NUVEEN PFD & INCOME OPPORTUN
CUSIP 67073B106
Nuveen Pfd & Income Opportun has 321 institutional holders in Filings Flow’s 13F database, together reporting 66.03M shares worth $482M as of Q1 2026. The largest reported holders are Morgan Stanley, Bank Of America Corp /De/, and Wells Fargo & Company/Mn.
Institutional Holders
321
Q1 2026
Reported Value
$482M
Ticker
unmapped
private placement or foreign
Quarters Tracked
10
Ownership Trend
Institutional holders
Total reported value
Holders
Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| Smith Asset Management Co., LLC$117M AUM | 5.90% | $7M | 911.4K | Q1 2026OLDER |
| FCA CORP /TX$354M AUM | 1.12% | $4M | 526.5K | Q1 2026OLDER |
| Wright Wealth LLC$149M AUM | 0.98% | $1M | 194.2K | Q1 2026OLDER |
| GREATMARK INVESTMENT PARTNERS, INC.$854M AUM | 0.87% | $7M | 985.9K | Q1 2026OLDER |
| Thoma Capital Management LLC$169M AUM | 0.72% | $1M | 154.5K | Q4 2025OLDER |
| Jupiter Wealth Management LLC$253M AUM | 0.53% | $1M | 168.7K | Q1 2026OLDER |
| Mission Hills Financial Advisory, LLC$195M AUM | 0.43% | $845,762 | 112.2K | Q1 2026OLDER |
| MELFA WEALTH MANAGEMENT, INC.$174M AUM | 0.42% | $731,491 | 97.0K | Q1 2026OLDER |
| MSH Capital Advisors LLC$472M AUM | 0.40% | $2M | 252.2K | Q1 2026OLDER |
| Benchmark Investment Advisors LLC$172M AUM | 0.39% | $663,520 | 88.0K | Q1 2026OLDER |
| Wealth Advisory Solutions, LLC$449M AUM | 0.37% | $2M | 219.5K | Q1 2026OLDER |
| Palogic Value Management, L.P.$237M AUM | 0.32% | $758,253 | 100.6K | Q1 2026OLDER |
| Anchor Capital Management Group Inc$144M AUM | 0.29% | $574,000 | 70.0K | Q4 2025OLDER |
| Samalin Investment Counsel, LLC$282M AUM | 0.28% | $796,777 | 105.7K | Q1 2026OLDER |
| Everstar Asset Management, LLC$188M AUM | 0.27% | $498,206 | 66.1K | Q1 2026OLDER |
| E&G Advisors, LP$449M AUM | 0.26% | $1M | 153.9K | Q1 2026OLDER |
| INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV$244M AUM | 0.21% | $507,065 | 67.3K | Q1 2026OLDER |
| IBEX WEALTH ADVISORS$1.1B AUM | 0.21% | $2M | 292.0K | Q1 2026OLDER |
| Gridiron Partners, LLC$164M AUM | 0.20% | $326,904 | 43.4K | Q1 2026OLDER |
| Elevate Capital Advisors, LLC$155M AUM | 0.19% | $286,371 | 35.3K | Q4 2025OLDER |
| Uptown Financial Advisors LLC$126M AUM | 0.18% | $256,276 | 31.6K | Q4 2025OLDER |
| Moors & Cabot, Inc.$2.3B AUM | 0.17% | $4M | 539.1K | Q1 2026OLDER |
| ONE WEALTH CAPITAL MANAGEMENT, LLC$229M AUM | 0.17% | $389,259 | 49.0K | Q1 2026OLDER |
| PRELUDE CAPITAL MANAGEMENT, LLC$1.3B AUM | 0.17% | $2M | 289.5K | Q1 2026OLDER |
| Carson Advisory Inc.$193M AUM | 0.16% | $313,370 | 41.6K | Q1 2026OLDER |
| Cottage Street Advisors LLC$231M AUM | 0.16% | $375,489 | 49.8K | Q1 2026OLDER |
| Mueller Wealth, LLC$125M AUM | 0.16% | $200,994 | 26.7K | Q1 2026OLDER |
| Onyx Financial Advisors, LLC$241M AUM | 0.16% | $378,123 | 50.1K | Q1 2026OLDER |
| Investmark Advisory Group LLC$234M AUM | 0.15% | $362,100 | 48.0K | Q1 2026OLDER |
| WEALTH EFFECTS LLC$282M AUM | 0.15% | $422,919 | 56.1K | Q1 2026OLDER |
| MGO ONE SEVEN LLC$5.0B AUM | 0.15% | $7M | 982.8K | Q1 2026OLDER |
| Vines Capital Management, LLC$101M AUM | 0.15% | $150,144 | 19.9K | Q1 2026OLDER |
| Penbrook Management LLC$132M AUM | 0.15% | $210,822 | 25.7K | Q3 2025OLDER |
| Triumph Capital Management$491M AUM | 0.14% | $711,024 | 93.6K | Q1 2026OLDER |
| Abel Hall, LLC$469M AUM | 0.13% | $630,344 | 83.6K | Q1 2026OLDER |
| Kingstone Capital Partners Texas, LLC$162M AUM | 0.13% | $215,000 | 28.6K | Q1 2026OLDER |
| Accel Wealth Management$383M AUM | 0.13% | $490,214 | 65.0K | Q1 2026OLDER |
| WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC$340M AUM | 0.12% | $416,728 | 55.3K | Q1 2026OLDER |
| MARINO, STRAM & ASSOCIATES LLC$557M AUM | 0.12% | $652,745 | 86.6K | Q1 2026OLDER |
