SEC 13F Intelligence

Managers / Q1 2020 · view latest →

Vident Investment Advisory, LLC

CIK 0001634047 · 1125 SANCTUARY PARKWAY, SUITE 515, ALPHARETTA, GA, 30009 · 404-487-1961

Reported Value
$1.6B
Q1 2020
Positions
1,542
Filings on Record
23
2019–present window
Filed
May 12, 2020
original filing

Summary

Vident Investment Advisory, LLC reported $1.6B in U.S.-listed holdings across 1,542 positions for Q1 2020.

Its largest position, TRP, represents 1.3% of the portfolio.

Compared with Q4 2019, the fund opened 324 new positions and exited 73.

Portfolio Metrics

Turnover
+33.5%
vs prior filed quarter
Top-10 Concentration
+10.7%
share of reported value
Largest Position
+1.3%
Tc Energy
New / Exited
324 / 73
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $1.8BQ4 ’18Q1 ’19: $1.9BQ2 ’19: $1.2BQ3 ’19: $1.1BQ3 ’19Q4 ’19: $1.6BQ1 ’20: $1.6BQ2 ’20: $1.9BQ2 ’20Q3 ’20: $2.0BQ4 ’20: $2.5BQ1 ’21: $3.0BQ1 ’21Q2 ’21: $3.3BQ3 ’21: $3.3BQ4 ’21: $3.8BQ4 ’21Q1 ’22: $3.8BQ2 ’22: $3.3BQ3 ’22: $3.1BQ3 ’22Q4 ’22: $2.7BQ1 ’23: $3.1BQ2 ’23: $2.9BQ2 ’23Q3 ’23: $0filingsflow.com

Portfolio Composition

By security type
Common Stock: 79.6%Other: 6.9%REIT: 6.0%MLP: 2.7%ADR: 2.4%Other: 2.3%
  • Common Stock · 79.6% · $1.3B
  • Other · 6.9% · $113M
  • REIT · 6.0% · $99M
  • MLP · 2.7% · $44M
  • ADR · 2.4% · $40M
  • Other · 2.3% · $38M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
TRPTC ENERGY CORPNEW+474.1K474.1K+$21M$21M
ENBENBRIDGE INCNEW+701.0K701.0K+$20M$20M
EPDENTERPRISE PRODS PARTNERS LNEW+1.15M1.15M+$16M$16M
LNGCHENIERE ENERGY INCNEW+293.8K293.8K+$10M$10M
OGSONE GAS INCNEW+113.5K113.5K+$9M$9M
WEPMAGELLAN MIDSTREAM PRTNRS LPNEW+257.4K257.4K+$9M$9M
PPLPEMBINA PIPELINE CORPNEW+490.3K490.3K+$9M$9M
SRSPIRE INCNEW+109.1K109.1K+$8M$8M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2020

