SEC 13F Intelligence

Managers / Q4 2019 · view latest →

Mosaic Family Wealth, LLC

CIK 0001674343 · 1401 SOUTH BRENTWOOD BOULEVARD, SUITE 630, ST. LOUIS, MO, 63144 · 314-627-5220

Reported Value
$248M
Q4 2019
Positions
157
Filings on Record
13
2019–present window
Filed
Jan 31, 2020
original filing

Summary

Mosaic Family Wealth, LLC reported $248M in U.S.-listed holdings across 157 positions for Q4 2019.

The portfolio is heavily concentrated: VUG alone accounts for 21.6% of reported value.

Compared with Q3 2019, the fund opened 6 new positions and exited 17.

Portfolio Metrics

Turnover
+3.8%
vs prior filed quarter
Top-10 Concentration
+61.4%
share of reported value
Largest Position
+21.6%
Vanguard Growth Index Fund
New / Exited
6 / 17
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $242MQ4 ’18Q1 ’19: $248MQ2 ’19: $239MQ2 ’19Q3 ’19: $242MQ4 ’19: $248MQ4 ’19Q1 ’20: $197MQ2 ’20: $242MQ2 ’20Q3 ’20: $267MQ4 ’20: $299MQ4 ’20Q1 ’21: $346MQ2 ’21: $346MQ2 ’21Q3 ’21: $361MQ4 ’21: $384MQ4 ’21filingsflow.com

Portfolio Composition

By security type
ETP: 75.3%Common Stock: 19.9%Closed-End Fund: 2.2%MLP: 1.8%REIT: 0.4%Other: 0.5%
  • ETP · 75.3% · $187M
  • Common Stock · 19.9% · $49M
  • Closed-End Fund · 2.2% · $5M
  • MLP · 1.8% · $5M
  • REIT · 0.4% · $928,000
  • Other · 0.5% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ISHARES S&P SMALL-CAP 600 GROWTH ETFNEW+1.1K1.1K+$212,000$212,000
CVSCVS HEALTH CORP COMNEW+2.8K2.8K+$208,000$208,000
KMIKINDER MORGAN INC DEL COMNEW+9.7K9.7K+$205,000$205,000
BPBP PLC SPONSORED ADRNEW+5.4K5.4K+$204,000$204,000
ENRENERGIZER HLDGS INC NEW COMNEW+4.0K4.0K+$202,000$202,000
VANGUARD HEALTH CARE INDEX FUNDNEW+1.1K1.1K+$202,000$202,000
ICEINTERCONTINENTAL EXCHANGE INC COMSOLD OUT−4.3K0−$394,000$0
CLCOLGATE PALMOLIVE CO COMSOLD OUT−4.8K0−$355,000$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2019