| Shulman DeMeo Asset Management LLC$535M AUM | 0.11% | $608,966 | 77.3K | Q2 2026 |
| Prairie Wealth Advisors, Inc.$231M AUM | 0.11% | $258,265 | 0 | Q1 2026OLDER |
| GUGGENHEIM CAPITAL LLC$12.9B AUM | 0.11% | $14M | 1.91M | Q1 2026OLDER |
| Centurion Wealth Management LLC$418M AUM | 0.11% | $462,805 | 58.7K | Q2 2026 |
| Catalina Capital Group, LLC$168M AUM | 0.11% | $185,688 | 24.6K | Q1 2026OLDER |
| International Private Wealth Advisors LLC$163M AUM | 0.11% | $177,425 | 23.5K | Q1 2026OLDER |
| Fortitude Advisory Group L.L.C.$222M AUM | 0.10% | $231,620 | 30.7K | Q1 2026OLDER |
| Valley Brook Capital Group, Inc.$149M AUM | 0.10% | $153,107 | 20.3K | Q1 2026OLDER |
| Pacific Wealth Strategies Group, Inc.$160M AUM | 0.09% | $150,800 | 20.0K | Q1 2026OLDER |
| Chicago Partners Investment Group LLC$4.5B AUM | 0.09% | $4M | 488.3K | Q1 2026OLDER |
| Advisors Asset Management, Inc.$6.0B AUM | 0.08% | $5M | 669.6K | Q1 2026OLDER |
| CALDWELL SUTTER CAPITAL, INC.$246M AUM | 0.08% | $204,666 | 27.1K | Q1 2026OLDER |
| McAlister, Sweet & Associates, Inc.$161M AUM | 0.08% | $129,623 | 17.2K | Q1 2026OLDER |
| Sage Capital Management, LLC$213M AUM | 0.08% | $169,650 | 22.5K | Q1 2026OLDER |
| Operose Advisors LLC$431M AUM | 0.08% | $335,263 | 44.5K | Q1 2026OLDER |
| Post Resch Tallon Group Inc.$145M AUM | 0.08% | $110,832 | 14.1K | Q2 2026 |
| Cornerstone Advisory, LLC$1.1B AUM | 0.07% | $790,818 | 104.9K | Q1 2026OLDER |
| Sage Capital Advisors,llc$482M AUM | 0.07% | $352,162 | 44.7K | Q2 2026 |
| Live Oak Private Wealth LLC$717M AUM | 0.07% | $494,413 | 65.6K | Q1 2026OLDER |
| Aspire Growth Partners LLC$146M AUM | 0.07% | $96,181 | 12.8K | Q1 2026OLDER |
| Osbon Capital Management LLC$123M AUM | 0.06% | $79,630 | 10.6K | Q1 2026OLDER |
| READYSTATE ASSET MANAGEMENT LP$2.2B AUM | 0.06% | $1M | 179.2K | Q3 2025OLDER |
| ACCREDITED INVESTOR SERVICES, LLC$156M AUM | 0.06% | $86,633 | 10.6K | Q3 2025OLDER |
| Glass Jacobson Investment Advisors llc$290M AUM | 0.06% | $170,193 | 22.6K | Q1 2026OLDER |
| Concorde Asset Management, LLC$204M AUM | 0.06% | $119,527 | 15.7K | Q2 2026 |
| LifeSteps Financial, Inc.$158M AUM | 0.06% | $86,861 | 11.5K | Q1 2026OLDER |
| CoreCap Advisors, LLC$3.4B AUM | 0.05% | $2M | 222.7K | Q2 2026 |
| LEIGH BALDWIN & CO., LLC$154M AUM | 0.05% | $79,460 | 10.5K | Q1 2026OLDER |
| Future Financial Wealth Managment LLC$155M AUM | 0.05% | $79,300 | 10.0K | Q1 2026OLDER |
| W.H. Cornerstone Investments Inc.$160M AUM | 0.05% | $80,295 | 10.6K | Q1 2026OLDER |
| Bramshill Investments, LLC$1.2B AUM | 0.05% | $567,981 | 75.3K | Q1 2026OLDER |
| MOSAIC FAMILY WEALTH PARTNERS, LLC$977M AUM | 0.05% | $463,287 | 61.4K | Q1 2026OLDER |
| TCFG WEALTH MANAGEMENT, LLC$267M AUM | 0.05% | $119,105 | 14.5K | Q3 2025OLDER |
| Sowell Financial Services LLC$2.7B AUM | 0.05% | $1M | 155.0K | Q4 2025OLDER |
| GILL CAPITAL PARTNERS, LLC$348M AUM | 0.05% | $157,390 | 20.9K | Q1 2026OLDER |
| BankPlus Wealth Management LLC$194M AUM | 0.04% | $82,126 | 10.9K | Q1 2026OLDER |
| Stratos Wealth Partners, LTD.$8.8B AUM | 0.04% | $4M | 489.7K | Q1 2026OLDER |
| Realta Investment Advisors$288M AUM | 0.04% | $119,945 | 15.9K | Q1 2026OLDER |
| J.W. COLE ADVISORS, INC.$3.0B AUM | 0.04% | $2M | 209.4K | Q4 2025OLDER |
| SMITH SHELLNUT WILSON LLC /ADV$260M AUM | 0.04% | $105,411 | 12.9K | Q3 2025OLDER |
| NWF Advisory Services Inc.$886M AUM | 0.04% | $352,277 | 46.7K | Q1 2026OLDER |
| Argentarii, LLC$286M AUM | 0.04% | $113,652 | 15.1K | Q1 2026OLDER |
| Portfolio Strategies, Inc.$811M AUM | 0.04% | $333,232 | 40.6K | Q3 2025OLDER |
| Fox Hill Wealth Management$208M AUM | 0.04% | $80,176 | 10.6K | Q1 2026OLDER |
| Diesslin Group, Inc.$259M AUM | 0.04% | $98,511 | 12.5K | Q2 2026 |
