SEC 13F Intelligence

Managers / Q3 2020 · view latest →

Vident Investment Advisory, LLC

CIK 0001634047 · 1125 SANCTUARY PARKWAY, SUITE 515, ALPHARETTA, GA, 30009 · 404-487-1961

Reported Value
$2.0B
Q3 2020
Positions
866
Filings on Record
23
2019–present window
Filed
Nov 12, 2020
original filing

Summary

Vident Investment Advisory, LLC reported $2.0B in U.S.-listed holdings across 866 positions for Q3 2020.

Its largest position, NVDA, represents 1.2% of the portfolio.

Compared with Q2 2020, the fund opened 125 new positions and exited 94.

Portfolio Metrics

Turnover
+12.5%
vs prior filed quarter
Top-10 Concentration
+10.5%
share of reported value
Largest Position
+1.2%
Nvidia Corporation
New / Exited
125 / 94
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $1.8BQ4 ’18Q1 ’19: $1.9BQ2 ’19: $1.2BQ3 ’19: $1.1BQ3 ’19Q4 ’19: $1.6BQ1 ’20: $1.6BQ2 ’20: $1.9BQ2 ’20Q3 ’20: $2.0BQ4 ’20: $2.5BQ1 ’21: $3.0BQ1 ’21Q2 ’21: $3.3BQ3 ’21: $3.3BQ4 ’21: $3.8BQ4 ’21Q1 ’22: $3.8BQ2 ’22: $3.3BQ3 ’22: $3.1BQ3 ’22Q4 ’22: $2.7BQ1 ’23: $3.1BQ2 ’23: $2.9BQ2 ’23Q3 ’23: $0filingsflow.com

Portfolio Composition

By security type
Common Stock: 84.4%REIT: 5.1%Other: 3.6%MLP: 2.6%ETP: 2.3%Other: 2.1%
  • Common Stock · 84.4% · $1.7B
  • REIT · 5.1% · $103M
  • Other · 3.6% · $72M
  • MLP · 2.6% · $52M
  • ETP · 2.3% · $46M
  • Other · 2.1% · $42M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ZMZOOM VIDEO COMMUNICATIONS INNEW+21.1K21.1K+$10M$10M
IPACISHARES TRNEW+57.7K57.7K+$3M$3M
CSIQCANADIAN SOLAR INCNEW+87.1K87.1K+$3M$3M
TFI INTL INCNEW+52.8K52.8K+$2M$2M
MICHAELS COS INCNEW+221.8K221.8K+$2M$2M
TOPBUILD CORPNEW+12.2K12.2K+$2M$2M
PWRQUANTA SVCS INCNEW+39.0K39.0K+$2M$2M
JANUS HENDERSON GROUP PLCNEW+94.1K94.1K+$2M$2M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2020

