SEC 13F Intelligence

Managers / Q3 2019 · view latest →

Vident Investment Advisory, LLC

CIK 0001634047 · 1125 SANCTUARY PARKWAY, SUITE 515, ALPHARETTA, GA, 30009 · 404-487-1961

Reported Value
$1.1B
Q3 2019
Positions
702
Filings on Record
23
2019–present window
Filed
Nov 13, 2019
original filing

Summary

Vident Investment Advisory, LLC reported $1.1B in U.S.-listed holdings across 702 positions for Q3 2019.

Its largest position, ISRG, represents 1.8% of the portfolio.

Compared with Q2 2019, the fund opened 35 new positions and exited 22.

Portfolio Metrics

Turnover
+6.9%
vs prior filed quarter
Top-10 Concentration
+17.0%
share of reported value
Largest Position
+1.8%
Intuitive Surgical
New / Exited
35 / 22
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $1.8BQ4 ’18Q1 ’19: $1.9BQ2 ’19: $1.2BQ3 ’19: $1.1BQ3 ’19Q4 ’19: $1.6BQ1 ’20: $1.6BQ2 ’20: $1.9BQ2 ’20Q3 ’20: $2.0BQ4 ’20: $2.5BQ1 ’21: $3.0BQ1 ’21Q2 ’21: $3.3BQ3 ’21: $3.3BQ4 ’21: $3.8BQ4 ’21Q1 ’22: $3.8BQ2 ’22: $3.3BQ3 ’22: $3.1BQ3 ’22Q4 ’22: $2.7BQ1 ’23: $3.1BQ2 ’23: $2.9BQ2 ’23Q3 ’23: $0filingsflow.com

Portfolio Composition

By security type
Common Stock: 67.6%Closed-End Fund: 17.2%Other: 11.8%ADR: 1.8%REIT: 1.6%
  • Common Stock · 67.6% · $774M
  • Closed-End Fund · 17.2% · $197M
  • Other · 11.8% · $135M
  • ADR · 1.8% · $20M
  • REIT · 1.6% · $18M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
VCRAUSDVOCERA COMMUNICATIONS INCNEW+756.5K756.5K+$19M$19M
NOWSERVICENOW INCNEW+45.1K45.1K+$11M$11M
IPGINTERPUBLIC GROUP COS INCNEW+47.7K47.7K+$1M$1M
HFCUSDHOLLYFRONTIER CORPNEW+16.1K16.1K+$862,000$862,000
BACBANK AMER CORPNEW+25.3K25.3K+$739,000$739,000
UPSUNITED PARCEL SERVICE INCNEW+6.0K6.0K+$721,000$721,000
ACHCACADIA HEALTHCARE COMPANY INNEW+22.5K22.5K+$700,000$700,000
XRXXEROX HOLDINGS CORPNEW+22.2K22.2K+$663,000$663,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2019