| Johnson & White Wealth Management, LLC$236M AUM | 0.04% | $89,809 | 11.9K | Q1 2026OLDER |
| StoneX Group Inc.$1.9B AUM | 0.04% | $699,518 | 92.1K | Q1 2026OLDER |
| WealthTrust Axiom LLC$406M AUM | 0.04% | $149,885 | 19.9K | Q1 2026OLDER |
| RVW Wealth, LLC$1.5B AUM | 0.04% | $558,865 | 70.9K | Q2 2026 |
| Wagner Wealth Management, LLC$495M AUM | 0.04% | $178,832 | 23.7K | Q1 2026OLDER |
| SMITHBRIDGE ASSET MANAGEMENT INC/DE$674M AUM | 0.04% | $241,747 | 32.1K | Q1 2026OLDER |
| LIBERTY WEALTH MANAGEMENT LLC$800M AUM | 0.04% | $285,692 | 37.9K | Q1 2026OLDER |
| Collaborative Wealth Managment Inc.$218M AUM | 0.04% | $77,587 | 10.3K | Q1 2026OLDER |
| DUNCKER STREETT & CO INC$526M AUM | 0.04% | $184,534 | 24.5K | Q1 2026OLDER |
| Etesian Wealth Advisors, Inc.$313M AUM | 0.03% | $109,330 | 14.5K | Q1 2026OLDER |
| Geneos Wealth Management Inc.$4.3B AUM | 0.03% | $2M | 199.0K | Q1 2026OLDER |
| Founders Financial Alliance, LLC$555M AUM | 0.03% | $181,086 | 24.0K | Q1 2026OLDER |
| INDEPENDENT FINANCIAL GROUP, LLC$678M AUM | 0.03% | $220,372 | 23.2K | Q2 2026 |
| CLIENT 1ST ADVISORY GROUP, LLC$329M AUM | 0.03% | $103,167 | 12.7K | Q4 2025OLDER |
| Strategic Financial Concepts, LLC$405M AUM | 0.03% | $130,243 | 17.3K | Q1 2026OLDER |
| Carlton Hofferkamp & Jenks Wealth Management, LLC$299M AUM | 0.03% | $95,640 | 12.0K | Q1 2026OLDER |
| Hennion & Walsh Asset Management, Inc.$3.5B AUM | 0.03% | $1M | 141.3K | Q2 2026 |
| SageGuard Financial Group, LLC$646M AUM | 0.03% | $204,050 | 27.1K | Q1 2026OLDER |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$1.4B AUM | 0.03% | $443,901 | 57.0K | Q1 2026OLDER |
| Physician Wealth Advisors, Inc.$719M AUM | 0.03% | $221,428 | 29.4K | Q1 2026OLDER |
| Powell Investment Advisors, LLC$290M AUM | 0.03% | $88,394 | 11.6K | Q1 2026OLDER |
| Capital Investment Advisors, LLC$6.8B AUM | 0.03% | $2M | 269.9K | Q1 2026OLDER |
| Patriot Financial Group Insurance Agency, LLC$1.8B AUM | 0.03% | $520,034 | 69.0K | Q1 2026OLDER |
| PSI Advisors, LLC$418M AUM | 0.03% | $119,592 | 15.9K | Q1 2026OLDER |
| ROTHSCHILD INVESTMENT LLC$1.9B AUM | 0.03% | $535,936 | 71.1K | Q1 2026OLDER |
| Sunpointe, LLC$305M AUM | 0.03% | $84,448 | 11.2K | Q1 2026OLDER |
| Concord Wealth Partners$770M AUM | 0.03% | $212,252 | 28.1K | Q1 2026OLDER |
| MARYLAND CAPITAL ADVISORS INC.$295M AUM | 0.03% | $81,141 | 10.0K | Q4 2025OLDER |
| MKT Advisors LLC$322M AUM | 0.03% | $81,641 | 10.7K | Q1 2026OLDER |
| Waterfront Wealth Inc.$545M AUM | 0.03% | $141,691 | 18.8K | Q1 2026OLDER |
| Tyche Wealth Partners LLC$648M AUM | 0.03% | $167,708 | 22.2K | Q1 2026OLDER |
| CARY STREET PARTNERS FINANCIAL LLC$4.0B AUM | 0.03% | $1M | 137.1K | Q1 2026OLDER |
| AMERIFLEX GROUP, INC.$198M AUM | 0.03% | $50,277 | 6.7K | Q1 2026OLDER |
| HARBOUR INVESTMENTS, INC.$6.5B AUM | 0.02% | $2M | 206.7K | Q1 2026OLDER |
| B. Riley Wealth Advisors, Inc.$1.6B AUM | 0.02% | $376,197 | 51.9K | Q1 2026OLDER |
| Ironsides Asset Advisors, LLC$399M AUM | 0.02% | $92,681 | 11.4K | Q4 2025OLDER |
| Beacon Financial Advisory LLC$443M AUM | 0.02% | $103,338 | 13.7K | Q1 2026OLDER |
| PROATHLETE WEALTH MANAGEMENT LLC$361M AUM | 0.02% | $80,191 | 9.9K | Q4 2025OLDER |
| Huntleigh Advisors, Inc.$585M AUM | 0.02% | $126,069 | 16.7K | Q1 2026OLDER |
| SILVER OAK SECURITIES, INCORPORATED$1.4B AUM | 0.02% | $294,397 | 39.0K | Q1 2026OLDER |
| TECTONIC ADVISORS LLC$1.9B AUM | 0.02% | $405,500 | 50.0K | Q4 2025OLDER |
| Kestra Advisory Services, LLC$26.4B AUM | 0.02% | $6M | 744.4K | Q1 2026OLDER |
| PRIVATE TRUST CO NA$1.1B AUM | 0.02% | $234,856 | 31.1K | Q1 2026OLDER |
| Pathway Financial Advisers, LLC$354M AUM | 0.02% | $71,915 | 8.8K | Q3 2025OLDER |
| LEVEL FOUR ADVISORY SERVICES, LLC$3.0B AUM | 0.02% | $633,990 | 84.1K | Q1 2026OLDER |