499 positions
#IssuerClass% PortfolioValueShares
1NVDANVIDIA CORPORATIONhistory →COM1.18%$24M43.8K
2NOWSERVICENOW INChistory →COM1.11%$22M46.0K
3ZBRAZEBRA TECHNOLOGIES CORPORATIhistory →CL A1.06%$21M84.7K
4WMBWILLIAMS COS INChistory →COM1.05%$21M1.08M
5KMIKINDER MORGAN INC DELhistory →COM1.05%$21M1.71M
6IROBOT CORPCOM1.02%$21M271.2K
7VOCERA COMMUNICATIONS INCCOM1.02%$21M706.3K
8TRPTC ENERGY CORPhistory →COM1.01%$20M484.4K
9ENBENBRIDGE INChistory →COM1.01%$20M695.8K
10IPGPIPG PHOTONICS CORPhistory →COM1.01%$20M119.1K
11CGNXCOGNEX CORPhistory →COM0.99%$20M307.0K
12AAPLAPPLE INChistory →COM0.99%$20M172.2K
13MANHMANHATTAN ASSOCS INChistory →COM0.99%$20M208.3K
14ISRGINTUITIVE SURGICAL INChistory →COM NEW0.97%$20M27.6K
15FLIRFLIR SYS INChistory →COM0.97%$20M545.6K
16EPDENTERPRISE PRODS PARTNERS Lhistory →COM0.96%$19M1.23M
17ROKROCKWELL AUTOMATION INChistory →COM0.94%$19M86.2K
18AZTABROOKS AUTOMATION INC NEWhistory →COM0.94%$19M410.1K
19ILMNILLUMINA INChistory →COM0.91%$18M59.4K
20QCOMQUALCOMM INChistory →COM0.88%$18M150.7K
21NUANCE COMMUNICATIONS INCCOM0.84%$17M508.9K
22BIOTELEMETRY INCCOM0.81%$16M357.2K
23TERTERADYNE INChistory →COM0.81%$16M204.0K
24AVAVAEROVIRONMENT INChistory →COM0.80%$16M266.9K
25XILINX INCCOM0.79%$16M153.0K
26HOLLYSYS AUTOMATION TCHNGY LSHS0.78%$16M1.41M
27APTIV PLCSHS0.73%$15M161.3K
28TRMBTRIMBLE INChistory →COM0.72%$15M299.0K
29OMCLOMNICELL COMhistory →COM0.72%$14M194.0K
30DEDEERE & COhistory →COM0.72%$14M65.3K
31FAROFARO TECHNOLOGIES INChistory →COM0.69%$14M229.2K
32NDSNNORDSON CORPhistory →COM0.69%$14M72.5K
33CDNSCADENCE DESIGN SYSTEM INChistory →COM0.69%$14M130.0K
34NOVTNOVANTA INChistory →COM0.69%$14M131.0K
35NATIONAL INSTRS CORPCOM0.68%$14M384.6K
36ADSKAUTODESK INChistory →COM0.67%$14M58.8K
37AMBAAMBARELLA INChistory →SHS0.67%$14M259.7K
38MTLSMATERIALISE NVhistory →SPONSORED ADS0.66%$13M361.0K
39TDYTELEDYNE TECHNOLOGIES INChistory →COM0.66%$13M42.7K
40MCHPMICROCHIP TECHNOLOGY INC.history →COM0.65%$13M128.2K
41PTCPTC INChistory →COM0.64%$13M154.9K
42JBTMJOHN BEAN TECHNOLOGIES CORPhistory →COM0.61%$12M133.8K
43DDD3-D SYS CORP DELhistory →COM NEW0.61%$12M2.48M
44GMEDGLOBUS MED INChistory →CL A0.60%$12M245.9K
45ATOATMOS ENERGY CORPhistory →COM0.59%$12M125.2K
46NINISOURCE INChistory →COM0.59%$12M543.0K
47STRATASYS LTDSHS0.59%$12M956.2K
48OKEONEOK INC NEWhistory →COM0.58%$12M448.3K
49RAVNRAVEN INDS INChistory →COM0.57%$11M534.3K
50LNGCHENIERE ENERGY INChistory →COM NEW0.56%$11M245.8K
51SLVISHARES SILVER TRhistory →ISHARES0.53%$11M496.5K
52LTPZPIMCO ETF TRhistory →15+ YR US TIPS0.53%$11M121.4K
53ETENERGY TRANSFER LPhistory →COM UT LTD PTN0.52%$10M1.93M
54PBAPEMBINA PIPELINE CORPhistory →COM0.51%$10M487.8K
55GOOGLALPHABET INCCAP STK CL A · CAP STK CL C0.50%$10M6.9K
56ZMZOOM VIDEO COMMUNICATIONS INCL A0.49%$10M21.1K
57NFGNATIONAL FUEL GAS CO N JCOM0.41%$8M202.8K
58MSFTMICROSOFT CORPCOM0.40%$8M38.1K
59JNJJOHNSON & JOHNSONCOM0.37%$7M50.1K
60AMZNAMAZON COM INCCOM0.37%$7M2.4K
