Managers / Q4 2020 · view latest →

Mosaic Family Wealth, LLC

CIK 0001674343 · 1401 SOUTH BRENTWOOD BOULEVARD, SUITE 630, ST. LOUIS, MO, 63144 · 314-627-5220

Reported Value

$299M

Q4 2020

Positions

152

Filings on Record

2019–present window

Filed

Feb 2, 2021

original filing

Summary

Mosaic Family Wealth, LLC reported $299M in U.S.-listed holdings across 152 positions for Q4 2020.

The portfolio is heavily concentrated: VUG alone accounts for 21.0% of reported value.

Compared with Q3 2020, the fund opened 17 new positions and exited 6.

Portfolio Metrics

Turnover

+2.6%

vs prior filed quarter

Top-10 Concentration

+59.5%

share of reported value

Largest Position

+21.0%

Vanguard Growth Index Fund

New / Exited

17 / 6

positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value

Portfolio Composition

By security type

ETP · 75.2% · $225M
Common Stock · 20.9% · $63M
Closed-End Fund · 2.1% · $6M
MLP · 0.7% · $2M
Other · 0.7% · $2M
Other · 0.4% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2020 (amended baseline)

Issuer	Move	Share Δ	Shares now	Value Δ	Value now
SCHWAB U.S. LARGE-CAP ETF	NEW	+37.3K	37.3K	+$3M	$3M
SPDR S&P 500 ETF	NEW	+2.1K	2.1K	+$785,000	$785,000
SPDR S&P 500 ETF	NEW	+1.1K	1.1K	+$411,000	$411,000
SCHWAB US AGGREGATE BOND ETF	NEW	+6.6K	6.6K	+$367,000	$367,000
AMAT APPLIED MATLS INC COM	NEW	+3.2K	3.2K	+$278,000	$278,000
SPDR BLOOMBERG BARCLAYS INVESTMENT GRADE FLOATING RATE ETF	NEW	+8.3K	8.3K	+$253,000	$253,000
ISHARES S&P SMALL-CAP 600 GROWTH ETF	NEW	+2.2K	2.2K	+$250,000	$250,000
ISHARES RUSSELL 2000 ETF	NEW	+1.2K	1.2K	+$231,000	$231,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2020

