SEC 13F Intelligence

Managers / Q1 2020 · view latest →

Mosaic Family Wealth, LLC

CIK 0001674343 · 1401 SOUTH BRENTWOOD BOULEVARD, SUITE 630, ST. LOUIS, MO, 63144 · 314-627-5220

Reported Value
$197M
Q1 2020
Positions
131
Filings on Record
13
2019–present window
Filed
May 5, 2020
original filing

Summary

Mosaic Family Wealth, LLC reported $197M in U.S.-listed holdings across 131 positions for Q1 2020.

The portfolio is heavily concentrated: VUG alone accounts for 22.9% of reported value.

Compared with Q4 2019, the fund opened 4 new positions and exited 30.

Portfolio Metrics

Turnover
+2.7%
vs prior filed quarter
Top-10 Concentration
+62.7%
share of reported value
Largest Position
+22.9%
Vanguard Growth Index Fund
New / Exited
4 / 30
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $242MQ4 ’18Q1 ’19: $248MQ2 ’19: $239MQ2 ’19Q3 ’19: $242MQ4 ’19: $248MQ4 ’19Q1 ’20: $197MQ2 ’20: $242MQ2 ’20Q3 ’20: $267MQ4 ’20: $299MQ4 ’20Q1 ’21: $346MQ2 ’21: $346MQ2 ’21Q3 ’21: $361MQ4 ’21: $384MQ4 ’21filingsflow.com

Portfolio Composition

By security type
ETP: 75.6%Common Stock: 20.0%Closed-End Fund: 2.1%Other: 1.0%MLP: 1.0%Other: 0.4%
  • ETP · 75.6% · $149M
  • Common Stock · 20.0% · $39M
  • Closed-End Fund · 2.1% · $4M
  • Other · 1.0% · $2M
  • MLP · 1.0% · $2M
  • Other · 0.4% · $716,000

Quarter-over-Quarter Changes full breakdown →

vs Q4 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
SPDR S&P 500 ETFNEW+5.2K5.2K+$1M$1M
SPDR S&P 500 ETFNEW+2.5K2.5K+$644,000$644,000
EFSCENTERPRISE FINL SVCS CORP COMNEW+12.5K12.5K+$349,000$349,000
SLYGSPDR S&P 600 SMALL CAP GROWTH ETFNEW+6.6K6.6K+$306,000$306,000
CNCCENTENE CORP DEL COMADDED+31.0K39.4K+$2M$2M
SPYGSPDR PORTFOLIO S&P 500 GROWTH ETFADDED+19.6K26.7K+$657,000$953,000
OKEONEOK INC NEW COMSOLD OUT−10.8K0−$816,000$0
PSXPHILLIPS 66 COMSOLD OUT−3.4K0−$384,000$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2020