446 positions
#IssuerClass% PortfolioValueShares
1ISRGINTUITIVE SURGICAL INChistory →COM NEW1.77%$20M37.5K
2AZTABROOKS AUTOMATION INChistory →COM1.75%$20M541.2K
3ZBRAZEBRA TECHNOLOGIES CORPhistory →CL A1.73%$20M96.1K
4CGNXCOGNEX CORPhistory →COM1.72%$20M400.7K
5FLIRFLIR SYS INChistory →COM1.71%$20M371.7K
6ROKROCKWELL AUTOMATION INChistory →COM1.70%$19M117.8K
7IPGPIPG PHOTONICS CORPhistory →COM1.68%$19M142.0K
8HOLLYSYS AUTOMATION TECHNOLOSHS1.66%$19M1.25M
9I8RIROBOT CORPhistory →COM1.64%$19M305.2K
10VCRAUSDVOCERA COMMUNICATIONS INChistory →COM1.63%$19M756.5K
11NVDANVIDIA CORPhistory →COM1.62%$18M106.2K
12FAROFARO TECHNOLOGIES INChistory →COM1.58%$18M374.8K
13JPXAEROVIRONMENT INChistory →COM1.56%$18M333.0K
14ILMNILLUMINA INChistory →COM1.17%$13M44.0K
15VAREURVARIAN MED SYS INChistory →COM1.16%$13M111.6K
16DDD3-D SYS CORP DELhistory →COM NEW1.14%$13M1.60M
17QCOMQUALCOMM INChistory →COM1.12%$13M168.0K
18DEDEERE & COhistory →COM1.12%$13M76.0K
19RAVNRAVEN INDS INChistory →COM1.10%$13M377.8K
20NDSNNORDSON CORPhistory →COM1.10%$13M85.9K
21BIOTELEMETRY INCCOM1.07%$12M301.6K
22TERTERADYNE INChistory →COM1.07%$12M211.9K
23GMEDGLOBUS MED INChistory →CL A1.07%$12M239.9K
241GSNNOVANTA INChistory →COM1.07%$12M149.5K
25MCHPMICROCHIP TECHNOLOGY INChistory →COM1.07%$12M131.3K
26TRMBTRIMBLE INChistory →COM1.06%$12M313.2K
27PTCPTC INChistory →COM1.05%$12M177.0K
28TDYTELEDYNE TECHNOLOGIES INChistory →COM1.05%$12M37.4K
29AMBARELLA INCSHS1.04%$12M190.1K
30OMCLOMNICELL INChistory →COM1.03%$12M163.2K
31APTIV PLCSHS1.02%$12M133.9K
32MTLSMATERIALISE NVhistory →SPONSORED ADS1.02%$12M632.2K
33NATIONAL INSTRS CORPCOM1.02%$12M278.2K
34ADSKAUTODESK INChistory →COM1.02%$12M79.1K
35MANHMANHATTAN ASSOCS INChistory →COM1.02%$12M144.6K
36QIAGEN NVSHS NEW1.00%$11M347.8K
37NOWSERVICENOW INChistory →COM1.00%$11M45.1K
38NUVEEN PFD & INCM SECURTIESCOM0.99%$11M1.15M
39CDNSCADENCE DESIGN SYSTEM INChistory →COM0.98%$11M169.8K
40NUANEURNUANCE COMMUNICATIONS INChistory →COM0.97%$11M683.8K
41FIRST TR INTER DUR PFD & INCOM0.97%$11M469.6K
42JBTJOHN BEAN TECHNOLOGIES CORPhistory →COM0.97%$11M111.6K
43XLNXEURXILINX INChistory →COM0.95%$11M113.0K
44RABROOKFIELD REAL ASSETS INCOMhistory →SHS BEN INT0.93%$11M471.7K
45HIXWESTERN ASSET HIGH INCM FD Ihistory →COM0.93%$11M1.57M
46STRATASYS LTDSHS0.92%$11M493.4K
47DSLDOUBLELINE INCOME SOLUTIONShistory →COM0.91%$10M524.5K
48HYTBLACKROCK CORPOR HI YLD FD Ihistory →COM0.89%$10M950.9K
49XEADXWELLS FARGO INCOME OPPORTUNIhistory →WF INC OPPTY FD0.89%$10M1.23M
50ALLIANCEBERNSTEIN GBL HGH INCOM0.88%$10M843.4K
51USALIBERTY ALL STAR EQUITY FDhistory →SH BEN INT0.88%$10M1.58M
52XAODXABERDEEN TOTAL DYNAMIC DIVDhistory →COM SH BEN INT0.88%$10M1.21M
53WESTERN ASSET EMRG MKT DEBTCOM0.87%$10M714.8K
54BITBLACKROCK MULTI-SECTOR INC TCOM0.86%$10M574.9K
55ISDPGIM HIGH YIELD BOND FUND INCOM0.86%$10M657.1K
56GHYPGIM GLOBAL HIGH YIELD FD INCOM0.85%$10M676.1K
57BGBBLACKSTONE GSO STRATEGIC CRCOM SHS BEN IN0.84%$10M656.8K
58UTFCOHEN & STEERS INFRASTRUCTURCOM0.83%$9M347.5K
59XEVVXEATON VANCE LTD DUR INCOME FCOM0.82%$9M748.6K
60TORTOISE MIDSTRM ENERGY FD ICOM0.67%$8M622.7K
61NXDTNEXPOINT STRATEGIC OPORTUNTCOM NEW0.63%$7M399.9K
