Managers / Q3 2020 · view latest →

Mosaic Family Wealth, LLC

CIK 0001674343 · 1401 SOUTH BRENTWOOD BOULEVARD, SUITE 630, ST. LOUIS, MO, 63144 · 314-627-5220

Reported Value

$267M

Q3 2020

Positions

143

Filings on Record

2019–present window

Filed

Oct 19, 2020

original filing

Summary

Mosaic Family Wealth, LLC reported $267M in U.S.-listed holdings across 143 positions for Q3 2020.

The portfolio is heavily concentrated: VUG alone accounts for 23.8% of reported value.

Compared with Q2 2020, the fund opened 11 new positions and exited 12.

Portfolio Metrics

Turnover

+2.5%

vs prior filed quarter

Top-10 Concentration

+62.5%

share of reported value

Largest Position

+23.8%

Vanguard Growth Index Fund

New / Exited

11 / 12

positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value

Portfolio Composition

By security type

ETP · 75.2% · $201M
Common Stock · 20.4% · $54M
Closed-End Fund · 2.0% · $5M
Other · 1.3% · $3M
MLP · 0.7% · $2M
Other · 0.4% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2020 (amended baseline)

Issuer	Move	Share Δ	Shares now	Value Δ	Value now
CENTENE CORP DEL COM	NEW	+25.0K	25.0K	+$1M	$1M
SPDR S&P 500 ETF	NEW	+3.8K	3.8K	+$1M	$1M
TSLA TESLA INC COM	NEW	+2.3K	2.3K	+$966,000	$966,000
ISHARES CORE U.S. AGGREGATE BOND ETF	NEW	+2.4K	2.4K	+$286,000	$286,000
CL COLGATE PALMOLIVE CO COM	NEW	+3.5K	3.5K	+$271,000	$271,000
ISHARES MSCI EAFE SMALL-CAP ETF	NEW	+4.0K	4.0K	+$236,000	$236,000
COST COSTCO WHSL CORP NEW COM	NEW	+619	619	+$220,000	$220,000
ISHARES CORE MSCI EMERGING MARKETS ETF	NEW	+4.0K	4.0K	+$210,000	$210,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2020

