16.03% | $20M | 45.7K |
| 4 | AAPLAPPLE INChistory → | COM | 1.19% | $1M | 10.3K |
| 5 | VOEVANGUARD INDEX FDS | MCAP VL IDXVIP · VALUE ETF · SM CP VAL ETF | 0.96% | $1M | 8.4K |
| 6 | SSOPROSHARES TR | PSHS ULT S&P 500 · PSHS ULTRA QQQ · ULTRAPRO QQQ · ULTRPRO S&P500 | 0.93% | $1M | 11.4K |
| 7 | BRK/BBERKSHIRE HATHAWAY INC DEL | CL B NEW | 0.83% | $1M | 3.7K |
| 8 | FSKFS KKR CAP CORP | COM | 0.78% | $958,000 | 43.5K |
| 9 | NEENEXTERA ENERGY INC | COM | 0.71% | $865,000 | 11.0K |
| 10 | LNTALLIANT ENERGY CORP | COM | 0.67% | $815,000 | 14.6K |
| 11 | WMTWALMART INC | COM | 0.56% | $689,000 | 4.9K |
| 12 | METAFACEBOOK INC | CL A | 0.51% | $619,000 | 1.8K |
| 13 | TSNTYSON FOODS INC | CL A | 0.45% | $552,000 | 7.0K |
| 14 | MCDMCDONALDS CORP | COM | 0.41% | $501,000 | 2.1K |
| 15 | AAALCOA CORP | COM | 0.36% | $443,000 | 9.0K |
| 16 | ARCCARES CAPITAL CORP | COM · NOTE 4.625% 3/0 | 0.35% | $432,000 | 35.4K |
| 17 | SPUUDIREXION SHS ETF TR | DLY S&P500 2XS | 0.33% | $405,000 | 4.1K |
| 18 | MRNAMODERNA INC | COM | 0.33% | $399,000 | 1.0K |
| 19 | JNJJOHNSON & JOHNSON | COM | 0.30% | $367,000 | 2.3K |
| 20 | BXBLACKSTONE INC | COM | 0.29% | $357,000 | 3.1K |
| 21 | NETCLOUDFLARE INC | CL A COM | 0.29% | $356,000 | 3.2K |
| 22 | NUENUCOR CORP | COM | 0.29% | $353,000 | 3.6K |
| 23 | XELXCEL ENERGY INC | COM | 0.29% | $351,000 | 5.6K |
| 24 | CLFCLEVELAND-CLIFFS INC NEW | COM | 0.27% | $334,000 | 16.9K |
| 25 | DKSDICKS SPORTING GOODS INC | COM | 0.27% | $331,000 | 2.8K |
| 26 | HRLHORMEL FOODS CORP | COM | 0.25% | $306,000 | 7.5K |
| 27 | MOALTRIA GROUP INC | COM | 0.22% | $274,000 | 6.0K |
| 28 | PFGPRINCIPAL FINANCIAL GROUP IN | COM | 0.22% | $268,000 | 4.2K |
| 29 | MSFTMICROSOFT CORP | COM | 0.22% | $265,000 | 941 |
| 30 | ESEVERSOURCE ENERGY | COM | 0.22% | $264,000 | 3.2K |
| 31 | OTTROTTER TAIL CORP | COM | 0.21% | $251,000 | 4.5K |
| 32 | CSXCSX CORP | COM | 0.20% | $239,000 | 8.0K |
| 33 | WECWEC ENERGY GROUP INC | COM | 0.19% | $231,000 | 2.6K |
| 34 | BACBK OF AMERICA CORP | COM | 0.18% | $226,000 | 5.3K |
| 35 | TSLATESLA INC | COM | 0.18% | $224,000 | 289 |
| 36 | DEDEERE & CO | COM | 0.16% | $201,000 | 601 |
| 37 | EIXEDISON INTL | COM | 0.16% | $195,000 | 3.5K |
| 38 | IBMINTERNATIONAL BUSINESS MACHS | COM | 0.15% | $187,000 | 1.3K |
| 39 | INTCINTEL CORP | COM | 0.14% | $168,000 | 3.2K |
| 40 | BILSPDR SER TR | SPDR BLOOMBERG · NUVEEN BBG BRCLY | 0.14% | $166,000 | 2.2K |
| 41 | VZVERIZON COMMUNICATIONS INC | COM | 0.13% | $153,000 | 2.8K |
| 42 | QCOMQUALCOMM INC | COM | 0.12% | $144,000 | 1.1K |
| 43 | EXMOCEXXON MOBIL CORP | COM | 0.12% | $143,000 | 2.4K |
| 44 | OREALTY INCOME CORP | COM | 0.12% | $143,000 | 2.2K |
| 45 | LEOBNY MELLON STRATEGIC MUNS IN | COM | 0.11% | $137,000 | 15.7K |
| 46 | AEPAMERICAN ELEC PWR CO INC | COM | 0.11% | $132,000 | 1.6K |
| 47 | MPTMEDICAL PPTYS TRUST INC | COM | 0.10% | $128,000 | 6.4K |
| 48 | RFICOHEN & STEERS TOTAL RETURN | COM | 0.10% | $128,000 | 7.9K |
| 49 | GENERAL ELECTRIC CO | COM NEW | 0.09% | $116,000 | 1.1K |
| 50 | TAT&T INC | COM | 0.09% | $108,000 | 4.0K |
| 51 | GOOGLALPHABET INC | CAP STK CL A · CAP STK CL C | 0.08% | $102,000 | 38 |
| 52 | EVRGEVERGY INC | COM | 0.08% | $100,000 | 1.6K |
| 53 | ANNALY CAPITAL MANAGEMENT IN | COM | 0.08% | $98,000 | 11.7K |
| 54 | PTYPIMCO CORPORATE & INCOME OPP | COM | 0.08% | $97,000 | 5.3K |
| 55 | ENBENBRIDGE INC | COM | 0.08% | $95,000 | 2.4K |
| 56 | CATCATERPILLAR INC | COM | 0.07% | $91,000 | 474 |
| 57 | CHICALAMOS CONV OPPORTUNITIES & | SH BEN INT | 0.07% | $90,000 | 6.0K |
| 58 | WYWEYERHAEUSER CO MTN BE | COM NEW | 0.07% | $89,000 | 2.5K |
