SEC 13F Intelligence

Managers / Q2 2019 · view latest →

Vident Investment Advisory, LLC

CIK 0001634047 · 1125 SANCTUARY PARKWAY, SUITE 515, ALPHARETTA, GA, 30009 · 404-487-1961

Reported Value
$1.2B
Q2 2019
Positions
685
Filings on Record
23
2019–present window
Filed
Aug 12, 2019
original filing

Summary

Vident Investment Advisory, LLC reported $1.2B in U.S.-listed holdings across 685 positions for Q2 2019.

Its largest position, SPY, represents 3.5% of the portfolio.

Compared with Q1 2019, the fund opened 21 new positions and exited 281.

Portfolio Metrics

Turnover
+6.0%
vs prior filed quarter
Top-10 Concentration
+19.7%
share of reported value
Largest Position
+3.5%
Spdr S P 500 Etf Tr
New / Exited
21 / 281
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $1.8BQ4 ’18Q1 ’19: $1.9BQ2 ’19: $1.2BQ3 ’19: $1.1BQ3 ’19Q4 ’19: $1.6BQ1 ’20: $1.6BQ2 ’20: $1.9BQ2 ’20Q3 ’20: $2.0BQ4 ’20: $2.5BQ1 ’21: $3.0BQ1 ’21Q2 ’21: $3.3BQ3 ’21: $3.3BQ4 ’21: $3.8BQ4 ’21Q1 ’22: $3.8BQ2 ’22: $3.3BQ3 ’22: $3.1BQ3 ’22Q4 ’22: $2.7BQ1 ’23: $3.1BQ2 ’23: $2.9BQ2 ’23Q3 ’23: $0filingsflow.com

Portfolio Composition

By security type
Common Stock: 70.1%Closed-End Fund: 15.1%Other: 7.8%ETP: 3.5%ADR: 2.1%REIT: 1.4%
  • Common Stock · 70.1% · $871M
  • Closed-End Fund · 15.1% · $188M
  • Other · 7.8% · $97M
  • ETP · 3.5% · $43M
  • ADR · 2.1% · $26M
  • REIT · 1.4% · $18M

Quarter-over-Quarter Changes full breakdown →

vs Q1 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
OMCLOMNICELL INCNEW+159.1K159.1K+$14M$14M
ZIOPHARM ONCOLOGY INCNEW+278.6K278.6K+$2M$2M
ZYMEWORKS INCNEW+71.0K71.0K+$2M$2M
PRECISION BIOSCIENCES INCNEW+117.0K117.0K+$2M$2M
CRSPCRISPR THERAPEUTICS AGNEW+32.8K32.8K+$2M$2M
AUTLAUTOLUS THERAPEUTICS PLCNEW+90.4K90.4K+$1M$1M
EEFTEURONET WORLDWIDE INCNEW+3.7K3.7K+$617,000$617,000
ACIWACI WORLDWIDE INCNEW+17.1K17.1K+$587,000$587,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2019