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1VUGVANGUARD GROWTH INDEX FUNDhistory →ETF21.55%$54M293.9K
2X-TRACKERS MSCI EAFE HEDGED EQUITY ETFETF15.40%$38M1.13M
3VANGUARD SMALL-CAP GROWTH INDEX FUNDETF6.71%$17M83.9K
4VTVVANGUARD VALUE INDEX FUNDhistory →ETF5.44%$14M112.8K
5VANGUARD MID-CAP GROWTH INDEX FUNDETF4.23%$11M66.2K
6AAPLAPPLE INC COMhistory →Stock2.33%$6M19.7K
7ISHARES MSCI EAFE ETFETF1.72%$4M61.5K
8VANGUARD SMALL-CAP VALUE INDEX FUNDETF1.41%$3M25.5K
9NKENIKE INC CL Bhistory →Stock1.37%$3M33.6K
10VANGUARD FTSE EMERGING MARKETS ETFETF1.20%$3M67.2K
11ISHARES RUSSELL 1000 GROWTH ETFETF1.10%$3M15.5K
12ISHARES EDGE MSCI MIN VOL USA ETFETF1.07%$3M40.6K
13VANGUARD FTSE DEVELOPED MARKETS ETFETF1.02%$3M57.6K
14ISHARES RUSSELL 1000 VALUE ETFETF0.99%$2M18.1K
15VANGUARD MID-CAP VALUE INDEX FUNDETF0.95%$2M19.9K
16ISHARES SELECT DIVIDEND ETFETF0.89%$2M20.9K
17VANGUARD MID-CAP INDEX FUNDETF0.71%$2M10.0K
18VANGUARD REAL ESTATE ETFETF0.71%$2M19.1K
19VANGUARD LARGE-CAP INDEX FUNDETF0.71%$2M11.9K
20BRK/BBERKSHIRE HATHAWAY INC DEL CL B NEWStock0.66%$2M7.2K
21EPDENTERPRISE PRODS PARTNERS L P COMStock0.65%$2M56.9K
22GOFGUGGENHEIM STRATEGIC OPP FD COM SBICEF0.63%$2M86.0K
23WEPMAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LPStock0.59%$1M23.4K
24VANGUARD TOTAL BOND MARKET INDEX FUNDETF0.58%$1M17.3K
25JNJJOHNSON & JOHNSON COMStock0.55%$1M9.4K
26ISHARES EDGE MSCI USA QUALITY FACTOR ETFETF0.55%$1M13.6K
27MSFTMICROSOFT CORP COMStock0.55%$1M8.7K
28NEENEXTERA ENERGY INC COMStock0.54%$1M5.6K
29MCDMCDONALDS CORP COMStock0.52%$1M6.5K
30TAT&T INC COMStock0.48%$1M30.8K
31PEPPEPSICO INC COMStock0.47%$1M8.5K
32EMREMERSON ELEC CO COMStock0.46%$1M15.1K
33USBUS BANCORP DEL COM NEWStock0.46%$1M19.3K
34AMZNAMAZON COM INC COMStock0.45%$1M607
35ISHARES CORE HIGH DIVIDEND ETFETF0.44%$1M11.2K
36ISHARES CORE S&P 500 ETFETF0.44%$1M3.4K
37PFEPFIZER INC COMStock0.44%$1M27.9K
38PGPROCTER & GAMBLE CO COMStock0.43%$1M8.5K
39VANGUARD SHORT-TERM BOND INDEX FUNDETF0.42%$1M13.1K
40VANGUARD TOTAL STOCK MARKET INDEX FUNDETF0.41%$1M6.3K
41INVESCO S&P 500 EQUAL WEIGHT ETFETF0.41%$1M8.7K
42ISHARES EDGE MSCI MIN VOL EAFE ETFETF0.36%$894,00012.0K
43MMUWESTERN ASST MNGD MUN FD INC COMCEF0.36%$888,00066.6K
44CHVCHEVRON CORP NEW COMStock0.33%$827,0006.9K
45OKEONEOK INC NEW COMStock0.33%$816,00010.8K
46WMTWALMART INC COMStock0.32%$806,0006.8K
47BABOEING CO COMStock0.32%$805,0002.5K
48ISHARES S&P SMALL-CAP FUNDETF0.32%$797,0009.5K
49MAMASTERCARD INC CL AStock0.32%$796,0002.7K
50ISHARES CORE MSCI EAFE ETFETF0.31%$777,00011.9K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2021$384M179Jan 25, 202213F-HRchanges · EDGAR ↗
Q3 2021$361M174Oct 26, 202113F-HRchanges · EDGAR ↗
Q2 2021$346M166Jul 19, 202113F-HRchanges · EDGAR ↗
Q1 2021$346M163Apr 27, 202113F-HRchanges · EDGAR ↗
Q4 2020$299M152Feb 2, 202113F-HRchanges · EDGAR ↗
Q3 2020$267M143Oct 19, 202013F-HRchanges · EDGAR ↗
Q2 2020$242M142Jul 24, 202013F-HRchanges · EDGAR ↗
Q1 2020$197M131May 5, 202013F-HRchanges · EDGAR ↗
Q4 2019$248M157Jan 31, 202013F-HRchanges · EDGAR ↗
Q3 2019$242M168Oct 24, 201913F-HRchanges · EDGAR ↗
Q2 2019$239M170Aug 12, 201913F-HRchanges · EDGAR ↗
Q1 2019$248M708May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$242M658Feb 14, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.