Managers / Q3 2021 · view latest →

Mosaic Family Wealth, LLC

CIK 0001674343 · 1401 SOUTH BRENTWOOD BOULEVARD, SUITE 630, ST. LOUIS, MO, 63144 · 314-627-5220

Reported Value

$361M

Q3 2021

Positions

174

Filings on Record

2019–present window

Filed

Oct 26, 2021

original filing

Summary

Mosaic Family Wealth, LLC reported $361M in U.S.-listed holdings across 174 positions for Q3 2021.

The portfolio is heavily concentrated: VUG alone accounts for 21.3% of reported value.

Compared with Q2 2021, the fund opened 15 new positions and exited 8.

Portfolio Metrics

Turnover

+2.1%

vs prior filed quarter

Top-10 Concentration

+59.4%

share of reported value

Largest Position

+21.3%

Vanguard Growth Index Fund

New / Exited

15 / 8

positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value

Portfolio Composition

By security type

ETP · 73.8% · $267M
Common Stock · 21.7% · $78M
Closed-End Fund · 2.0% · $7M
Other · 1.5% · $5M
MLP · 0.5% · $2M
Other · 0.4% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

Issuer	Move	Share Δ	Shares now	Value Δ	Value now
FCX FREEPORT-MCMORAN INC CL B	NEW	+64.2K	64.2K	+$2M	$2M
MU MICRON TECHNOLOGY INC COM	NEW	+24.1K	24.1K	+$2M	$2M
7HP HP INC COM	NEW	+45.0K	45.0K	+$1M	$1M
HPE HEWLETT PACKARD ENTERPRISE CO COM	NEW	+50.3K	50.3K	+$717,000	$717,000
DWD MORGAN STANLEY COM NEW	NEW	+5.4K	5.4K	+$525,000	$525,000
TRVC CITIGROUP INC COM NEW	NEW	+6.0K	6.0K	+$423,000	$423,000
APAM ARTISAN PARTNERS ASSET MGMT IN CL A	NEW	+7.2K	7.2K	+$350,000	$350,000
ADM ARCHER DANIELS MIDLAND CO COM	NEW	+5.0K	5.0K	+$299,000	$299,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