50 positions

Export to Excel

#	Issuer	Class	% Portfolio	Value ↓	Shares
1	VUG VANGUARD GROWTH INDEX FUND history →	ETF	21.03%	$63M	248.4K
2	X-TRACKERS MSCI EAFE HEDGED EQUITY ETF	ETF	12.25%	$37M	1.09M
3	VANGUARD SMALL-CAP GROWTH INDEX FUND	ETF	6.83%	$20M	76.4K
4	VTV VANGUARD VALUE INDEX FUND history →	ETF	6.21%	$19M	156.1K
5	AAPL APPLE INC COM history →	Stock	3.48%	$10M	78.6K
6	VANGUARD FTSE DEVELOPED MARKETS ETF	ETF	2.94%	$9M	186.2K
7	VANGUARD MID-CAP GROWTH INDEX FUND	ETF	1.90%	$6M	26.8K
8	VANGUARD FTSE EMERGING MARKETS ETF	ETF	1.67%	$5M	99.6K
9	NKE NIKE INC CL B history →	Stock	1.63%	$5M	34.4K
10	VANGUARD MID-CAP VALUE INDEX FUND	ETF	1.59%	$5M	40.0K
11	VANGUARD SMALL-CAP VALUE INDEX FUND	ETF	1.55%	$5M	32.7K
12	CNC CENTENE CORP DEL COM history →	Stock	1.51%	$5M	75.5K
13	ISHARES MSCI EAFE ETF	ETF	1.25%	$4M	51.3K
14	ISHARES RUSSELL 1000 GROWTH ETF	ETF	1.20%	$4M	14.8K
15	VANGUARD LARGE-CAP INDEX FUND	ETF	1.15%	$3M	19.6K
16	SCHWAB U.S. LARGE-CAP ETF	ETF	1.13%	$3M	37.3K
17	ISHARES RUSSELL 1000 VALUE ETF	ETF	0.90%	$3M	19.8K
18	VANGUARD TOTAL BOND MARKET INDEX FUND	ETF	0.90%	$3M	30.5K
19	AMZN AMAZON COM INC COM	Stock	0.86%	$3M	787
20	ISHARES MSCI USA MIN VOL FACTOR ETF	ETF	0.80%	$2M	35.4K
21	VANGUARD SHORT-TERM BOND INDEX FUND	ETF	0.79%	$2M	28.4K
22	VANGUARD MID-CAP INDEX FUND	ETF	0.78%	$2M	11.3K
23	GOF GUGGENHEIM STRATEGIC OPPORTUN COM SBI	CEF	0.76%	$2M	116.6K
24	MSFT MICROSOFT CORP COM	Stock	0.68%	$2M	9.2K
25	GOOG ALPHABET INC CAP STK CL C	Stock	0.63%	$2M	1.1K
26	EMR EMERSON ELEC CO COM	Stock	0.63%	$2M	23.6K
27	VANGUARD TOTAL STOCK MARKET INDEX FUND	ETF	0.60%	$2M	9.3K
28	SPDR S&P 500 ETF	ETF	0.58%	$2M	4.7K
29	NEE NEXTERA ENERGY INC COM	Stock	0.57%	$2M	22.1K
30	BRK/B BERKSHIRE HATHAWAY INC DEL CL B NEW	Stock	0.56%	$2M	7.2K
31	ISHARES SELECT DIVIDEND ETF	ETF	0.55%	$2M	17.1K
32	VANGUARD REAL ESTATE ETF	ETF	0.55%	$2M	19.2K
33	TSLA TESLA INC COM	Stock	0.53%	$2M	2.3K
34	JNJ JOHNSON & JOHNSON COM	Stock	0.48%	$1M	9.2K
35	MCD MCDONALDS CORP COM	Stock	0.47%	$1M	6.6K
36	SPDR PORTFOLIO S&P 500 GROWTH ETF	ETF	0.47%	$1M	25.4K
37	VANGUARD SMALL-CAP INDEX FUND	ETF	0.43%	$1M	6.6K
38	PEP PEPSICO INC COM	Stock	0.43%	$1M	8.7K
39	ISHARES MSCI USA QUALITY FACTOR ETF	ETF	0.41%	$1M	10.7K
40	ISHARES CORE MSCI EAFE ETF	ETF	0.41%	$1M	17.8K
41	PFE PFIZER INC COM	Stock	0.35%	$1M	28.6K
42	T AT&T INC COM	Stock	0.34%	$1M	35.5K
43	MMU WESTERN ASSET MANAGED MUNS FD COM	CEF	0.33%	$999,000	77.8K
44	SPDR S&P 600 SMALL CAP GROWTH ETF	ETF	0.33%	$978,000	12.8K
45	ISHARES MSCI EAFE MIN VOL FACTOR ETF	ETF	0.33%	$973,000	13.2K
46	MFS MULTIMARKET INCOME TR SH BEN INT	CEF	0.32%	$972,000	159.0K
47	WMT WALMART INC COM	Stock	0.32%	$953,000	6.6K
48	PG PROCTER AND GAMBLE CO COM	Stock	0.32%	$944,000	6.8K
49	NUVEEN PFD & INCOME OPPORTUNIT COM	CEF	0.31%	$934,000	98.3K
50	ISHARES CORE HIGH DIVIDEND ETF	ETF	0.30%	$892,000	10.2K

Filing History

Quarter	Reported Value	Positions	Filed	Type	Links
Q4 2021	$384M	179	Jan 25, 2022	13F-HR	changes · EDGAR ↗
Q3 2021	$361M	174	Oct 26, 2021	13F-HR	changes · EDGAR ↗
Q2 2021	$346M	166	Jul 19, 2021	13F-HR	changes · EDGAR ↗
Q1 2021	$346M	163	Apr 27, 2021	13F-HR	changes · EDGAR ↗
Q4 2020	$299M	152	Feb 2, 2021	13F-HR	changes · EDGAR ↗
Q3 2020	$267M	143	Oct 19, 2020	13F-HR	changes · EDGAR ↗
Q2 2020	$242M	142	Jul 24, 2020	13F-HR	changes · EDGAR ↗
Q1 2020	$197M	131	May 5, 2020	13F-HR	changes · EDGAR ↗
Q4 2019	$248M	157	Jan 31, 2020	13F-HR	changes · EDGAR ↗
Q3 2019	$242M	168	Oct 24, 2019	13F-HR	changes · EDGAR ↗
Q2 2019	$239M	170	Aug 12, 2019	13F-HR	changes · EDGAR ↗
Q1 2019	$248M	708	May 14, 2019	13F-HR	changes · EDGAR ↗
Q4 2018	$242M	658	Feb 14, 2019	13F-HR	changes · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.