Managers / Q4 2025 · view latest →
Uptown Financial Advisors LLC
CIK 0002066147 · 2911 TURTLE CREEK BLVD., SUITE 1100, DALLAS, TX, 75219 · 214-628-9508
Summary
Uptown Financial Advisors LLC reported $140M in U.S.-listed holdings across 78 positions for Q4 2025.
The portfolio is heavily concentrated: VUG alone accounts for 20.2% of reported value.
Compared with Q3 2025, the fund opened 5 new positions and exited 1.
Portfolio Metrics
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
Portfolio Composition
- ETP · 87.1% · $122M
- Common Stock · 9.0% · $13M
- MLP · 2.6% · $4M
- Closed-End Fund · 1.3% · $2M
Quarter-over-Quarter Changes full breakdown →
vs Q3 2025 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| NDQINVESCO QQQ TR | NEW | +29.7K | 29.7K | +$18M | $18M |
| BARINGS CORPORATE INVS | NEW | +20.6K | 20.6K | +$373,781 | $373,781 |
| XSORXSOURCE CAPITAL | NEW | +6.0K | 6.0K | +$276,482 | $276,482 |
| GOOGLALPHABET INC | NEW | +778 | 778 | +$243,514 | $243,514 |
| PCNPIMCO CORPORATE & INCM STRG | NEW | +11.1K | 11.1K | +$140,998 | $140,998 |
| NFLXNETFLIX INC | ADDED | +3.2K | 3.6K | −$94,075 | $337,536 |
| AVGOBROADCOM INC | ADDED | +7.0K | 8.9K | +$2M | $3M |
| HDHOME DEPOT INC | SOLD OUT | −508 | 0 | −$205,837 | $0 |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q4 2025
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | VUGVANGUARD INDEX FDS | GROWTH ETF · MID CAP ETF · VALUE ETF · REAL ESTATE ETF · S&P 500 ETF SHS · SM CP VAL ETF | 20.23% | $28M | 89.8K |
| 2 | ISHARES TR | CORE S&P SCP ETF · CORE S&P500 ETF · IBOXX INV CP ETF · CORE S&P MCP ETF · RUSSELL 2000 ETF · NATIONAL MUN ETF · CORE US AGGBD ET · SP SMCP600VL ETF · CORE MSCI EAFE · MSCI EAFE ETF · SHRT NAT MUN ETF | 12.00% | $17M | 135.1K |
| 3 | SPDR SERIES TRUST | STATE STREET SPD | 10.26% | $14M | 208.0K |
| 4 | VANGUARD BD INDEX FDS | SHORT TRM BOND · INTERMED TERM | 8.00% | $11M | 142.3K |
| 5 | SPDR INDEX SHS FDS | PORTFOLIO EMG MK · PORTFOLIO DEVLPD | 5.44% | $8M | 163.3K |
| 6 | SCHWAB STRATEGIC TR | INTL EQTY ETF · US LCAP VA ETF · US LCAP GR ETF · US DIVIDEND EQ · INTL SCEQT ETF | 3.92% | $5M | 211.2K |
| 7 | VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF · FTSE EMR MKT ETF · GLB EX US ETF | 2.53% | $4M | 34.7K |
| 8 | VDEVANGUARD WORLD FD | ENERGY ETF · INF TECH ETF | 2.51% | $4M | 25.4K |
| 9 | VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 2.40% | $3M | 53.6K |
| 10 | SPDR S&P 500 ETF TR | TR UNIT | 1.78% | $2M | 3.6K |
| 11 | ETENERGY TRANSFER L Phistory → | COM UT LTD PTN | 1.54% | $2M | 130.2K |
| 12 | XLUSELECT SECTOR SPDR TR | STATE STREET UTI · STATE STREET ENE | 1.44% | $2M | 46.8K |
| 13 | NVDANVIDIA CORPORATIONhistory → | COM | 1.31% | $2M | 9.8K |
| 14 | EPDENTERPRISE PRODS PARTNERS Lhistory → | COM | 1.10% | $2M | 48.1K |
| 15 | VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 0.94% | $1M | 27.2K |
| 16 | JANUS DETROIT STR TR | HENDRSON AAA CL · B-BBB CLO ETF | 0.84% | $1M | 23.5K |
| 17 | ISHARES INC | MSCI EMRG CHN · CORE MSCI EMKT | 0.73% | $1M | 14.4K |
| 18 | VANGUARD WHITEHALL FDS | HIGH DIV YLD | 0.73% | $1M | 7.1K |
| 19 | MSFTMICROSOFT CORP | COM | 0.65% | $908,722 | 1.9K |
| 20 | METAMETA PLATFORMS INC | CL A | 0.59% | $829,733 | 1.3K |
| 21 | AVGOBROADCOM INC | COM | 0.47% | $659,321 | 1.9K |
| 22 | ABBVABBVIE INC | COM | 0.31% | $437,101 | 1.9K |
| 23 | AAPLAPPLE INC | COM | 0.30% | $424,917 | 1.6K |
| 24 | AXPAMERICAN EXPRESS CO | COM | 0.30% | $416,934 | 1.1K |
| 25 | JNJJOHNSON & JOHNSON | COM | 0.27% | $380,167 | 1.8K |
| 26 | BARINGS CORPORATE INVS | COM | 0.27% | $373,781 | 20.6K |
| 27 | NADNUVEEN QUALITY MUNCP INCOME | COM | 0.26% | $364,687 | 30.3K |
| 28 | CSCOCISCO SYS INC | COM | 0.24% | $337,931 | 4.4K |
| 29 | NFLXNETFLIX INC | COM | 0.24% | $337,536 | 3.6K |
| 30 | JPMJPMORGAN CHASE & CO. | COM | 0.22% | $308,687 | 958 |
| 31 | VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 0.22% | $304,176 | 1.4K |
| 32 | XSORXSOURCE CAPITAL | COM SHS OF BEN I | 0.20% | $276,482 | 6.0K |
| 33 | WFCWELLS FARGO CO NEW | COM | 0.20% | $274,008 | 2.9K |
| 34 | NUVEEN PFD & INCOME OPPORTUN | COM | 0.18% | $256,276 | 31.6K |
| 35 | AMZNAMAZON COM INC | COM | 0.18% | $246,054 | 1.1K |
| 36 | GOOGLALPHABET INC | CAP STK CL A | 0.17% | $243,514 | 778 |
| 37 | BLACKSTONE SENI FLTN RAT 202 | COM | 0.17% | $233,820 | 17.3K |
| 38 | TXNTEXAS INSTRS INC | COM | 0.17% | $232,477 | 1.3K |
| 39 | TSLATESLA INC | COM | 0.16% | $228,907 | 509 |
| 40 | IBMINTERNATIONAL BUSINESS MACHS | COM | 0.16% | $220,084 | 743 |
| 41 | CHVCHEVRON CORP NEW | COM | 0.15% | $204,991 | 1.3K |
| 42 | NDQINVESCO QQQ TR | UNIT SER 1 | 0.10% | $142,520 | 232 |
| 43 | PCNPIMCO CORPORATE & INCM STRG | COM | 0.10% | $140,998 | 11.1K |
| 44 | XNEAXNUVEEN AMT FREE QLTY MUN INC | COM | 0.10% | $133,733 | 11.5K |
Filing History
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.