62WESTERN ASSET HIGH INCM OPPCOM0.56%$6M1.28M
63DSUBLACKROCK DEBT STRAT FD INCCOM NEW0.56%$6M595.7K
64TEITEMPLETON EMERG MKTS INCOMECOM0.54%$6M677.5K
65FIRST TR HIGH INCOME L/S FDCOM0.51%$6M381.7K
66INVESCO DYNAMIC CR OPP FDCOM0.44%$5M454.3K
67TYGEURTORTOISE ENERGY INFRA CORPCOM0.38%$4M210.1K
68NEMNEWMONT GOLDCORP CORPORATIONCOM0.37%$4M110.9K
69JFRNUVEEN FLOATING RATE INCOMECOM0.34%$4M403.2K
70VVRINVESCO SR INCOME TRCOM0.31%$4M836.8K
71KYNEURKAYNE ANDERSN MLP MIDS INVTCOM0.26%$3M208.1K
72MRKMERCK & CO INCCOM0.25%$3M33.6K
73GILDGILEAD SCIENCES INCCOM0.24%$3M43.6K
74BACVERIZON COMMUNICATIONS INCCOM0.24%$3M45.7K
75XEFRXEATON VANCE SR FLTNG RTE TRCOM0.21%$2M188.0K
76EDCONSOLIDATED EDISON INCCOM0.21%$2M25.8K
77BMYBRISTOL MYERS SQUIBB COCOM0.21%$2M48.0K
78TAT&T INCCOM0.21%$2M63.4K
79AZOAUTOZONE INCCOM0.21%$2M2.2K
80GISGENERAL MLS INCCOM0.19%$2M40.4K
81CMGCHIPOTLE MEXICAN GRILL INCCOM0.19%$2M2.6K
82EIXEDISON INTLCOM0.19%$2M28.5K
83METAFACEBOOK INCCL A0.18%$2M11.7K
84ESEVERSOURCE ENERGYCOM0.18%$2M24.1K
85DDOMINION ENERGY INCCOM0.18%$2M24.8K
86KRKROGER COCOM0.17%$2M77.2K
87VOYA PRIME RATE TRSH BEN INT0.17%$2M409.6K
88PEOEXELON CORPCOM0.17%$2M39.3K
89NEENEXTERA ENERGY INCCOM0.16%$2M7.8K
90JNJJOHNSON & JOHNSONCOM0.16%$2M14.0K
91PGPROCTER & GAMBLE COCOM0.16%$2M14.6K
92EVRGEVERGY INCCOM0.16%$2M27.0K
93SGENUSDSEATTLE GENETICS INCCOM0.15%$2M20.5K
94VENVENTAS INCCOM0.15%$2M23.8K
95CBOECBOE GLOBAL MARKETS INCCOM0.15%$2M15.1K
96ZYMEUSDZYMEWORKS INCCOM0.15%$2M68.4K
97YMABUSDY MABS THERAPEUTICS INCCOM0.15%$2M64.6K
98UNHUNITEDHEALTH GROUP INCCOM0.15%$2M7.7K
99SRESEMPRA ENERGYCOM0.15%$2M11.4K
100SJMSMUCKER J M COCOM NEW0.15%$2M15.1K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2023$01Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$2.9B2,724Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$3.1B3,310May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$2.7B3,206Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$3.1B1,180Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$3.3B1,263Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$3.8B1,257May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$3.8B1,202Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$3.3B1,148Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$3.3B1,086Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$3.0B987May 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$2.5B893Feb 8, 202113F-HRchanges · EDGAR ↗
Q3 2020$2.0B866Nov 12, 202013F-HRchanges · EDGAR ↗
Q2 2020$1.9B1,392Jul 28, 2020RESTATEMENTchanges · EDGAR ↗
Q1 2020$1.6B1,542May 12, 202013F-HRchanges · EDGAR ↗
Q4 2019$1.6B976Feb 11, 202013F-HRchanges · EDGAR ↗
Q3 2019$1.1B702Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$1.2B685Aug 12, 201913F-HRchanges · EDGAR ↗
Q1 2019$1.9B1,039May 8, 201913F-HRchanges · EDGAR ↗
Q4 2018$1.8B1,125Feb 14, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 5 additional managers.

  • O'Shares Investment Advisers, LLC
  • EXCHANGE TRADED CONCEPTS, LLC
  • Amplify Investments, LLC
  • Nationwide Fund Advisors
  • Advisors Asset Management, Inc.

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.