49 positions

Export to Excel

#	Issuer	Class	% Portfolio	Value ↓	Shares
1	VUG VANGUARD GROWTH INDEX FUND history →	ETF	21.31%	$77M	265.1K
2	X-TRACKERS MSCI EAFE HEDGED EQUITY ETF	ETF	12.67%	$46M	1.21M
3	VTV VANGUARD VALUE INDEX FUND history →	ETF	6.71%	$24M	179.0K
4	VANGUARD SMALL-CAP GROWTH INDEX FUND	ETF	6.24%	$23M	80.4K
5	VANGUARD FTSE DEVELOPED MARKETS ETF	ETF	3.13%	$11M	223.9K
6	AAPL APPLE INC COM history →	Stock	2.87%	$10M	73.3K
7	VANGUARD MID-CAP GROWTH INDEX FUND	ETF	1.71%	$6M	26.2K
8	VANGUARD FTSE EMERGING MARKETS ETF	ETF	1.66%	$6M	119.7K
9	VANGUARD MID-CAP VALUE INDEX FUND	ETF	1.59%	$6M	41.0K
10	VANGUARD SMALL-CAP VALUE INDEX FUND	ETF	1.51%	$5M	32.3K
11	NKE NIKE INC CL B history →	Stock	1.50%	$5M	37.2K
12	SPDR S&P 500 ETF	Option · ETF	1.41%	$5M	6.3K
13	SCHWAB U.S. LARGE-CAP ETF	ETF	1.08%	$4M	37.5K
14	VANGUARD LARGE-CAP INDEX FUND	ETF	1.06%	$4M	19.0K
15	ISHARES RUSSELL 1000 GROWTH ETF	ETF	1.04%	$4M	13.7K
16	ISHARES MSCI EAFE ETF	ETF	0.99%	$4M	45.9K
17	VANGUARD TOTAL BOND MARKET INDEX FUND	ETF	0.91%	$3M	38.3K
18	CNC CENTENE CORP DEL COM	Stock	0.85%	$3M	49.2K
19	ISHARES RUSSELL 1000 VALUE ETF	ETF	0.79%	$3M	18.2K
20	ISHARES MSCI USA MIN VOL FACTOR ETF	ETF	0.76%	$3M	37.2K
21	AMZN AMAZON COM INC COM	Stock	0.73%	$3M	804
22	GOF GUGGENHEIM STRATEGIC OPPORTUN COM SBI	CEF	0.72%	$3M	135.9K
23	MSFT MICROSOFT CORP COM	Stock	0.68%	$2M	8.7K
24	VANGUARD SHORT-TERM BOND INDEX FUND	ETF	0.66%	$2M	29.2K
25	EMR EMERSON ELEC CO COM	Stock	0.61%	$2M	23.5K
26	FCX FREEPORT-MCMORAN INC CL B	Stock	0.58%	$2M	64.2K
27	BRK/B BERKSHIRE HATHAWAY INC DEL CL B NEW	Stock	0.56%	$2M	7.4K
28	ISHARES SELECT DIVIDEND ETF	ETF	0.55%	$2M	17.4K
29	VANGUARD REAL ESTATE ETF	ETF	0.51%	$2M	18.2K
30	NEE NEXTERA ENERGY INC COM	Stock	0.48%	$2M	22.2K
31	TSLA TESLA INC COM	Stock	0.48%	$2M	2.2K
32	MU MICRON TECHNOLOGY INC COM	Stock	0.47%	$2M	24.1K
33	BAC BK OF AMERICA CORP COM	Stock	0.46%	$2M	39.5K
34	SPDR PORTFOLIO S&P 500 GROWTH ETF	ETF	0.46%	$2M	26.0K
35	VANGUARD MID-CAP INDEX FUND	ETF	0.45%	$2M	6.8K
36	GOOG ALPHABET INC CAP STK CL C	Stock	0.44%	$2M	597
37	MCD MCDONALDS CORP COM	Stock	0.44%	$2M	6.6K
38	JNJ JOHNSON & JOHNSON COM	Stock	0.42%	$2M	9.4K
39	VANGUARD TOTAL STOCK MARKET INDEX FUND	ETF	0.40%	$1M	6.5K
40	PFE PFIZER INC COM	Stock	0.39%	$1M	33.0K
41	MFS MULTIMARKET INCOME TR SH BEN INT	CEF	0.38%	$1M	207.4K
42	PEP PEPSICO INC COM	Stock	0.37%	$1M	8.8K
43	7HP HP INC COM	Stock	0.34%	$1M	45.0K
44	ISHARES MSCI EAFE MIN VOL FACTOR ETF	ETF	0.34%	$1M	16.2K
45	VANGUARD SMALL-CAP INDEX FUND	ETF	0.33%	$1M	5.5K
46	O REALTY INCOME CORP COM	REIT	0.33%	$1M	18.4K
47	ISHARES CORE HIGH DIVIDEND ETF	ETF	0.32%	$1M	12.2K
48	USB US BANCORP DEL COM NEW	Stock	0.31%	$1M	19.1K
49	ISHARES MSCI USA QUALITY FACTOR ETF	ETF	0.31%	$1M	8.5K

Filing History

Quarter	Reported Value	Positions	Filed	Type	Links
Q4 2021	$384M	179	Jan 25, 2022	13F-HR	changes · EDGAR ↗
Q3 2021	$361M	174	Oct 26, 2021	13F-HR	changes · EDGAR ↗
Q2 2021	$346M	166	Jul 19, 2021	13F-HR	changes · EDGAR ↗
Q1 2021	$346M	163	Apr 27, 2021	13F-HR	changes · EDGAR ↗
Q4 2020	$299M	152	Feb 2, 2021	13F-HR	changes · EDGAR ↗
Q3 2020	$267M	143	Oct 19, 2020	13F-HR	changes · EDGAR ↗
Q2 2020	$242M	142	Jul 24, 2020	13F-HR	changes · EDGAR ↗
Q1 2020	$197M	131	May 5, 2020	13F-HR	changes · EDGAR ↗
Q4 2019	$248M	157	Jan 31, 2020	13F-HR	changes · EDGAR ↗
Q3 2019	$242M	168	Oct 24, 2019	13F-HR	changes · EDGAR ↗
Q2 2019	$239M	170	Aug 12, 2019	13F-HR	changes · EDGAR ↗
Q1 2019	$248M	708	May 14, 2019	13F-HR	changes · EDGAR ↗
Q4 2018	$242M	658	Feb 14, 2019	13F-HR	changes · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.