| Spire Wealth Management$2.9B AUM | 0.02% | $602,970 | 80.0K | Q1 2026OLDER |
| CAPTRUST FINANCIAL ADVISORS$57.3B AUM | 0.02% | $12M | 1.54M | Q1 2026OLDER |
| Wealthcare Advisory Partners LLC$5.3B AUM | 0.02% | $1M | 133.2K | Q2 2026 |
| VeraBank, N.A.$546M AUM | 0.02% | $102,981 | 13.7K | Q1 2026OLDER |
| AlphaCore Capital LLC$4.2B AUM | 0.02% | $753,487 | 99.1K | Q1 2026OLDER |
| Tempo Wealth, LLC$573M AUM | 0.02% | $99,778 | 13.2K | Q1 2026OLDER |
| CoreFirst Bank & Trust$189M AUM | 0.02% | $31,645 | 4.2K | Q2 2026 |
| UMB Bank, n.a.$7.2B AUM | 0.02% | $1M | 158.9K | Q1 2026OLDER |
| Laird Norton Wetherby Wealth Management, LLC$2.4B AUM | 0.02% | $401,758 | 49.0K | Q3 2025OLDER |
| Advisor OS, LLC$1.4B AUM | 0.02% | $217,037 | 28.8K | Q1 2026OLDER |
| SFE Investment Counsel$635M AUM | 0.02% | $96,633 | 12.8K | Q1 2026OLDER |
| Ellis Investment Partners, LLC$576M AUM | 0.02% | $84,001 | 10.2K | Q3 2025OLDER |
| Kovack Advisors, Inc.$1.9B AUM | 0.02% | $281,229 | 36.8K | Q1 2026OLDER |
| J. L. Bainbridge & Co., Inc.$1.1B AUM | 0.01% | $163,083 | 21.6K | Q1 2026OLDER |
| SMITH CHAS P & ASSOCIATES PA CPAS$1.8B AUM | 0.01% | $263,900 | 35.0K | Q1 2026OLDER |
| DIVERSIFY WEALTH MANAGEMENT, LLC$5.6B AUM | 0.01% | $779,796 | 98.7K | Q1 2026OLDER |
| Sanctuary Advisors, LLC$18.5B AUM | 0.01% | $3M | 339.0K | Q1 2026OLDER |
| Steward Partners Investment Advisory, LLC$19.6B AUM | 0.01% | $3M | 351.6K | Q1 2026OLDER |
| OSAIC HOLDINGS, INC.$68.3B AUM | 0.01% | $9M | 1.21M | Q1 2026OLDER |
| KINGSWOOD WEALTH ADVISORS, LLC$2.1B AUM | 0.01% | $280,352 | 37.2K | Q1 2026OLDER |
| COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM | 0.01% | $9M | 1.22M | Q1 2026OLDER |
| River Wealth Advisors LLC$871M AUM | 0.01% | $110,748 | 14.7K | Q1 2026OLDER |
| Cerity Partners LLC$70.8B AUM | 0.01% | $9M | 1.19M | Q1 2026OLDER |
| Ameritas Advisory Services, LLC$2.6B AUM | 0.01% | $318,271 | 42.2K | Q1 2026OLDER |
| BEACON FINANCIAL GROUP$1.0B AUM | 0.01% | $123,143 | 16.3K | Q1 2026OLDER |
| World Investment Advisors$6.2B AUM | 0.01% | $753,450 | 99.9K | Q1 2026OLDER |
| American Financial Advisors, LLC$750M AUM | 0.01% | $90,480 | 12.0K | Q1 2026OLDER |
| Dynamic Wealth Strategies, LLC$173M AUM | 0.01% | $20,267 | 2.5K | Q4 2025OLDER |
| Wealthspire Advisors, LLC$12.7B AUM | 0.01% | $2M | 202.7K | Q1 2026OLDER |
| TWO SIGMA SECURITIES, LLC$861M AUM | 0.01% | $103,177 | 13.7K | Q1 2026OLDER |
| XTX Topco Ltd$5.8B AUM | 0.01% | $681,556 | 90.4K | Q1 2026OLDER |
| Integrity Advisory Solutions, LLC$757M AUM | 0.01% | $87,939 | 11.7K | Q1 2026OLDER |
| Asset One Wealth Management LLC$904M AUM | 0.01% | $103,177 | 13.0K | Q1 2026OLDER |
| FIRST MERCHANTS CORP$2.6B AUM | 0.01% | $296,194 | 39.3K | Q1 2026OLDER |
| Evolution Wealth Advisors, LLC$981M AUM | 0.01% | $83,328 | 10.2K | Q3 2025OLDER |
| Advisory Services Network, LLC$7.5B AUM | 0.01% | $823,587 | 109.2K | Q1 2026OLDER |
| Savvy Advisors, Inc.$3.7B AUM | 0.01% | $401,463 | 53.2K | Q1 2026OLDER |
| Lido Advisors, LLC$32.7B AUM | 0.01% | $3M | 454.7K | Q1 2026OLDER |
| Jacobi Capital Management LLC$1.8B AUM | 0.01% | $184,542 | 24.5K | Q1 2026OLDER |
| Berger Financial Group, Inc$1.8B AUM | 0.01% | $183,557 | 24.3K | Q1 2026OLDER |
| 180 WEALTH ADVISORS, LLC$997M AUM | 0.01% | $101,630 | 12.9K | Q2 2026 |
| Royal Fund Management, LLC$1.1B AUM | 0.01% | $105,818 | 14.0K | Q1 2026OLDER |
| Prospera Financial Services Inc$6.2B AUM | 0.01% | $621,783 | 82.5K | Q1 2026OLDER |
| DAVENPORT & Co LLC$18.4B AUM | 0.01% | $2M | 240.0K | Q1 2026OLDER |
| RAYMOND JAMES FINANCIAL INC$324.4B AUM | 0.01% | $31M | 4.07M | Q1 2026OLDER |
| SHUFRO ROSE & CO LLC$1.5B AUM | 0.01% | $138,533 | 18.4K | Q1 2026OLDER |