61UNHUNITEDHEALTH GROUP INCCOM0.36%$7M23.0K
62METAFACEBOOK INCCL A0.35%$7M27.2K
63ABBVABBVIE INCCOM0.34%$7M78.7K
64OGSONE GAS INCCOM0.33%$7M96.3K
65SWXSOUTHWEST GAS HOLDINGS INCCOM0.32%$6M101.7K
66INTCINTEL CORPCOM0.31%$6M122.3K
67WMTWALMART INCCOM0.31%$6M45.2K
68EQUITRANS MIDSTREAM CORPCOM0.31%$6M740.2K
69GLDSPDR GOLD TRGOLD SHS0.31%$6M35.3K
70CSCOCISCO SYS INCCOM0.30%$6M155.7K
71TRGPTARGA RES CORPCOM0.30%$6M424.2K
72BIIBBIOGEN INCCOM0.29%$6M20.9K
73KRKROGER COCOM0.29%$6M173.5K
74ORCLORACLE CORPCOM0.28%$6M95.9K
75MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP0.28%$6M166.6K
76PGPROCTER AND GAMBLE COCOM0.28%$6M40.1K
77EQIXEQUINIX INCCOM0.28%$6M7.3K
78AMGNAMGEN INCCOM0.28%$6M21.9K
79MRKMERCK & CO. INCCOM0.26%$5M63.4K
80TGTTARGET CORPCOM0.26%$5M33.3K
81SRSPIRE INCCOM0.25%$5M93.6K
82DBX ETF TRXTRACK HRVST CSI0.25%$5M143.7K
83VZVERIZON COMMUNICATIONS INCCOM0.24%$5M81.4K
84HDHOME DEPOT INCCOM0.24%$5M17.3K
85NJRNEW JERSEY RESCOM0.23%$5M174.3K
86CMICUMMINS INCCOM0.23%$5M22.0K
87REGNREGENERON PHARMACEUTICALSCOM0.23%$5M8.3K
88GDXJVANECK VECTORS ETF TRJR GOLD MINERS E0.23%$5M81.8K
89PLDPROLOGIS INC.COM0.22%$4M44.7K
90IBMINTERNATIONAL BUSINESS MACHSCOM0.22%$4M36.8K
91GILDGILEAD SCIENCES INCCOM0.22%$4M69.1K
92MRNAMODERNA INCCOM0.21%$4M59.5K
93GISGENERAL MLS INCCOM0.21%$4M68.0K
94ELVANTHEM INCCOM0.21%$4M15.6K
95MPLXMPLX LPCOM UNIT REP LTD0.21%$4M266.0K
96AVBAVALONBAY CMNTYS INCCOM0.21%$4M28.0K
97BABAALIBABA GROUP HLDG LTDSPONSORED ADS0.20%$4M14.0K
98PMPHILIP MORRIS INTL INCCOM0.20%$4M52.6K
99CTSHCOGNIZANT TECHNOLOGY SOLUTIOCL A0.19%$4M56.5K
100TAT&T INCCOM0.19%$4M137.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2023$01Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$2.9B2,724Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$3.1B3,310May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$2.7B3,206Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$3.1B1,180Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$3.3B1,263Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$3.8B1,257May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$3.8B1,202Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$3.3B1,148Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$3.3B1,086Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$3.0B987May 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$2.5B893Feb 8, 202113F-HRchanges · EDGAR ↗
Q3 2020$2.0B866Nov 12, 202013F-HRchanges · EDGAR ↗
Q2 2020$1.9B1,392Jul 28, 2020RESTATEMENTchanges · EDGAR ↗
Q1 2020$1.6B1,542May 12, 202013F-HRchanges · EDGAR ↗
Q4 2019$1.6B976Feb 11, 202013F-HRchanges · EDGAR ↗
Q3 2019$1.1B702Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$1.2B685Aug 12, 201913F-HRchanges · EDGAR ↗
Q1 2019$1.9B1,039May 8, 201913F-HRchanges · EDGAR ↗
Q4 2018$1.8B1,125Feb 14, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 1 additional manager.

  • O'Shares Investment Advisers, LLC028-19309

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.