49 positions

Export to Excel

#	Issuer	Class	% Portfolio	Value ↓	Shares
1	VUG VANGUARD GROWTH INDEX FUND history →	ETF	23.84%	$64M	279.4K
2	X-TRACKERS MSCI EAFE HEDGED EQUITY ETF	ETF	12.35%	$33M	1.08M
3	VANGUARD SMALL-CAP GROWTH INDEX FUND	ETF	6.63%	$18M	82.3K
4	VTV VANGUARD VALUE INDEX FUND history →	ETF	5.75%	$15M	146.8K
5	AAPL APPLE INC COM history →	Stock	3.41%	$9M	78.6K
6	VANGUARD MID-CAP GROWTH INDEX FUND	ETF	3.09%	$8M	45.7K
7	VANGUARD FTSE DEVELOPED MARKETS ETF	ETF	2.57%	$7M	167.8K
8	CNC CENTENE CORP DEL COM history →	Stock	1.77%	$5M	80.8K
9	NKE NIKE INC CL B history →	Stock	1.61%	$4M	34.3K
10	VANGUARD FTSE EMERGING MARKETS ETF	ETF	1.43%	$4M	88.1K
11	VANGUARD SMALL-CAP VALUE INDEX FUND	ETF	1.28%	$3M	30.9K
12	VANGUARD MID-CAP VALUE INDEX FUND	ETF	1.27%	$3M	33.4K
13	ISHARES RUSSELL 1000 GROWTH ETF	ETF	1.22%	$3M	15.1K
14	ISHARES MSCI EAFE ETF	ETF	1.21%	$3M	50.8K
15	VANGUARD LARGE-CAP INDEX FUND	ETF	1.15%	$3M	19.7K
16	VANGUARD TOTAL BOND MARKET INDEX FUND	ETF	0.96%	$3M	28.9K
17	AMZN AMAZON COM INC COM	Stock	0.93%	$2M	784
18	ISHARES RUSSELL 1000 VALUE ETF	ETF	0.88%	$2M	19.8K
19	ISHARES MSCI USA MIN VOL FACTOR ETF	ETF	0.79%	$2M	32.9K
20	VANGUARD MID-CAP INDEX FUND	ETF	0.75%	$2M	11.3K
21	VANGUARD SHORT-TERM BOND INDEX FUND	ETF	0.73%	$2M	23.3K
22	MSFT MICROSOFT CORP COM	Stock	0.71%	$2M	9.0K
23	GOF GUGGENHEIM STRATEGIC OPPORTUN COM SBI	CEF	0.65%	$2M	98.2K
24	VANGUARD REAL ESTATE ETF	ETF	0.58%	$2M	19.7K
25	NEE NEXTERA ENERGY INC COM	Stock	0.57%	$2M	5.5K
26	EMR EMERSON ELEC CO COM	Stock	0.57%	$2M	23.1K
27	BRK/B BERKSHIRE HATHAWAY INC DEL CL B NEW	Stock	0.56%	$2M	7.0K
28	ISHARES SELECT DIVIDEND ETF	ETF	0.54%	$1M	17.6K
29	MCD MCDONALDS CORP COM	Stock	0.53%	$1M	6.4K
30	JNJ JOHNSON & JOHNSON COM	Stock	0.51%	$1M	9.2K
31	SPDR PORTFOLIO S&P 500 GROWTH ETF	ETF	0.46%	$1M	24.5K
32	PEP PEPSICO INC COM	Stock	0.44%	$1M	8.5K
33	VANGUARD TOTAL STOCK MARKET INDEX FUND	ETF	0.44%	$1M	6.9K
34	SPDR S&P 500 ETF	ETF	0.43%	$1M	3.5K
35	VANGUARD SMALL-CAP INDEX FUND	ETF	0.41%	$1M	7.1K
36	ISHARES CORE MSCI EAFE ETF	ETF	0.40%	$1M	17.8K
37	ISHARES MSCI USA QUALITY FACTOR ETF	ETF	0.40%	$1M	10.4K
38	PFE PFIZER INC COM	Stock	0.40%	$1M	28.9K
39	T AT&T INC COM	Stock	0.37%	$985,000	34.5K
40	TSLA TESLA INC COM	Stock	0.36%	$966,000	2.3K
41	PG PROCTER AND GAMBLE CO COM	Stock	0.36%	$957,000	6.9K
42	WMT WALMART INC COM	Stock	0.35%	$930,000	6.6K
43	MMU WESTERN ASSET MANAGED MUNS FD COM	CEF	0.34%	$904,000	74.2K
44	ISHARES MSCI USA MOMENTUM FACTOR ETF	ETF	0.32%	$853,000	5.8K
45	GOOG ALPHABET INC CAP STK CL C	Stock	0.31%	$839,000	571
46	NUVEEN PFD & INCOME OPPORTUNIT COM	CEF	0.31%	$825,000	97.2K
47	MFS MULTIMARKET INCOME TR SH BEN INT	CEF	0.30%	$800,000	142.3K
48	ISHARES MSCI EAFE MIN VOL FACTOR ETF	ETF	0.30%	$796,000	11.7K
49	MA MASTERCARD INCORPORATED CL A	Stock	0.30%	$788,000	2.3K

Filing History

Quarter	Reported Value	Positions	Filed	Type	Links
Q4 2021	$384M	179	Jan 25, 2022	13F-HR	changes · EDGAR ↗
Q3 2021	$361M	174	Oct 26, 2021	13F-HR	changes · EDGAR ↗
Q2 2021	$346M	166	Jul 19, 2021	13F-HR	changes · EDGAR ↗
Q1 2021	$346M	163	Apr 27, 2021	13F-HR	changes · EDGAR ↗
Q4 2020	$299M	152	Feb 2, 2021	13F-HR	changes · EDGAR ↗
Q3 2020	$267M	143	Oct 19, 2020	13F-HR	changes · EDGAR ↗
Q2 2020	$242M	142	Jul 24, 2020	13F-HR	changes · EDGAR ↗
Q1 2020	$197M	131	May 5, 2020	13F-HR	changes · EDGAR ↗
Q4 2019	$248M	157	Jan 31, 2020	13F-HR	changes · EDGAR ↗
Q3 2019	$242M	168	Oct 24, 2019	13F-HR	changes · EDGAR ↗
Q2 2019	$239M	170	Aug 12, 2019	13F-HR	changes · EDGAR ↗
Q1 2019	$248M	708	May 14, 2019	13F-HR	changes · EDGAR ↗
Q4 2018	$242M	658	Feb 14, 2019	13F-HR	changes · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.