SEC 13F Intelligence

Managers / Q1 2026

Uptown Financial Advisors LLC

CIK 0002066147 · 2911 TURTLE CREEK BLVD., SUITE 1100, DALLAS, TX, 75219 · 214-628-9508

Reported Value
$126M
Q1 2026
Positions
76
Filings on Record
6
2019–present window
Filed
Apr 13, 2026
original filing

Summary

Uptown Financial Advisors LLC reported $126M in U.S.-listed holdings across 76 positions for Q1 2026.

Its largest position, VUG, represents 10.9% of the portfolio.

Compared with Q4 2025, the fund opened 3 new positions and exited 7.

Portfolio Metrics

Turnover
+7.5%
vs prior filed quarter
Top-10 Concentration
+60.4%
share of reported value
Largest Position
+10.9%
Vanguard Index Fds
New / Exited
3 / 7
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’25: $98MQ1 ’25Q2 ’25: $117MQ2 ’25Q3 ’25: $121MQ3 ’25Q4 ’25: $140MQ4 ’25Q1 ’26: $126MQ1 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 88.7%Common Stock: 7.3%MLP: 3.4%Closed-End Fund: 0.6%
  • ETP · 88.7% · $112M
  • Common Stock · 7.3% · $9M
  • MLP · 3.4% · $4M
  • Closed-End Fund · 0.6% · $702,338

Quarter-over-Quarter Changes full breakdown →

vs Q4 2025 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
EXMOCEXXON MOBIL CORPNEW+1.5K1.5K+$259,919$259,919
KMIKINDER MORGAN INC DELNEW+7.0K7.0K+$233,101$233,101
SPDR SERIES TRUSTNEW+3.5K3.5K+$208,040$208,040
BARINGS CORPORATE INVSSOLD OUT−20.6K0−$373,781$0
XSORXSOURCE CAPITALSOLD OUT−6.0K0−$276,482$0
NUVEEN PFD & INCOME OPPORTUNSOLD OUT−31.6K0−$256,276$0
TSLATESLA INCSOLD OUT−5090−$228,907$0
IBMINTERNATIONAL BUSINESS MACHSSOLD OUT−7430−$220,084$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2026

26 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1VUGVANGUARD INDEX FDSGROWTH ETF · MID CAP ETF · VALUE ETF · REAL ESTATE ETF · S&P 500 ETF SHS · SM CP VAL ETF23.27%$29M97.8K
2ISHARES TRCORE S&P SCP ETF · IBOXX INV CP ETF · CORE S&P500 ETF · CORE S&P MCP ETF · RUSSELL 2000 ETF · CORE US AGGBD ET · NATIONAL MUN ETF · SP SMCP600VL ETF · CORE MSCI EAFE13.90%$18M137.8K
3SPDR SERIES TRUSTSTATE STREET SPD11.58%$15M217.4K
4VANGUARD BD INDEX FDSSHORT TRM BOND · INTERMED TERM9.53%$12M153.9K
5SPDR INDEX SHS FDSSTATE STREET SPD6.55%$8M176.2K
6SCHWAB STRATEGIC TRINTL EQTY ETF · US LCAP VA ETF · US DIVIDEND EQ4.44%$6M218.2K
7VDEVANGUARD WORLD FDENERGY ETF · INF TECH ETF3.79%$5M26.0K
8VANGUARD INTL EQUITY INDEX FFTSE SMCAP ETF · FTSE EMR MKT ETF · GLB EX US ETF3.02%$4M36.7K
9VANGUARD TAX-MANAGED FDSVAN FTSE DEV MKT2.76%$3M54.3K
10ETENERGY TRANSFER L Phistory →COM UT LTD PTN1.97%$2M128.7K
11XLUSELECT SECTOR SPDR TRSTATE STREET UTI · STATE STREET ENE1.92%$2M50.8K
12STATE STR SPDR S&P 500 ETF TTR UNIT1.87%$2M3.6K
13NVDANVIDIA CORPORATIONhistory →COM1.47%$2M10.6K
14EPDENTERPRISE PRODS PARTNERS Lhistory →COM1.44%$2M48.1K
15VANGUARD CHARLOTTE FDSTOTAL INT BD ETF1.14%$1M29.9K
16JANUS DETROIT STR TRHENDRSON AAA CL0.77%$974,45819.3K
17VANGUARD WHITEHALL FDSHIGH DIV YLD0.76%$961,1696.5K
18ISHARES INCMSCI EMRG CHN0.59%$747,6859.5K
19METAMETA PLATFORMS INCCL A0.57%$719,1671.3K
20MSFTMICROSOFT CORPCOM0.56%$699,6211.9K
21AVGOBROADCOM INCCOM0.47%$589,6171.9K
22JNJJOHNSON & JOHNSONCOM0.36%$449,0361.8K
23ABBVABBVIE INCCOM0.33%$416,0581.9K
24AAPLAPPLE INCCOM0.32%$396,6731.6K
25NADNUVEEN QUALITY MUNCP INCOMECOM0.28%$348,91030.3K
26NFLXNETFLIX INC.COM0.27%$346,1403.6K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$126M76Apr 13, 202613F-HRchanges · EDGAR ↗
Q4 2025$140M78Jan 23, 202613F-HRchanges · EDGAR ↗
Q3 2025$121M74Oct 15, 202513F-HRchanges · EDGAR ↗
Q2 2025$117M75Jul 10, 202513F-HRchanges · EDGAR ↗
Q1 2025$98M70May 6, 202513F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.