| STEEL GROVE CAPITAL ADVISORS, LLC$949M AUM | 0.01% | $87,864 | 11.7K | Q1 2026OLDER |
| Coastline Trust Co$1.0B AUM | 0.01% | $91,558 | 12.1K | Q1 2026OLDER |
| TRUIST FINANCIAL CORP$74.2B AUM | 0.01% | $7M | 888.2K | Q1 2026OLDER |
| Garton & Associates Financial Advisors LLC$122M AUM | 0.01% | $15,413 | 1.9K | Q4 2025OLDER |
| NewEdge Advisors, LLC$27.7B AUM | 0.01% | $2M | 314.6K | Q2 2026 |
| Fiera Capital Corp$29.2B AUM | 0.01% | $2M | 329.9K | Q1 2026OLDER |
| DAYMARK WEALTH PARTNERS, LLC$3.2B AUM | 0.01% | $265,823 | 35.3K | Q1 2026OLDER |
| Curi Capital, LLC$5.6B AUM | 0.01% | $463,266 | 61.0K | Q1 2026OLDER |
| PFG Investments, LLC$2.1B AUM | 0.01% | $173,409 | 23.0K | Q1 2026OLDER |
| IHT Wealth Management, LLC$4.3B AUM | 0.01% | $345,666 | 45.8K | Q1 2026OLDER |
| Opal Wealth Advisors, LLC$442M AUM | 0.01% | $35,438 | 4.7K | Q1 2026OLDER |
| KESTRA PRIVATE WEALTH SERVICES, LLC$8.1B AUM | 0.01% | $641,163 | 85.0K | Q1 2026OLDER |
| Certified Advisory Corp$1.1B AUM | 0.01% | $86,343 | 11.5K | Q1 2026OLDER |
| TITLEIST ASSET MANAGEMENT, LLC$1.3B AUM | 0.01% | $95,966 | 11.8K | Q4 2025OLDER |
| Global Retirement Partners, LLC$5.6B AUM | 0.01% | $426,538 | 52.6K | Q4 2025OLDER |
| PRINCIPAL SECURITIES, INC.$6.8B AUM | 0.01% | $510,643 | 67.7K | Q1 2026OLDER |
| CAPITAL ADVISORS INC/OK$6.2B AUM | 0.01% | $452,838 | 55.8K | Q4 2025OLDER |
| Segment Wealth Management, LLC$1.7B AUM | 0.01% | $121,699 | 15.0K | Q4 2025OLDER |
| Turim 21 Investimentos Ltda.$399M AUM | 0.01% | $17,964 | 2.2K | Q4 2025OLDER |
| Capital Investment Advisory Services, LLC$1.4B AUM | 0.01% | $94,235 | 12.5K | Q1 2026OLDER |
| Western Wealth Management, LLC$2.6B AUM | 0.01% | $180,711 | 24.0K | Q2 2026 |
| First Heartland Consultants, Inc.$1.5B AUM | 0.01% | $105,813 | 13.4K | Q2 2026 |
| HUB Investment Partners, LLC$4.2B AUM | 0.01% | $283,335 | 37.6K | Q1 2026OLDER |
| &PARTNERS$20.2B AUM | 0.01% | $1M | 179.3K | Q1 2026OLDER |
| WELLS FARGO & COMPANY/MN$530.3B AUM | 0.01% | $35M | 4.65M | Q2 2026 |
| Cetera Investment Advisers$94.0B AUM | 0.01% | $6M | 803.3K | Q1 2026OLDER |
| Tradition Wealth Management, LLC$1.4B AUM | 0.01% | $89,259 | 11.8K | Q1 2026OLDER |
| CAHABA WEALTH MANAGEMENT, INC.$1.5B AUM | 0.01% | $91,294 | 12.1K | Q1 2026OLDER |
| Aventura Private Wealth, LLC$273M AUM | 0.01% | $16,400 | 2.0K | Q4 2025OLDER |
| Anchor Investment Management, LLC$1.2B AUM | 0.01% | $70,773 | 9.4K | Q1 2026OLDER |
| Ausdal Financial Partners, Inc.$2.3B AUM | 0.01% | $125,965 | 16.7K | Q1 2026OLDER |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM | 0.01% | $3M | 350.6K | Q1 2026OLDER |
| JB Capital LLC$2.5B AUM | 0.01% | $132,942 | 17.6K | Q1 2026OLDER |
| ELEVATION POINT WEALTH PARTNERS, LLC$4.3B AUM | 0.01% | $228,692 | 30.1K | Q1 2026OLDER |
| Sigma Planning Corp$3.6B AUM | 0.01% | $187,790 | 24.9K | Q1 2026OLDER |
| UBS Group AG$666.3B AUM | 0.00% | $33M | 4.40M | Q1 2026OLDER |
| Private Advisor Group, LLC$21.3B AUM | 0.00% | $1M | 139.0K | Q1 2026OLDER |
| PARSONS CAPITAL MANAGEMENT INC/RI$2.2B AUM | 0.00% | $107,016 | 14.2K | Q1 2026OLDER |
| CLIFFORD SWAN INVESTMENT COUNSEL LLC$2.9B AUM | 0.00% | $142,898 | 19.0K | Q1 2026OLDER |
| Oakworth Capital, Inc.$1.9B AUM | 0.00% | $88,934 | 11.0K | Q4 2025OLDER |
| Waverly Advisors, LLC$13.4B AUM | 0.00% | $649,188 | 86.1K | Q1 2026OLDER |
| SageView Advisory Group, LLC$3.0B AUM | 0.00% | $142,239 | 17.5K | Q4 2025OLDER |
| Snowden Capital Advisors LLC$3.8B AUM | 0.00% | $180,514 | 23.7K | Q1 2026OLDER |
| Leo H. Evart, Inc.$117M AUM | 0.00% | $5,587 | 741 | Q1 2026OLDER |
| HALBERT HARGROVE GLOBAL ADVISORS, LLC$2.1B AUM | 0.00% | $98,020 | 13.0K | Q1 2026OLDER |
| Turning Point Benefit Group, Inc.$157M AUM | 0.00% | $8,856 | 1.1K | Q4 2025OLDER |
