Managers / Q3 2019 · view latest →

Mosaic Family Wealth, LLC

CIK 0001674343 · 1401 SOUTH BRENTWOOD BOULEVARD, SUITE 630, ST. LOUIS, MO, 63144 · 314-627-5220

Reported Value

$242M

Q3 2019

Positions

168

Filings on Record

2019–present window

Filed

Oct 24, 2019

original filing

Summary

Mosaic Family Wealth, LLC reported $242M in U.S.-listed holdings across 168 positions for Q3 2019.

The portfolio is heavily concentrated: VUG alone accounts for 20.4% of reported value.

Compared with Q2 2019, the fund opened 7 new positions and exited 9.

Portfolio Metrics

Turnover

+2.6%

vs prior filed quarter

Top-10 Concentration

+58.9%

share of reported value

Largest Position

+20.4%

Vanguard Growth Index Fund

New / Exited

7 / 9

positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value

Portfolio Composition

By security type

ETP · 72.7% · $176M
Common Stock · 21.8% · $53M
MLP · 2.1% · $5M
Closed-End Fund · 2.1% · $5M
Other · 0.7% · $2M
Other · 0.5% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2019 (amended baseline)

Issuer	Move	Share Δ	Shares now	Value Δ	Value now
SYK STRYKER CORP COM	NEW	+1.1K	1.1K	+$243,000	$243,000
MDLZ MONDELEZ INTL INC CL A	NEW	+4.1K	4.1K	+$226,000	$226,000
CME CME GROUP INC COM	NEW	+1.0K	1.0K	+$211,000	$211,000
PPG PPG INDS INC COM	NEW	+1.8K	1.8K	+$209,000	$209,000
APD AIR PRODS & CHEMS INC COM	NEW	+919	919	+$204,000	$204,000
ITW ILLINOIS TOOL WKS INC COM	NEW	+1.3K	1.3K	+$203,000	$203,000
PAYX PAYCHEX INC COM	NEW	+2.4K	2.4K	+$202,000	$202,000
MO ALTRIA GROUP INC COM	SOLD OUT	−7.9K	0	−$374,000	$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2019