| 59 | KOCOCA COLA CO | COM | 0.07% | $88,000 | 1.7K |
| 60 | TMOTHERMO FISHER SCIENTIFIC INC | COM | 0.07% | $87,000 | 152 |
| 61 | DIASPDR DOW JONES INDL AVERAGE | UT SER 1 | 0.07% | $86,000 | 254 |
| 62 | VTEBVANGUARD MUN BD FDS | TAX EXEMPT BD | 0.07% | $86,000 | 1.6K |
| 63 | HEALTHCARE TR AMER INC | CL A NEW | 0.07% | $84,000 | 2.8K |
| 64 | CANOPY GROWTH CORP | COM | 0.07% | $81,000 | 5.8K |
| 65 | OSI ETF TR | OSHARES US QUALT | 0.07% | $80,000 | 1.9K |
| 66 | NXRTNEXPOINT RESIDENTIAL TR INC | COM | 0.06% | $78,000 | 1.3K |
| 67 | UNPUNION PAC CORP | COM | 0.06% | $77,000 | 393 |
| 68 | PSECPROSPECT CAP CORP | COM | 0.06% | $77,000 | 10.0K |
| 69 | SLFSUN LIFE FINANCIAL INC. | COM | 0.06% | $76,000 | 1.5K |
| 70 | DUKDUKE ENERGY CORP NEW | COM NEW | 0.06% | $76,000 | 774 |
| 71 | NINISOURCE INC | COM | 0.06% | $73,000 | 3.0K |
| 72 | HYDVANECK ETF TRUST | HIGH YLD MUNIETF | 0.06% | $70,000 | 1.1K |
| 73 | AMZNAMAZON COM INC | COM | 0.06% | $69,000 | 21 |
| 74 | DNPDNP SELECT INCOME FD INC | COM | 0.06% | $68,000 | 6.4K |
| 75 | NXSTNEXSTAR MEDIA GROUP INC | CL A | 0.06% | $68,000 | 448 |
| 76 | PEPPEPSICO INC | COM | 0.05% | $67,000 | 445 |
| 77 | EPDENTERPRISE PRODS PARTNERS L | COM | 0.05% | $65,000 | 3.0K |
| 78 | PGPROCTER AND GAMBLE CO | COM | 0.05% | $63,000 | 453 |
| 79 | XNROXNEUBERGER BERMAN REAL ESTATE | COM | 0.05% | $63,000 | 13.2K |
| 80 | NADNUVEEN QUALITY MUNCP INCOME | COM | 0.05% | $61,000 | 3.9K |
| 81 | ADMARCHER DANIELS MIDLAND CO | COM | 0.05% | $60,000 | 1.0K |
| 82 | OAKTREE SPECIALTY LENDING CO | COM | 0.05% | $60,000 | 8.6K |
| 83 | WFCWELLS FARGO CO NEW | COM | 0.05% | $60,000 | 1.3K |
| 84 | CVXCHEVRON CORP NEW | COM | 0.04% | $55,000 | 544 |
| 85 | RENEWABLE ENERGY GROUP INC | COM NEW | 0.04% | $55,000 | 1.1K |
| 86 | DOWDOW INC | COM | 0.04% | $53,000 | 916 |
| 87 | ABTABBOTT LABS | COM | 0.04% | $51,000 | 432 |
| 88 | AEBAALLETE INC | COM NEW | 0.04% | $51,000 | 856 |
| 89 | RYROYAL BK CDA | COM | 0.04% | $50,000 | 500 |
| 90 | HDHOME DEPOT INC | COM | 0.04% | $49,000 | 150 |
| 91 | XVMMXDELAWARE INVTS MINN MUN INCO | COM | 0.04% | $49,000 | 3.4K |
| 92 | ROKUROKU INC | COM CL A | 0.04% | $47,000 | 150 |
| 93 | MACQUARIE GLOBAL INFRASTRUCT | COM | 0.04% | $47,000 | 2.0K |
| 94 | MKCMCCORMICK & CO INC | COM NON VTG | 0.04% | $46,000 | 570 |
| 95 | CCICROWN CASTLE INTL CORP NEW | COM | 0.04% | $45,000 | 258 |
| 96 | METMETLIFE INC | COM | 0.03% | $41,000 | 664 |
| 97 | FST TR NEW OPPORT MLP & ENE | COM | 0.03% | $41,000 | 7.2K |
| 98 | EXCEXELON CORP | COM | 0.03% | $39,000 | 812 |
| 99 | ORCLORACLE CORP | COM | 0.03% | $36,000 | 411 |
| 100 | MARATHON OIL CORP | COM | 0.03% | $35,000 | 2.6K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q3 2023 | $45M | 376 | Nov 7, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $113M | 369 | Jul 20, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $70M | 385 | Apr 19, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $27M | 390 | Jan 26, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $26M | 347 | Oct 13, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $74M | 320 | Jul 18, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $70M | 287 | Apr 13, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $133M | 309 | Jan 26, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $122M | 321 | Oct 8, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $102M | 303 | Jul 16, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $96M | 278 | Apr 14, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $105M | 280 | Jan 20, 2021 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.