SEC 13F Intelligence

Managers / Q1 2021 · view latest →

Mosaic Family Wealth, LLC

CIK 0001674343 · 1401 SOUTH BRENTWOOD BOULEVARD, SUITE 630, ST. LOUIS, MO, 63144 · 314-627-5220

Reported Value
$346M
Q1 2021
Positions
163
Filings on Record
13
2019–present window
Filed
Apr 27, 2021
original filing

Summary

Mosaic Family Wealth, LLC reported $346M in U.S.-listed holdings across 163 positions for Q1 2021.

Its largest position, VUG, represents 19.5% of the portfolio.

Compared with Q4 2020, the fund opened 18 new positions and exited 7.

Portfolio Metrics

Turnover
+2.6%
vs prior filed quarter
Top-10 Concentration
+56.3%
share of reported value
Largest Position
+19.5%
Vanguard Growth Index Fund
New / Exited
18 / 7
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $242MQ4 ’18Q1 ’19: $248MQ2 ’19: $239MQ2 ’19Q3 ’19: $242MQ4 ’19: $248MQ4 ’19Q1 ’20: $197MQ2 ’20: $242MQ2 ’20Q3 ’20: $267MQ4 ’20: $299MQ4 ’20Q1 ’21: $346MQ2 ’21: $346MQ2 ’21Q3 ’21: $361MQ4 ’21: $384MQ4 ’21filingsflow.com

Portfolio Composition

By security type
ETP: 70.3%Common Stock: 19.2%Other: 7.6%Closed-End Fund: 2.0%MLP: 0.6%REIT: 0.4%
  • ETP · 70.3% · $243M
  • Common Stock · 19.2% · $67M
  • Other · 7.6% · $26M
  • Closed-End Fund · 2.0% · $7M
  • MLP · 0.6% · $2M
  • REIT · 0.4% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
SPDR S&P 500 ETFNEW+1.8K1.8K+$14M$14M
SPDR S&P 500 ETFNEW+1.0K1.0K+$11M$11M
VFHVANGUARD FINANCIALS INDEX FUNDNEW+4.0K4.0K+$335,000$335,000
DFAIDIMENSIONAL INTERNATIONAL CORE EQUITY MARKET ETFNEW+11.7K11.7K+$326,000$326,000
ENBENBRIDGE INC COMNEW+6.9K6.9K+$252,000$252,000
WFCWELLS FARGO CO NEW COMNEW+6.3K6.3K+$247,000$247,000
OTEXOPEN TEXT CORP COMNEW+5.1K5.1K+$244,000$244,000
ISHARES COMEX GOLD TRUSTNEW+14.7K14.7K+$240,000$240,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2021

