Managers / Q4 2021

Mosaic Family Wealth, LLC

CIK 0001674343 · 1401 SOUTH BRENTWOOD BOULEVARD, SUITE 630, ST. LOUIS, MO, 63144 · 314-627-5220

Reported Value

$384M

Q4 2021

Positions

179

Filings on Record

2019–present window

Filed

Jan 25, 2022

original filing

Summary

Mosaic Family Wealth, LLC reported $384M in U.S.-listed holdings across 179 positions for Q4 2021.

The portfolio is heavily concentrated: VUG alone accounts for 22.3% of reported value.

Compared with Q3 2021, the fund opened 14 new positions and exited 8.

Portfolio Metrics

Turnover

+2.5%

vs prior filed quarter

Top-10 Concentration

+60.4%

share of reported value

Largest Position

+22.3%

Vanguard Growth Index Fund

New / Exited

14 / 8

positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value

Portfolio Composition

By security type

ETP · 73.8% · $284M
Common Stock · 22.5% · $86M
Closed-End Fund · 1.8% · $7M
Other · 0.9% · $4M
MLP · 0.5% · $2M
Other · 0.5% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2021 (amended baseline)

Issuer	Move	Share Δ	Shares now	Value Δ	Value now
SPDR S&P 500 ETF	NEW	+1.8K	1.8K	+$855,000	$855,000
THFF FIRST FINL CORP IND COM	NEW	+7.0K	7.0K	+$318,000	$318,000
DIMENSIONAL U.S. TARGETED VALUE ETF	NEW	+6.4K	6.4K	+$304,000	$304,000
ROK ROCKWELL AUTOMATION INC COM	NEW	+780	780	+$272,000	$272,000
LINDE PLC SHS	NEW	+693	693	+$240,000	$240,000
AMD ADVANCED MICRO DEVICES INC COM	NEW	+1.6K	1.6K	+$236,000	$236,000
CL COLGATE PALMOLIVE CO COM	NEW	+2.7K	2.7K	+$233,000	$233,000
CME CME GROUP INC COM	NEW	+1.0K	1.0K	+$230,000	$230,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2021