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1TRPTC ENERGY CORPhistory →COM1.28%$21M474.1K
2ENBENBRIDGE INChistory →COM1.24%$20M701.0K
3KMIKINDER MORGAN INC DELhistory →COM1.20%$20M1.41M
4JPXAEROVIRONMENT INChistory →COM1.04%$17M278.4K
5ILMNILLUMINA INChistory →COM1.04%$17M62.1K
6NVDANVIDIA CORPhistory →COM1.03%$17M64.1K
7EPDENTERPRISE PRODS PARTNERS Lhistory →COM1.01%$16M1.15M
8CGNXCOGNEX CORPhistory →COM0.99%$16M382.3K
9WMBWILLIAMS COS INChistory →COM0.95%$16M1.10M
10IPGPIPG PHOTONICS CORPhistory →COM0.94%$15M140.3K
11ZBRAZEBRA TECHNOLOGIES CORPhistory →CL A0.94%$15M84.0K
12AZTABROOKS AUTOMATION INC NEWhistory →COM0.94%$15M504.7K
13ISRGINTUITIVE SURGICAL INChistory →COM NEW0.93%$15M30.7K
14HOLLYSYS AUTOMATION TECHNOLOSHS0.91%$15M1.16M
15I8RIROBOT CORPhistory →COM0.91%$15M364.3K
16VCRAUSDVOCERA COMMUNICATIONS INChistory →COM0.88%$14M681.1K
17ROKROCKWELL AUTOMATION INChistory →COM0.88%$14M95.3K
18FLIRFLIR SYS INChistory →COM0.84%$14M431.1K
19MTLSMATERIALISE NVhistory →SPONSORED ADS0.83%$14M731.9K
20ATOATMOS ENERGY CORPhistory →COM0.69%$11M114.4K
21STRATASYS LTDSHS0.68%$11M697.0K
22NINISOURCE INChistory →COM0.66%$11M435.1K
23CDNSCADENCE DESIGN SYSTEM INChistory →COM0.66%$11M162.6K
24GMEDGLOBUS MED INChistory →CL A0.64%$10M245.3K
25XLNXEURXILINX INChistory →COM0.63%$10M131.4K
26AMBARELLA INCSHS0.61%$10M207.2K
27NDSNNORDSON CORPCOM0.60%$10M73.3K
28LNGCHENIERE ENERGY INCCOM NEW0.60%$10M292.9K
29PTCPTC INCCOM0.59%$10M157.7K
30TERTERADYNE INCCOM0.59%$10M178.1K
311GSNNOVANTA INCCOM0.59%$10M120.1K
32BIOTELEMETRY INCCOM0.58%$10M248.7K
33DDD3-D SYS CORP DELCOM NEW0.58%$10M1.23M
34ADSKAUTODESK INCCOM0.58%$10M60.9K
35OGSONE GAS INCCOM0.58%$9M113.5K
36NOWSERVICENOW INCCOM0.58%$9M33.1K
37WEPMAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP0.57%$9M257.4K
38TDYTELEDYNE TECHNOLOGIES INCCOM0.57%$9M31.4K
39MSFTMICROSOFT CORPCOM0.56%$9M58.1K
40QCOMQUALCOMM INCCOM0.56%$9M135.4K
41PPLPEMBINA PIPELINE CORPCOM0.56%$9M490.3K
42JBTJOHN BEAN TECHNOLOGIES CORPCOM0.54%$9M119.0K
43DEDEERE & COCOM0.54%$9M64.0K
44VAREURVARIAN MED SYS INCCOM0.53%$9M84.4K
45NATIONAL INSTRS CORPCOM0.53%$9M261.0K
46NUANEURNUANCE COMMUNICATIONS INCCOM0.51%$8M498.4K
47TRMBTRIMBLE INCCOM0.51%$8M262.3K
48OMCLOMNICELL INCCOM0.51%$8M126.5K
49OKEONEOK INC NEWCOM0.50%$8M378.0K
50FAROFARO TECHNOLOGIES INCCOM0.50%$8M184.7K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2023$01Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$2.9B2,724Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$3.1B3,310May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$2.7B3,206Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$3.1B1,180Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$3.3B1,263Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$3.8B1,257May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$3.8B1,202Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$3.3B1,148Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$3.3B1,086Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$3.0B987May 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$2.5B893Feb 8, 202113F-HRchanges · EDGAR ↗
Q3 2020$2.0B866Nov 12, 202013F-HRchanges · EDGAR ↗
Q2 2020$1.9B1,392Jul 28, 2020RESTATEMENTchanges · EDGAR ↗
Q1 2020$1.6B1,542May 12, 202013F-HRchanges · EDGAR ↗
Q4 2019$1.6B976Feb 11, 202013F-HRchanges · EDGAR ↗
Q3 2019$1.1B702Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$1.2B685Aug 12, 201913F-HRchanges · EDGAR ↗
Q1 2019$1.9B1,039May 8, 201913F-HRchanges · EDGAR ↗
Q4 2018$1.8B1,125Feb 14, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 4 additional managers.

  • EXCHANGE TRADED CONCEPTS, LLC028-19670
  • Vident Advisory, LLC028-19675
  • Nationwide Fund Advisors028-05161
  • Advisors Asset Management, Inc.028-12578

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.