| NBC SECURITIES, INC.$1.3B AUM | 0.00% | $61,337 | 8.1K | Q1 2026OLDER |
| LPL Financial LLC$376.6B AUM | 0.00% | $17M | 2.28M | Q1 2026OLDER |
| Advance Capital Management, Inc.$2.6B AUM | 0.00% | $120,082 | 15.9K | Q1 2026OLDER |
| Alpha Cubed Investments, LLC$2.9B AUM | 0.00% | $130,644 | 16.1K | Q4 2025OLDER |
| Strategic Wealth Partners, Ltd.$1.5B AUM | 0.00% | $64,134 | 7.9K | Q1 2026OLDER |
| Sunbelt Securities, Inc.$1.6B AUM | 0.00% | $68,496 | 9.1K | Q1 2026OLDER |
| BURNEY CO/$3.2B AUM | 0.00% | $137,899 | 18.3K | Q1 2026OLDER |
| Belpointe Asset Management LLC$2.7B AUM | 0.00% | $112,354 | 14.9K | Q1 2026OLDER |
| Concurrent Investment Advisors, LLC$9.2B AUM | 0.00% | $374,590 | 49.7K | Q1 2026OLDER |
| Arkadios Wealth Advisors$6.1B AUM | 0.00% | $248,660 | 33.0K | Q1 2026OLDER |
| Gerber Kawasaki Wealth & Investment Management$3.1B AUM | 0.00% | $125,332 | 16.6K | Q1 2026OLDER |
| U.S. Capital Wealth Advisors, LLC$4.0B AUM | 0.00% | $148,835 | 18.4K | Q4 2025OLDER |
| EverSource Wealth Advisors, LLC$3.3B AUM | 0.00% | $125,503 | 16.6K | Q1 2026OLDER |
| ROYAL BANK OF CANADA$570.1B AUM | 0.00% | $22M | 2.88M | Q1 2026OLDER |
| Main Street Group, LTD$340M AUM | 0.00% | $12,675 | 1.7K | Q1 2026OLDER |
| WPG Advisers, LLC$136M AUM | 0.00% | $4,811 | 638 | Q1 2026OLDER |
| FINANCIAL CONSULATE, INC$803M AUM | 0.00% | $28,268 | 3.7K | Q1 2026OLDER |
| NFSG Corp$608M AUM | 0.00% | $23,548 | 2.9K | Q3 2025OLDER |
| HARBOR INVESTMENT ADVISORY, LLC$1.4B AUM | 0.00% | $49,234 | 6.2K | Q2 2026 |
| MORGAN STANLEY$1.67T AUM | 0.00% | $56M | 6.92M | Q1 2026OLDER |
| Wealth Preservation Advisors, LLC$120M AUM | 0.00% | $6,529 | 805 | Q4 2025OLDER |
| CreativeOne Wealth, LLC$4.3B AUM | 0.00% | $134,865 | 17.9K | Q1 2026OLDER |
| RFG Advisory, LLC$5.4B AUM | 0.00% | $168,689 | 22.4K | Q1 2026OLDER |
| STIFEL FINANCIAL CORP$108.8B AUM | 0.00% | $3M | 437.6K | Q1 2026OLDER |
| HFM Investment Advisors, LLC$260M AUM | 0.00% | $7,864 | 1.0K | Q1 2026OLDER |
| Invesco Ltd.$653.3B AUM | 0.00% | $19M | 2.57M | Q1 2026OLDER |
| TUCKER ASSET MANAGEMENT LLC$343M AUM | 0.00% | $10,129 | 1.2K | Q4 2025OLDER |
| Stonegate Investment Group, LLC$4.3B AUM | 0.00% | $127,002 | 15.5K | Q3 2025OLDER |
| Arax Advisory Partners$3.5B AUM | 0.00% | $103,464 | 13.7K | Q1 2026OLDER |
| STOCK YARDS BANK & TRUST CO$3.2B AUM | 0.00% | $92,772 | 12.3K | Q1 2026OLDER |
| Apollon Wealth Management, LLC$6.2B AUM | 0.00% | $174,228 | 23.1K | Q1 2026OLDER |
| SWAN Capital LLC$272M AUM | 0.00% | $7,502 | 995 | Q1 2026OLDER |
| OPPENHEIMER & CO INC$8.2B AUM | 0.00% | $225,815 | 29.9K | Q1 2026OLDER |
| Summit Trail Advisors, LLC$7.0B AUM | 0.00% | $157,047 | 19.4K | Q4 2025OLDER |
| HOLLENCREST CAPITAL MANAGEMENT$2.7B AUM | 0.00% | $72,723 | 9.6K | Q1 2026OLDER |
| WESBANCO BANK INC$3.6B AUM | 0.00% | $95,306 | 12.6K | Q1 2026OLDER |
| BANK OF AMERICA CORP /DE/$1.37T AUM | 0.00% | $36M | 4.78M | Q1 2026OLDER |
| Summit Financial, LLC$7.8B AUM | 0.00% | $198,825 | 26.2K | Q1 2026OLDER |
| Clark Wealth Partners$149M AUM | 0.00% | $3,756 | 494 | Q1 2026OLDER |
| CHOREO, LLC$8.1B AUM | 0.00% | $194,113 | 23.7K | Q4 2025OLDER |
| WHITTIER TRUST CO$8.9B AUM | 0.00% | $217,544 | 28.4K | Q1 2026OLDER |
| Vestmark Advisory Solutions, Inc.$9.0B AUM | 0.00% | $219,272 | 29.1K | Q1 2026OLDER |
| WHITTIER TRUST CO OF NEVADA INC$4.9B AUM | 0.00% | $117,864 | 15.4K | Q1 2026OLDER |
| Cape Investment Advisory, Inc.$301M AUM | 0.00% | $7,632 | 941 | Q4 2025OLDER |
| RITHOLTZ WEALTH MANAGEMENT$5.8B AUM | 0.00% | $119,310 | 14.6K | Q3 2025OLDER |
| Pathstone Holdings, LLC$25.1B AUM | 0.00% | $561,790 | 74.5K | Q1 2026OLDER |
| Perigon Wealth Management, LLC$5.5B AUM | 0.00% | $115,452 | 15.3K | Q1 2026OLDER |
| Farther Finance Advisors, LLC$10.6B AUM | 0.00% | $221,752 | 28.5K | Q1 2026OLDER |