50 positions

Export to Excel

#	Issuer	Class	% Portfolio	Value ↓	Shares
1	VUG VANGUARD GROWTH INDEX FUND history →	ETF	20.44%	$50M	298.0K
2	X-TRACKERS MSCI EAFE HEDGED EQUITY ETF	ETF	15.18%	$37M	1.14M
3	VANGUARD SMALL-CAP GROWTH INDEX FUND	ETF	6.38%	$15M	85.0K
4	VTV VANGUARD VALUE INDEX FUND history →	ETF	5.29%	$13M	114.9K
5	VANGUARD MID-CAP GROWTH INDEX FUND	ETF	4.07%	$10M	66.6K
6	AAPL APPLE INC COM history →	Stock	1.91%	$5M	20.7K
7	ISHARES MSCI EAFE ETF	ETF	1.69%	$4M	62.7K
8	VANGUARD SMALL-CAP VALUE INDEX FUND	ETF	1.40%	$3M	26.3K
9	NKE NIKE INC CL B history →	Stock	1.38%	$3M	35.7K
10	VANGUARD FTSE EMERGING MARKETS ETF	ETF	1.12%	$3M	67.6K
11	ISHARES EDGE MSCI MIN VOL USA ETF	ETF	1.06%	$3M	40.2K
12	ISHARES RUSSELL 1000 GROWTH ETF	ETF	1.05%	$3M	15.9K
13	VANGUARD FTSE DEVELOPED MARKETS ETF	ETF	1.04%	$3M	61.1K
14	ISHARES RUSSELL 1000 VALUE ETF	ETF	0.96%	$2M	18.1K
15	VANGUARD MID-CAP VALUE INDEX FUND	ETF	0.95%	$2M	20.4K
16	ISHARES SELECT DIVIDEND ETF	ETF	0.84%	$2M	20.0K
17	VANGUARD REAL ESTATE ETF	ETF	0.75%	$2M	19.5K
18	VANGUARD MID-CAP INDEX FUND	ETF	0.69%	$2M	10.0K
19	EPD ENTERPRISE PRODS PARTNERS L P COM	Stock	0.67%	$2M	56.8K
20	VANGUARD LARGE-CAP INDEX FUND	ETF	0.66%	$2M	11.8K
21	VANGUARD TOTAL BOND MARKET INDEX FUND	ETF	0.65%	$2M	18.8K
22	WEP MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP	Stock	0.64%	$2M	23.6K
23	GOF GUGGENHEIM STRATEGIC OPP FD COM SBI	CEF	0.64%	$2M	80.7K
24	MCD MCDONALDS CORP COM	Stock	0.64%	$2M	7.2K
25	BRK/B BERKSHIRE HATHAWAY INC DEL CL B NEW	Stock	0.62%	$1M	7.2K
26	MSFT MICROSOFT CORP COM	Stock	0.57%	$1M	10.0K
27	PG PROCTER & GAMBLE CO COM	Stock	0.54%	$1M	10.5K
28	PEP PEPSICO INC COM	Stock	0.54%	$1M	9.5K
29	NEE NEXTERA ENERGY INC COM	Stock	0.53%	$1M	5.5K
30	JNJ JOHNSON & JOHNSON COM	Stock	0.51%	$1M	9.6K
31	T AT&T INC COM	Stock	0.51%	$1M	32.4K
32	ISHARES EDGE MSCI USA QUALITY FACTOR ETF	ETF	0.46%	$1M	12.2K
33	USB US BANCORP DEL COM NEW	Stock	0.46%	$1M	20.3K
34	AMZN AMAZON COM INC COM	Stock	0.46%	$1M	644
35	VANGUARD SHORT-TERM BOND INDEX FUND	ETF	0.45%	$1M	13.6K
36	VANGUARD TOTAL STOCK MARKET INDEX FUND	ETF	0.43%	$1M	6.9K
37	PFE PFIZER INC COM	Stock	0.43%	$1M	29.1K
38	EMR EMERSON ELEC CO COM	Stock	0.43%	$1M	15.7K
39	ISHARES CORE HIGH DIVIDEND ETF	ETF	0.42%	$1M	10.9K
40	ISHARES CORE S&P 500 ETF	ETF	0.42%	$1M	3.4K
41	MMU WESTERN ASST MNGD MUN FD INC COM	CEF	0.41%	$985,000	71.6K
42	CHV CHEVRON CORP NEW COM	Stock	0.39%	$954,000	8.0K
43	INVESCO S&P 500 EQUAL WEIGHT ETF	ETF	0.39%	$940,000	8.7K
44	MA MASTERCARD INC CL A	Stock	0.36%	$873,000	3.2K
45	WMT WALMART INC COM	Stock	0.35%	$856,000	7.2K
46	BA BOEING CO COM	Stock	0.35%	$856,000	2.3K
47	ISHARES EDGE MSCI MIN VOL EAFE ETF	ETF	0.35%	$850,000	11.6K
48	V VISA INC COM CL A	Stock	0.32%	$784,000	4.6K
49	ISHARES EDGE MSCI USA MOMENTUM FACTOR ETF	ETF	0.32%	$764,000	6.4K
50	GOOG ALPHABET INC CAP STK CL C	Stock	0.31%	$752,000	617

Filing History

Quarter	Reported Value	Positions	Filed	Type	Links
Q4 2021	$384M	179	Jan 25, 2022	13F-HR	changes · EDGAR ↗
Q3 2021	$361M	174	Oct 26, 2021	13F-HR	changes · EDGAR ↗
Q2 2021	$346M	166	Jul 19, 2021	13F-HR	changes · EDGAR ↗
Q1 2021	$346M	163	Apr 27, 2021	13F-HR	changes · EDGAR ↗
Q4 2020	$299M	152	Feb 2, 2021	13F-HR	changes · EDGAR ↗
Q3 2020	$267M	143	Oct 19, 2020	13F-HR	changes · EDGAR ↗
Q2 2020	$242M	142	Jul 24, 2020	13F-HR	changes · EDGAR ↗
Q1 2020	$197M	131	May 5, 2020	13F-HR	changes · EDGAR ↗
Q4 2019	$248M	157	Jan 31, 2020	13F-HR	changes · EDGAR ↗
Q3 2019	$242M	168	Oct 24, 2019	13F-HR	changes · EDGAR ↗
Q2 2019	$239M	170	Aug 12, 2019	13F-HR	changes · EDGAR ↗
Q1 2019	$248M	708	May 14, 2019	13F-HR	changes · EDGAR ↗
Q4 2018	$242M	658	Feb 14, 2019	13F-HR	changes · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.