50 positions

Export to Excel

#	Issuer	Class	% Portfolio	Value ↓	Shares
1	VUG VANGUARD GROWTH INDEX FUND history →	ETF	22.27%	$86M	266.7K
2	X-TRACKERS MSCI EAFE HEDGED EQUITY ETF	ETF	12.64%	$49M	1.24M
3	VTV VANGUARD VALUE INDEX FUND history →	ETF	6.76%	$26M	176.5K
4	VANGUARD SMALL-CAP GROWTH INDEX FUND	ETF	6.02%	$23M	82.1K
5	AAPL APPLE INC COM history →	Stock	3.33%	$13M	72.0K
6	VANGUARD FTSE DEVELOPED MARKETS ETF	ETF	2.92%	$11M	220.1K
7	VANGUARD MID-CAP GROWTH INDEX FUND	ETF	1.73%	$7M	26.1K
8	VANGUARD FTSE EMERGING MARKETS ETF	ETF	1.61%	$6M	125.3K
9	NKE NIKE INC CL B history →	Stock	1.60%	$6M	36.9K
10	VANGUARD MID-CAP VALUE INDEX FUND	ETF	1.56%	$6M	40.0K
11	VANGUARD SMALL-CAP VALUE INDEX FUND	ETF	1.44%	$6M	31.0K
12	SCHWAB U.S. LARGE-CAP ETF	ETF	1.09%	$4M	36.7K
13	ISHARES RUSSELL 1000 GROWTH ETF	ETF	1.04%	$4M	13.1K
14	VANGUARD LARGE-CAP INDEX FUND	ETF	0.97%	$4M	16.9K
15	ISHARES MSCI EAFE ETF	ETF	0.93%	$4M	45.5K
16	ISHARES MSCI USA MIN VOL FACTOR ETF	ETF	0.85%	$3M	40.3K
17	VANGUARD TOTAL BOND MARKET INDEX FUND	ETF	0.84%	$3M	38.1K
18	MSFT MICROSOFT CORP COM	Stock	0.77%	$3M	8.8K
19	AMZN AMAZON COM INC COM	Stock	0.75%	$3M	869
20	CNC CENTENE CORP DEL COM	Stock	0.75%	$3M	34.9K
21	ISHARES RUSSELL 1000 VALUE ETF	ETF	0.74%	$3M	17.1K
22	GOF GUGGENHEIM STRATEGIC OPPORTUN COM SBI	CEF	0.67%	$3M	140.3K
23	VANGUARD SHORT-TERM BOND INDEX FUND	ETF	0.61%	$2M	29.0K
24	TSLA TESLA INC COM	Stock	0.60%	$2M	2.2K
25	BRK/B BERKSHIRE HATHAWAY INC DEL CL B NEW	Stock	0.59%	$2M	7.6K
26	SPDR S&P 500 ETF	ETF	0.57%	$2M	4.6K
27	ISHARES SELECT DIVIDEND ETF	ETF	0.54%	$2M	17.0K
28	NEE NEXTERA ENERGY INC COM	Stock	0.54%	$2M	22.2K
29	FCX FREEPORT-MCMORAN INC CL B	Stock	0.52%	$2M	48.2K
30	VANGUARD REAL ESTATE ETF	ETF	0.50%	$2M	16.4K
31	GOOG ALPHABET INC CAP STK CL C	Stock	0.49%	$2M	650
32	BAC BK OF AMERICA CORP COM	Stock	0.46%	$2M	39.8K
33	MCD MCDONALDS CORP COM	Stock	0.46%	$2M	6.6K
34	VANGUARD MID-CAP INDEX FUND	ETF	0.45%	$2M	6.8K
35	7HP HP INC COM	Stock	0.44%	$2M	45.0K
36	PFE PFIZER INC COM	Stock	0.41%	$2M	26.9K
37	JNJ JOHNSON & JOHNSON COM	Stock	0.40%	$2M	9.1K
38	PEP PEPSICO INC COM	Stock	0.40%	$2M	8.8K
39	VANGUARD TOTAL STOCK MARKET INDEX FUND	ETF	0.38%	$1M	6.1K
40	EMR EMERSON ELEC CO COM	Stock	0.37%	$1M	15.1K
41	MFS MULTIMARKET INCOME TR SH BEN INT	CEF	0.36%	$1M	214.3K
42	ISHARES MSCI EAFE MIN VOL FACTOR ETF	ETF	0.36%	$1M	17.8K
43	ISHARES CORE HIGH DIVIDEND ETF	ETF	0.35%	$1M	13.3K
44	O REALTY INCOME CORP COM	REIT	0.35%	$1M	18.7K
45	MU MICRON TECHNOLOGY INC COM	Stock	0.34%	$1M	14.2K
46	ISHARES MSCI USA QUALITY FACTOR ETF	ETF	0.34%	$1M	9.0K
47	VANGUARD SMALL-CAP INDEX FUND	ETF	0.32%	$1M	5.4K
48	PG PROCTER AND GAMBLE CO COM	Stock	0.31%	$1M	7.4K
49	SF STIFEL FINL CORP COM	Stock	0.29%	$1M	16.0K
50	MMU WESTERN ASSET MANAGED MUNS FD COM	CEF	0.29%	$1M	85.0K

Filing History

Quarter	Reported Value	Positions	Filed	Type	Links
Q4 2021	$384M	179	Jan 25, 2022	13F-HR	changes · EDGAR ↗
Q3 2021	$361M	174	Oct 26, 2021	13F-HR	changes · EDGAR ↗
Q2 2021	$346M	166	Jul 19, 2021	13F-HR	changes · EDGAR ↗
Q1 2021	$346M	163	Apr 27, 2021	13F-HR	changes · EDGAR ↗
Q4 2020	$299M	152	Feb 2, 2021	13F-HR	changes · EDGAR ↗
Q3 2020	$267M	143	Oct 19, 2020	13F-HR	changes · EDGAR ↗
Q2 2020	$242M	142	Jul 24, 2020	13F-HR	changes · EDGAR ↗
Q1 2020	$197M	131	May 5, 2020	13F-HR	changes · EDGAR ↗
Q4 2019	$248M	157	Jan 31, 2020	13F-HR	changes · EDGAR ↗
Q3 2019	$242M	168	Oct 24, 2019	13F-HR	changes · EDGAR ↗
Q2 2019	$239M	170	Aug 12, 2019	13F-HR	changes · EDGAR ↗
Q1 2019	$248M	708	May 14, 2019	13F-HR	changes · EDGAR ↗
Q4 2018	$242M	658	Feb 14, 2019	13F-HR	changes · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.