| COMERICA BANK$25.1B AUM | 0.00% | $516,614 | 63.7K | Q4 2025OLDER |
| Baker Avenue Asset Management, LP$4.4B AUM | 0.00% | $90,480 | 12.0K | Q1 2026OLDER |
| Pinnacle Bancorp, Inc.$339M AUM | 0.00% | $6,801 | 902 | Q1 2026OLDER |
| Equitable Holdings, Inc.$15.5B AUM | 0.00% | $306,909 | 38.2K | Q1 2026OLDER |
| Dakota Wealth Management$4.6B AUM | 0.00% | $91,171 | 12.1K | Q1 2026OLDER |
| Citizens National Bank Trust Department$601M AUM | 0.00% | $10,556 | 1.4K | Q1 2026OLDER |
| Medallion Wealth Advisors, LLC$306M AUM | 0.00% | $5,029 | 667 | Q1 2026OLDER |
| Washington Trust Advisors, Inc.$1.2B AUM | 0.00% | $19,604 | 2.6K | Q1 2026OLDER |
| D.A. DAVIDSON & CO.$16.5B AUM | 0.00% | $249,343 | 33.1K | Q1 2026OLDER |
| SAGESPRING WEALTH PARTNERS, LLC$5.5B AUM | 0.00% | $82,423 | 10.9K | Q1 2026OLDER |
| Sound Income Strategies, LLC$2.1B AUM | 0.00% | $30,389 | 3.9K | Q1 2026OLDER |
| WOLFF WIESE MAGANA LLC$181M AUM | 0.00% | $2,639 | 350 | Q1 2026OLDER |
| Merit Financial Group, LLC$13.5B AUM | 0.00% | $191,061 | 25.3K | Q1 2026OLDER |
| AMERIPRISE FINANCIAL INC$431.8B AUM | 0.00% | $6M | 795.0K | Q1 2026OLDER |
| HORIZON KINETICS ASSET MANAGEMENT LLC$9.2B AUM | 0.00% | $123,852 | 16.4K | Q1 2026OLDER |
| AdvisorNet Financial, Inc$1.9B AUM | 0.00% | $25,564 | 3.4K | Q1 2026OLDER |
| Darwin Wealth Management, LLC$321M AUM | 0.00% | $4,154 | 551 | Q1 2026OLDER |
| BOOTHBAY FUND MANAGEMENT, LLC$7.7B AUM | 0.00% | $98,156 | 13.0K | Q1 2026OLDER |
| HighTower Advisors, LLC$94.2B AUM | 0.00% | $1M | 155.6K | Q1 2026OLDER |
| FLAGSHIP HARBOR ADVISORS, LLC$2.3B AUM | 0.00% | $26,015 | 3.2K | Q4 2025OLDER |
| WOLVERINE ASSET MANAGEMENT LLC$10.4B AUM | 0.00% | $127,328 | 16.9K | Q1 2026OLDER |
| Gen-Wealth Partners Inc$317M AUM | 0.00% | $3,518 | 429 | Q3 2025OLDER |
| Pinnacle Wealth Planning Services, Inc.$968M AUM | 0.00% | $11,333 | 1.5K | Q1 2026OLDER |
| Clearstead Advisors, LLC$10.9B AUM | 0.00% | $127,851 | 17.0K | Q1 2026OLDER |
| FIRST TRUST ADVISORS LP$140.0B AUM | 0.00% | $2M | 216.0K | Q1 2026OLDER |
| MML INVESTORS SERVICES, LLC$36.1B AUM | 0.00% | $403,029 | 53.5K | Q1 2026OLDER |
| ZACKS INVESTMENT MANAGEMENT$12.5B AUM | 0.00% | $142,095 | 17.5K | Q4 2025OLDER |
| CENTRAL TRUST Co$5.1B AUM | 0.00% | $56,498 | 7.5K | Q1 2026OLDER |
| Abound Wealth Management$440M AUM | 0.00% | $4,434 | 588 | Q1 2026OLDER |
| FIFTH THIRD BANCORP$54.7B AUM | 0.00% | $534,286 | 70.9K | Q1 2026OLDER |
| Integrated Wealth Concepts LLC$12.5B AUM | 0.00% | $102,620 | 13.6K | Q1 2026OLDER |
| ENVESTNET ASSET MANAGEMENT INC$373.6B AUM | 0.00% | $3M | 400.4K | Q1 2026OLDER |
| Mariner, LLC$85.7B AUM | 0.00% | $644,480 | 85.6K | Q1 2026OLDER |
| Allworth Financial LP$24.7B AUM | 0.00% | $175,613 | 23.3K | Q1 2026OLDER |
| GHP Investment Advisors, Inc.$2.4B AUM | 0.00% | $16,800 | 2.2K | Q1 2026OLDER |
| KEYBANK NATIONAL ASSOCIATION/OH$27.4B AUM | 0.00% | $187,904 | 24.9K | Q1 2026OLDER |
| Rockefeller Capital Management L.P.$56.4B AUM | 0.00% | $377,073 | 50.0K | Q1 2026OLDER |
| Larson Financial Group LLC$3.1B AUM | 0.00% | $20,848 | 2.8K | Q1 2026OLDER |
| MERCER GLOBAL ADVISORS INC /ADV$67.6B AUM | 0.00% | $447,895 | 59.4K | Q1 2026OLDER |
| HIGHLINE WEALTH PARTNERS LLC$392M AUM | 0.00% | $2,262 | 300 | Q1 2026OLDER |
| KING LUTHER CAPITAL MANAGEMENT CORP$23.1B AUM | 0.00% | $132,531 | 17.6K | Q1 2026OLDER |
| BOK Financial Private Wealth, Inc.$1.7B AUM | 0.00% | $9,222 | 1.1K | Q4 2025OLDER |
| Navalign, LLC$396M AUM | 0.00% | $2,246 | 277 | Q4 2025OLDER |
| Smartleaf Asset Management LLC$2.8B AUM | 0.00% | $14,495 | 2.0K | Q1 2026OLDER |
| Beacon Pointe Advisors, LLC$18.9B AUM | 0.00% | $96,332 | 12.8K | Q1 2026OLDER |
| IEQ CAPITAL, LLC$21.5B AUM | 0.00% | $104,376 | 13.8K | Q1 2026OLDER |