127 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1VUGVANGUARD GROWTH INDEX FUNDhistory →ETF22.88%$45M287.9K
2X-TRACKERS MSCI EAFE HEDGED EQUITY ETFETF15.61%$31M1.15M
3VBKVANGUARD SMALL-CAP GROWTH INDEX FUNDhistory →ETF6.45%$13M84.7K
4VTVVANGUARD VALUE INDEX FUNDhistory →ETF5.77%$11M127.9K
5VOTVANGUARD MID-CAP GROWTH INDEX FUNDhistory →ETF3.52%$7M54.8K
6AAPLAPPLE INC COMhistory →Stock2.56%$5M19.8K
7EFAISHARES MSCI EAFE ETFhistory →ETF1.61%$3M59.3K
8VWOVANGUARD FTSE EMERGING MARKETS ETFhistory →ETF1.46%$3M85.9K
9NKENIKE INC CL Bhistory →Stock1.42%$3M33.9K
10VEAVANGUARD FTSE DEVELOPED MARKETS ETFhistory →ETF1.38%$3M81.9K
11VBRVANGUARD SMALL-CAP VALUE INDEX FUNDhistory →ETF1.28%$3M28.4K
12CNCCENTENE CORP DEL COMhistory →Stock1.19%$2M39.4K
13IWFISHARES RUSSELL 1000 GROWTH ETFhistory →ETF1.15%$2M15.0K
14IWDISHARES RUSSELL 1000 VALUE ETFhistory →ETF1.05%$2M20.8K
15VOEVANGUARD MID-CAP VALUE INDEX FUNDhistory →ETF1.02%$2M24.8K
16USMVISHARES EDGE MSCI MIN VOL USA ETFhistory →ETF1.02%$2M37.3K
17BRK/BBERKSHIRE HATHAWAY INC DEL CL B NEWStock0.82%$2M7.3K
18BNDVANGUARD TOTAL BOND MARKET INDEX FUNDETF0.77%$2M17.8K
19MSFTMICROSOFT CORP COMStock0.73%$1M9.2K
20VNQVANGUARD REAL ESTATE ETFETF0.71%$1M19.9K
21AMZNAMAZON COM INC COMStock0.69%$1M701
22GOFGUGGENHEIM STRATEGIC OPPORTUNI COM SBICEF0.69%$1M89.2K
23NEENEXTERA ENERGY INC COMStock0.68%$1M5.6K
24DVYISHARES SELECT DIVIDEND ETFETF0.66%$1M17.8K
25VVVANGUARD LARGE-CAP INDEX FUNDETF0.66%$1M10.9K
26JNJJOHNSON & JOHNSON COMStock0.63%$1M9.4K
27EMREMERSON ELEC CO COMStock0.56%$1M23.4K
28QUALISHARES EDGE MSCI USA QUALITY FACTOR ETFETF0.55%$1M13.4K
29MCDMCDONALDS CORP COMStock0.55%$1M6.5K
30BSVVANGUARD SHORT-TERM BOND INDEX FUNDETF0.54%$1M12.8K
31PEPPEPSICO INC COMStock0.51%$1M8.4K
32TAT&T INC COMStock0.48%$955,00032.8K
33SPYGSPDR PORTFOLIO S&P 500 GROWTH ETFETF0.48%$953,00026.7K
34VOVANGUARD MID-CAP INDEX FUNDETF0.47%$933,0007.1K
35PFEPFIZER INC COMStock0.46%$899,00027.6K
36GOOGALPHABET INC CAP STK CL CStock0.45%$883,000760
37VTIVANGUARD TOTAL STOCK MARKET INDEX FUNDETF0.41%$813,0006.3K
38MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LPStock0.41%$809,00022.2K
39MMUWESTERN ASSET MANAGED MUNS FD COMCEF0.40%$797,00066.6K
40HDVISHARES CORE HIGH DIVIDEND ETFETF0.40%$782,00010.9K
41EPDENTERPRISE PRODS PARTNERS L P COMStock0.39%$774,00054.1K
42WMTWALMART INC COMStock0.39%$762,0006.7K
43IVVISHARES CORE S&P 500 ETFETF0.38%$742,0002.9K
44PGPROCTER & GAMBLE CO COMStock0.37%$739,0006.7K
45EFAVISHARES EDGE MSCI MIN VOL EAFE ETFETF0.37%$720,00011.6K
46USBUS BANCORP DEL COM NEWStock0.33%$657,00019.1K
47VIGVANGUARD DIVIDEND APPRECIATION INDEX FUNDETF0.33%$645,0006.2K
48MAMASTERCARD INC CL AStock0.32%$635,0002.6K
49XELXCEL ENERGY INC COMStock0.32%$634,00010.5K
50MMTMFS MULTIMARKET INCOME TR SH BEN INTCEF0.32%$628,000124.8K
51SPYSPDR S&P 500 ETFETF0.31%$618,0002.4K
52INTCINTEL CORP COMStock0.31%$608,00011.2K
53MTUMISHARES EDGE MSCI USA MOMENTUM FACTOR ETFETF0.30%$593,0005.6K
54IEFAISHARES CORE MSCI EAFE ETFETF0.29%$576,00011.6K
55AEEAMEREN CORP COMStock0.29%$575,0007.9K
56RSPINVESCO S&P 500 EQUAL WEIGHT ETFETF0.24%$480,0005.7K