159 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1VUGVANGUARD GROWTH INDEX FUNDhistory →ETF19.53%$68M263.0K
2X-TRACKERS MSCI EAFE HEDGED EQUITY ETFETF12.56%$43M1.20M
3VTVVANGUARD VALUE INDEX FUNDhistory →ETF6.32%$22M166.5K
4VBKVANGUARD SMALL-CAP GROWTH INDEX FUNDhistory →ETF6.23%$22M78.6K
5VEAVANGUARD FTSE DEVELOPED MARKETS ETFhistory →ETF2.80%$10M197.2K
6AAPLAPPLE INC COMhistory →Stock2.77%$10M78.5K
7VWOVANGUARD FTSE EMERGING MARKETS ETFhistory →ETF1.60%$6M106.4K
8VOTVANGUARD MID-CAP GROWTH INDEX FUNDhistory →ETF1.55%$5M25.0K
9VOEVANGUARD MID-CAP VALUE INDEX FUNDhistory →ETF1.48%$5M38.1K
10VBRVANGUARD SMALL-CAP VALUE INDEX FUNDhistory →ETF1.39%$5M29.1K
11NKENIKE INC CL Bhistory →Stock1.34%$5M34.8K
12EFAISHARES MSCI EAFE ETFhistory →ETF1.16%$4M53.1K
13CNCCENTENE CORP DEL COMhistory →Stock1.11%$4M60.2K
14SCHXSCHWAB U.S. LARGE-CAP ETFhistory →ETF1.03%$4M37.3K
15VVVANGUARD LARGE-CAP INDEX FUNDhistory →ETF1.02%$4M19.1K
16IWFISHARES RUSSELL 1000 GROWTH ETFhistory →ETF1.02%$4M14.5K
17GOOGALPHABET INC CAP STK CL CStock0.84%$3M1.4K
18IWDISHARES RUSSELL 1000 VALUE ETFETF0.84%$3M19.2K
19BNDVANGUARD TOTAL BOND MARKET INDEX FUNDETF0.80%$3M32.9K
20GOFGUGGENHEIM STRATEGIC OPPORTUN COM SBICEF0.75%$3M124.3K
21AMZNAMAZON COM INC COMStock0.72%$3M809
22USMVISHARES MSCI USA MIN VOL FACTOR ETFETF0.67%$2M33.3K
23BSVVANGUARD SHORT-TERM BOND INDEX FUNDETF0.66%$2M27.7K
24BRK/BBERKSHIRE HATHAWAY INC DEL CL B NEWStock0.64%$2M7.2K
25MSFTMICROSOFT CORP COMStock0.64%$2M9.3K
26EMREMERSON ELEC CO COMStock0.59%$2M22.8K
27DVYISHARES SELECT DIVIDEND ETFETF0.57%$2M17.2K
28VOVANGUARD MID-CAP INDEX FUNDETF0.54%$2M8.4K
29VNQVANGUARD REAL ESTATE ETFETF0.51%$2M19.2K
30SPYSPDR S&P 500 ETFETF0.50%$2M4.4K
31NEENEXTERA ENERGY INC COMStock0.48%$2M22.2K
32VTIVANGUARD TOTAL STOCK MARKET INDEX FUNDETF0.48%$2M8.0K
33TSLATESLA INC COMStock0.45%$2M2.4K
34JNJJOHNSON & JOHNSON COMStock0.45%$2M9.4K
35MCDMCDONALDS CORP COMStock0.43%$1M6.6K
36SPYGSPDR PORTFOLIO S&P 500 GROWTH ETFETF0.42%$1M26.0K
37VBVANGUARD SMALL-CAP INDEX FUNDETF0.39%$1M6.4K
38PEPPEPSICO INC COMStock0.34%$1M8.4K
39MMTMFS MULTIMARKET INCOME TR SH BEN INTCEF0.33%$1M176.7K
40SLYGSPDR S&P 600 SMALL CAP GROWTH ETFETF0.32%$1M12.8K
41USBUS BANCORP DEL COM NEWStock0.31%$1M19.1K
42QUALISHARES MSCI USA QUALITY FACTOR ETFETF0.30%$1M8.4K
43SFSTIFEL FINL CORP COMStock0.30%$1M16.0K
44PFEPFIZER INC COMStock0.29%$1M28.0K
45MMUWESTERN ASSET MANAGED MUNS FD COMCEF0.29%$1M77.9K
46TAT&T INC COMStock0.29%$1M33.2K
47JPCNUVEEN PFD & INCOME OPPORTUNIT COMCEF0.27%$927,00097.7K
48PGPROCTER AND GAMBLE CO COMStock0.27%$919,0006.8K
49OREALTY INCOME CORP COMREIT0.26%$914,00014.4K
50EPDENTERPRISE PRODS PARTNERS L P COMStock0.26%$911,00041.4K
51VCITVANGUARD INTERMEDIATE-TERM CORPORATE BOND ETFETF0.26%$905,0009.7K
52WMTWALMART INC COMStock0.26%$903,0006.6K
53EFAVISHARES MSCI EAFE MIN VOL FACTOR ETFETF0.25%$864,00011.8K
54HDVISHARES CORE HIGH DIVIDEND ETFETF0.25%$861,0009.1K
55MTUMISHARES MSCI USA MOMENTUM FACTOR ETFETF0.23%$812,0005.0K
56MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LPStock0.23%$785,00018.1K