| TCTC Holdings, LLC$3.5B AUM | 0.00% | $16,212 | 2.0K | Q4 2025OLDER |
| Trust Co$1.1B AUM | 0.00% | $5,136 | 681 | Q1 2026OLDER |
| Caldwell Trust Co$1.1B AUM | 0.00% | $5,044 | 669 | Q1 2026OLDER |
| Baird Financial Group, Inc.$64.0B AUM | 0.00% | $241,386 | 32.0K | Q1 2026OLDER |
| ORG Partners LLC$568M AUM | 0.00% | $2,003 | 247 | Q4 2025OLDER |
| Beaird Harris Wealth Management, LLC$1.6B AUM | 0.00% | $4,705 | 624 | Q1 2026OLDER |
| MILLENNIUM MANAGEMENT LLC$240.3B AUM | 0.00% | $749,122 | 99.4K | Q1 2026OLDER |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.$275M AUM | 0.00% | $746 | 99 | Q1 2026OLDER |
| MATHER GROUP, LLC.$10.0B AUM | 0.00% | $30,454 | 4.0K | Q1 2026OLDER |
| JANE STREET GROUP, LLC$777.2B AUM | 0.00% | $2M | 310.5K | Q1 2026OLDER |
| LRI Investments, LLC$1.1B AUM | 0.00% | $3,219 | 427 | Q1 2026OLDER |
| HUNTINGTON NATIONAL BANK$18.1B AUM | 0.00% | $45,225 | 6.0K | Q1 2026OLDER |
| MAI Capital Management$17.7B AUM | 0.00% | $42,790 | 5.7K | Q1 2026OLDER |
| Quantinno Capital Management LP$59.9B AUM | 0.00% | $142,921 | 19.0K | Q1 2026OLDER |
| Pflug Koory, LLC$218M AUM | 0.00% | $498 | 66 | Q1 2026OLDER |
| Golden State Wealth Management, LLC$915M AUM | 0.00% | $2,074 | 275 | Q1 2026OLDER |
| CWM, LLC$38.1B AUM | 0.00% | $85,542 | 11.3K | Q1 2026OLDER |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM | 0.00% | $336,615 | 44.6K | Q1 2026OLDER |
| Blue Trust, Inc.$8.7B AUM | 0.00% | $18,081 | 2.4K | Q1 2026OLDER |
| TRUST CO OF TOLEDO NA /OH/$1.1B AUM | 0.00% | $2,081 | 276 | Q1 2026OLDER |
| US BANCORP \DE\$82.4B AUM | 0.00% | $162,268 | 21.5K | Q1 2026OLDER |
| Corient Private Wealth LLC$69.9B AUM | 0.00% | $140,588 | 17.3K | Q4 2025OLDER |
| Creative Planning$147.4B AUM | 0.00% | $258,448 | 34.3K | Q1 2026OLDER |
| Atlantic Union Bankshares Corp$5.2B AUM | 0.00% | $5,640 | 748 | Q1 2026OLDER |
| Focus Partners Wealth$89.9B AUM | 0.00% | $90,422 | 11.9K | Q1 2026OLDER |
| Root Financial Partners, LLC$2.2B AUM | 0.00% | $2,141 | 284 | Q1 2026OLDER |
| SALEM INVESTMENT COUNSELORS INC$3.4B AUM | 0.00% | $2,844 | 374 | Q1 2026OLDER |
| MV CAPITAL MANAGEMENT, INC.$1.0B AUM | 0.00% | $717 | 95 | Q1 2026OLDER |
| Fisher Asset Management, LLC$294.9B AUM | 0.00% | $181,464 | 22.1K | Q3 2025OLDER |
| CIBC Private Wealth Group LLC$59.2B AUM | 0.00% | $36,357 | 4.5K | Q4 2025OLDER |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM | 0.00% | $357,773 | 47.5K | Q1 2026OLDER |
| Bank of New York Mellon Corp$543.9B AUM | 0.00% | $217,769 | 28.9K | Q1 2026OLDER |
| Tower Research Capital LLC (TRC)$3.8B AUM | 0.00% | $1,387 | 184 | Q1 2026OLDER |
| CITADEL ADVISORS LLC$618.5B AUM | 0.00% | $150,415 | 19.9K | Q1 2026OLDER |
| CBIZ Investment Advisory Services, LLC$2.7B AUM | 0.00% | $656 | 87 | Q1 2026OLDER |
| ASSETMARK, INC$49.0B AUM | 0.00% | $11,408 | 1.5K | Q1 2026OLDER |
| Parallel Advisors, LLC$5.6B AUM | 0.00% | $1,025 | 136 | Q2 2026 |
| GOLDMAN SACHS GROUP INC$870.9B AUM | 0.00% | $126,883 | 16.8K | Q1 2026OLDER |
| GAMMA Investing LLC$2.7B AUM | 0.00% | $221 | 28 | Q2 2026 |
| Russell Investments Group, Ltd.$93.1B AUM | 0.00% | $7,359 | 976 | Q1 2026OLDER |
| SFAM, LLC$108M AUM | 0.00% | $8 | 1 | Q1 2026OLDER |
| PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM | 0.00% | $8,700 | 1.2K | Q1 2026OLDER |
| Lloyd Advisory Services, LLC.$349M AUM | 0.00% | $5 | 1 | Q4 2025OLDER |
| MONTAG A & ASSOCIATES INC$2.2B AUM | 0.00% | $14 | 0 | Q1 2026OLDER |
| JONES FINANCIAL COMPANIES LLLP$208.1B AUM | 0.00% | $1,039 | 140 | Q1 2026OLDER |
| JPMORGAN CHASE & CO$1.56T AUM | 0.00% | $2,603 | 359 | Q1 2026OLDER |
| BlackRock, Inc.$5.72T AUM | 0.00% | $1,998 | 265 | Q1 2026OLDER |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.