57CSCOCISCO SYS INC COMStock0.24%$476,00012.1K
58ABBVABBVIE INC COMStock0.24%$470,0006.2K
59VYMVANGUARD HIGH DIVIDEND YIELD ETFETF0.24%$464,0006.6K
60TIPISHARES TIPS BOND ETFETF0.24%$464,0003.9K
61ABTABBOTT LABS COMStock0.23%$462,0005.9K
62UNPUNION PAC CORP COMStock0.23%$459,0003.3K
63IWSISHARES RUSSELL MID-CAP VALUE ETFETF0.23%$456,0007.1K
64FISFIDELITY NATL INFORMATION SVCS COMStock0.23%$452,0003.7K
65JPCNUVEEN PFD & INCOME OPPORTUNIT COMCEF0.23%$445,00060.6K
66SFSTIFEL FINL CORP COMStock0.22%$439,00010.6K
67OREALTY INCOME CORP COMREIT0.22%$438,0008.8K
68IEMGISHARES CORE MSCI EMERGING MARKETS ETFETF0.22%$432,00010.7K
69SMMVISHARES EDGE MSCI MIN VOL USA SMALL-CAP ETFETF0.22%$432,00016.7K
70BMYBRISTOL-MYERS SQUIBB CO COMStock0.22%$426,0007.6K
71IJRISHARES S&P SMALL-CAP FUNDETF0.21%$420,0007.5K
72METAFACEBOOK INC CL AStock0.21%$412,0002.5K
73PDTHANCOCK JOHN PREM DIVID FD COM SH BEN INTCEF0.20%$401,00032.9K
74IWPISHARES RUSSELL MID-CAP GROWTH ETFETF0.20%$393,0003.2K
75BABOEING CO COMStock0.20%$390,0002.6K
76UTXZUNITED TECHNOLOGIES CORP COMStock0.19%$366,0003.9K
77CVXCHEVRON CORP NEW COMStock0.18%$363,0005.0K
78VZVERIZON COMMUNICATIONS INC COMStock0.18%$362,0006.7K
79VOOVANGUARD S&P 500 ETFETF0.18%$358,0001.5K
80DISDISNEY WALT CO COM DISNEYStock0.18%$355,0003.7K
81LOWLOWES COS INC COMStock0.18%$355,0004.1K
82EFSCENTERPRISE FINL SVCS CORP COMStock0.18%$349,00012.5K
83KOCOCA COLA CO COMStock0.17%$338,0007.6K
84VVISA INC COM CL AStock0.17%$334,0002.1K
85HDHOME DEPOT INC COMStock0.17%$328,0001.8K
86IWOISHARES RUSSELL 2000 GROWTH ETFETF0.16%$321,0002.0K
87JPMJPMORGAN CHASE & CO COMStock0.16%$316,0003.5K
88SOSOUTHERN CO COMStock0.16%$308,0005.7K
89SLYGSPDR S&P 600 SMALL CAP GROWTH ETFETF0.16%$306,0006.6K
90MDTMEDTRONIC PLC SHSStock0.15%$305,0003.4K
91MGCVANGUARD MEGA CAP ETFETF0.15%$289,0003.2K
92IWNISHARES RUSSELL 2000 VALUE ETFETF0.15%$288,0003.5K
93AEPAMERICAN ELEC PWR CO INC COMStock0.15%$286,0003.6K
94IJKISHARES S&P MID-CAP 400 GROWTH ETFETF0.14%$276,0001.5K
95MMM3M CO COMStock0.14%$275,0002.0K
96EXMOCEXXON MOBIL CORP COMStock0.14%$271,0007.1K
97SRPTSAREPTA THERAPEUTICS INC COMStock0.14%$269,0002.8K
98EEMVISHARES EDGE MSCI MIN VOL EMERGING MARKETS ETFETF0.14%$267,0005.7K
99INTFISHARES EDGE MSCI MULTIFACTOR INTL ETFETF0.14%$267,00013.2K
100ADAMAS PHARMACEUTICALS INC COMStock0.13%$265,00091.8K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2021$384M179Jan 25, 202213F-HRchanges · EDGAR ↗
Q3 2021$361M174Oct 26, 202113F-HRchanges · EDGAR ↗
Q2 2021$346M166Jul 19, 202113F-HRchanges · EDGAR ↗
Q1 2021$346M163Apr 27, 202113F-HRchanges · EDGAR ↗
Q4 2020$299M152Feb 2, 202113F-HRchanges · EDGAR ↗
Q3 2020$267M143Oct 19, 202013F-HRchanges · EDGAR ↗
Q2 2020$242M142Jul 24, 202013F-HRchanges · EDGAR ↗
Q1 2020$197M131May 5, 202013F-HRchanges · EDGAR ↗
Q4 2019$248M157Jan 31, 202013F-HRchanges · EDGAR ↗
Q3 2019$242M168Oct 24, 201913F-HRchanges · EDGAR ↗
Q2 2019$239M170Aug 12, 201913F-HRchanges · EDGAR ↗
Q1 2019$248M708May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$242M658Feb 14, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.