57MAMASTERCARD INCORPORATED CL AStock0.23%$780,0002.2K
58LOWLOWES COS INC COMStock0.22%$766,0004.0K
59IWSISHARES RUSSELL MID-CAP VALUE ETFETF0.22%$755,0006.9K
60VIGVANGUARD DIVIDEND APPRECIATION INDEX FUNDETF0.21%$738,0005.0K
61VYMVANGUARD HIGH DIVIDEND YIELD ETFETF0.21%$736,0007.3K
62DISDISNEY WALT CO COMStock0.21%$728,0003.9K
63BABOEING CO COMStock0.21%$722,0002.8K
64ABTABBOTT LABS COMStock0.21%$720,0006.0K
65EFSCENTERPRISE FINL SVCS CORP COMStock0.21%$717,00014.5K
66KOCOCA COLA CO COMStock0.20%$709,00013.5K
67IVVISHARES CORE S&P 500 ETFETF0.20%$708,0001.8K
68XELXCEL ENERGY INC COMStock0.20%$699,00010.5K
69UNPUNION PAC CORP COMStock0.20%$687,0003.1K
70IWNISHARES RUSSELL 2000 VALUE ETFETF0.19%$671,0004.2K
71ABBVABBVIE INC COMStock0.19%$670,0006.2K
72AEEAMEREN CORP COMStock0.19%$660,0008.1K
73INTCINTEL CORP COMStock0.19%$649,00010.1K
74VGSHVANGUARD SHORT-TERM GOVERNMENT BOND ETFETF0.19%$642,00010.4K
75JPMJPMORGAN CHASE & CO COMStock0.18%$637,0004.2K
76VTWOVANGUARD RUSSELL 2000 ETFETF0.18%$626,0003.5K
77SMMVISHARES MSCI USA SMALL-CAP MIN VOL FACTOR ETFETF0.18%$621,00016.8K
78IWPISHARES RUSSELL MID-CAP GROWTH ETFETF0.17%$589,0005.8K
79CVXCHEVRON CORP NEW COMStock0.17%$581,0005.5K
80FISFIDELITY NATL INFORMATION SVCS COMStock0.16%$568,0004.0K
81HDHOME DEPOT INC COMStock0.16%$552,0001.8K
82CSCOCISCO SYS INC COMStock0.16%$544,00010.5K
83PDTHANCOCK JOHN PREM DIVID FD COM SH BEN INTCEF0.16%$537,00035.9K
84MMM3M CO COMStock0.15%$527,0002.7K
85VZVERIZON COMMUNICATIONS INC COMStock0.15%$524,0009.0K
86TIPISHARES TIPS BOND ETFETF0.14%$496,0004.0K
87IWOISHARES RUSSELL 2000 GROWTH ETFETF0.14%$490,0001.6K
88IJKISHARES S&P MID-CAP 400 GROWTH ETFETF0.14%$484,0006.2K
89QQQINVESCO QQQ TRUSTETF0.14%$473,0001.5K
90BMYBRISTOL-MYERS SQUIBB CO COMStock0.13%$466,0007.4K
91AGGISHARES CORE U.S. AGGREGATE BOND ETFETF0.13%$457,0004.0K
92METAFACEBOOK INC CL AStock0.13%$452,0001.5K
93MGCVANGUARD MEGA CAP ETFETF0.13%$445,0003.2K
94SOSOUTHERN CO COMStock0.13%$439,0007.1K
95IVWISHARES S&P 500 GROWTH ETFETF0.13%$439,0006.7K
96ADAMAS PHARMACEUTICALS INC COMStock0.13%$438,00091.3K
97RSPINVESCO S&P 500 EQUAL WEIGHT ETFETF0.13%$434,0003.1K
98EEMVISHARES MSCI EMERGING MARKETS MIN VOL FACTOR ETFETF0.12%$422,0006.7K
99RTXRAYTHEON TECHNOLOGIES CORP COMStock0.12%$418,0005.4K
100MDTMEDTRONIC PLC SHSStock0.12%$403,0003.4K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2021$384M179Jan 25, 202213F-HRchanges · EDGAR ↗
Q3 2021$361M174Oct 26, 202113F-HRchanges · EDGAR ↗
Q2 2021$346M166Jul 19, 202113F-HRchanges · EDGAR ↗
Q1 2021$346M163Apr 27, 202113F-HRchanges · EDGAR ↗
Q4 2020$299M152Feb 2, 202113F-HRchanges · EDGAR ↗
Q3 2020$267M143Oct 19, 202013F-HRchanges · EDGAR ↗
Q2 2020$242M142Jul 24, 202013F-HRchanges · EDGAR ↗
Q1 2020$197M131May 5, 202013F-HRchanges · EDGAR ↗
Q4 2019$248M157Jan 31, 202013F-HRchanges · EDGAR ↗
Q3 2019$242M168Oct 24, 201913F-HRchanges · EDGAR ↗
Q2 2019$239M170Aug 12, 201913F-HRchanges · EDGAR ↗
Q1 2019$248M708May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$242M658Feb 14, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.