433 positions
#IssuerClass% PortfolioValueShares
1SPYSPDR S&P 500 ETF TRhistory →TR UNIT3.50%$43M148.3K
2OIIOCEANEERING INTL INChistory →COM1.99%$25M1.21M
3IPGPIPG PHOTONICS CORPhistory →COM1.88%$23M151.8K
4ZBRAZEBRA TECHNOLOGIES CORPhistory →CL A1.84%$23M109.3K
5NVDANVIDIA CORPhistory →COM1.82%$23M137.5K
6FAROFARO TECHNOLOGIES INChistory →COM1.80%$22M426.0K
7CGNXCOGNEX CORPhistory →COM1.74%$22M451.2K
8FLIRFLIR SYS INChistory →COM1.72%$21M394.5K
9ISRGINTUITIVE SURGICAL INChistory →COM NEW1.69%$21M40.1K
10ROKROCKWELL AUTOMATION INChistory →COM1.68%$21M127.3K
11IROBOT CORPCOM1.61%$20M218.3K
12HOLLYSYS AUTOMATION TECHNOLOSHS1.60%$20M1.05M
13AZTABROOKS AUTOMATION INChistory →COM1.58%$20M505.4K
14AVAVAEROVIRONMENT INChistory →COM1.43%$18M312.4K
15MTLSMATERIALISE NVhistory →SPONSORED ADS1.37%$17M873.2K
16STRATASYS LTDSHS1.32%$16M558.1K
17QCOMQUALCOMM INChistory →COM1.23%$15M200.6K
18NOVTNOVANTA INChistory →COM1.17%$15M154.8K
19AMBAAMBARELLA INChistory →SHS1.16%$14M327.9K
20DEDEERE & COhistory →COM1.15%$14M85.9K
21APTIV PLCSHS1.13%$14M174.1K
22ILMNILLUMINA INChistory →COM1.13%$14M38.1K
23XILINX INCCOM1.13%$14M118.9K
24JBTMJOHN BEAN TECHNOLOGIES CORPhistory →COM1.13%$14M115.7K
25TDYTELEDYNE TECHNOLOGIES INChistory →COM1.12%$14M50.8K
26CDNSCADENCE DESIGN SYSTEM INChistory →COM1.11%$14M194.8K
27QGENQIAGEN NVhistory →SHS NEW1.11%$14M338.8K
28VARIAN MED SYS INCCOM1.11%$14M100.9K
29DDD3-D SYS CORP DELhistory →COM NEW1.10%$14M1.50M
30OMCLOMNICELL INChistory →COM1.10%$14M159.1K
31NDSNNORDSON CORPhistory →COM1.10%$14M96.5K
32TRMBTRIMBLE INChistory →COM1.09%$14M300.5K
33TERTERADYNE INChistory →COM1.09%$14M282.6K
34MANHMANHATTAN ASSOCS INChistory →COM1.08%$13M194.3K
35GMEDGLOBUS MED INChistory →CL A1.08%$13M317.0K
36ATLONATIONAL INSTRS CORPhistory →COM1.08%$13M318.3K
37RAVNRAVEN INDS INChistory →COM1.07%$13M371.7K
38MCHPMICROCHIP TECHNOLOGY INChistory →COM1.07%$13M152.7K
39PTCPTC INChistory →COM1.04%$13M143.9K
40BIOTELEMETRY INCCOM1.01%$13M261.9K
41ADSKAUTODESK INChistory →COM1.01%$13M77.3K
42NUANCE COMMUNICATIONS INCCOM0.96%$12M746.2K
43HIXWESTERN ASSET HIGH INCM FD Ihistory →COM0.84%$10M1.48M
44NUVEEN PFD & INCM SECURTIESCOM0.83%$10M1.09M
45FPFFIRST TR INTER DUR PFD & INhistory →COM0.81%$10M443.1K
46DSLDOUBLELINE INCOME SOLUTIONSCOM0.80%$10M494.9K
47XEMDXWESTERN ASSET EMRG MKT DEBTCOM0.78%$10M674.5K
48RABROOKFIELD REAL ASSETS INCOMSHS BEN INT0.78%$10M445.1K
49HYTBLACKROCK CORPOR HI YLD FD ICOM0.77%$10M897.2K
50XEADXWELLS FARGO INCOME OPPORTUNIWF INC OPPTY FD0.77%$10M1.17M
51USALIBERTY ALL STAR EQUITY FDSH BEN INT0.77%$10M1.50M
52XAODXABERDEEN TOTAL DYNAMIC DIVDCOM SH BEN INT0.77%$10M1.14M
53BITBLACKROCK MULTI-SECTOR INC TCOM0.76%$9M544.2K
54XAWFXALLIANCEBERNSTEIN GBL HGH INCOM0.75%$9M795.8K
55GHYPGIM GLOBAL HIGH YIELD FD INCOM0.74%$9M638.0K
56ISDPGIM HIGH YIELD BOND FUND INCOM0.73%$9M622.1K
57BGBBLACKSTONE GSO STRATEGIC CRCOM SHS BEN IN0.73%$9M619.8K
58XEVVXEATON VANCE LTD DUR INCOME FCOM0.72%$9M706.4K
59UTFCOHEN & STEERS INFRASTRUCTURCOM0.68%$9M327.9K
60TORTOISE MIDSTRM ENERGY FD ICOM0.64%$8M589.8K
61NXDTNEXPOINT STRATEGIC OPORTUNTCOM NEW0.58%$7M378.4K
62TEITEMPLETON EMERG MKTS INCOMECOM0.53%$7M639.3K
63HIOWESTERN ASSET HIGH INCM OPPCOM0.50%$6M1.21M
64DSUBLACKROCK DEBT STRAT FD INCCOM NEW0.49%$6M564.9K
65FIRST TR HIGH INCOME L/S FDCOM0.44%$5M360.2K
66INVESCO DYNAMIC CR OPP FDCOM0.39%$5M428.7K
67TORTOISE ENERGY INFRA CORPCOM0.36%$4M199.5K
68NEMNEWMONT GOLDCORP CORPORATIONCOM0.36%$4M117.0K
69JFRNUVEEN FLOATING RATE INCOMECOM0.30%$4M380.5K
70MRKMERCK & CO INCCOM0.28%$3M41.4K
71VVRINVESCO SR INCOME TRCOM0.27%$3M789.6K
72KYNKAYNE ANDERSN MLP MIDS INVTCOM0.24%$3M198.4K
73GILDGILEAD SCIENCES INCCOM0.23%$3M42.2K
74AZOAUTOZONE INCCOM0.20%$2M2.2K
75VZVERIZON COMMUNICATIONS INCCOM0.19%$2M42.1K
76JNJJOHNSON & JOHNSONCOM0.19%$2M16.9K
77SJMSMUCKER J M COCOM NEW0.19%$2M20.4K
78METAFACEBOOK INCCL A0.19%$2M12.1K
79XEFRXEATON VANCE SR FLTNG RTE TRCOM0.19%$2M177.3K
80EDCONSOLIDATED EDISON INCCOM0.18%$2M26.2K
81BMYBRISTOL MYERS SQUIBB COCOM0.18%$2M50.2K
82PGPROCTER AND GAMBLE COCOM0.18%$2M20.1K
83PFEPFIZER INCCOM0.17%$2M49.1K
84GISGENERAL MLS INCCOM0.17%$2M39.7K
85CMGCHIPOTLE MEXICAN GRILL INCCOM0.17%$2M2.8K
86TAT&T INCCOM0.16%$2M61.2K
87NEKTAR THERAPEUTICSCOM0.16%$2M56.8K
88KOCOCA COLA COCOM0.16%$2M37.9K
89DDOMINION ENERGY INCCOM0.15%$2M24.6K
90ABBVABBVIE INCCOM0.15%$2M25.8K
91EIXEDISON INTLCOM0.15%$2M27.7K
92PEPPEPSICO INCCOM0.15%$2M14.1K
93VOYA PRIME RATE TRSH BEN INT0.15%$2M386.5K
94IOVAIOVANCE BIOTHERAPEUTICS INCCOM0.15%$2M75.0K
95EXCEXELON CORPCOM0.15%$2M38.3K
96VIABVIACOM INC NEWCL B0.15%$2M61.4K
97XNCRXENCOR INCCOM0.15%$2M44.7K
98AAPLAPPLE INCCOM0.15%$2M9.1K
99UNHUNITEDHEALTH GROUP INCCOM0.15%$2M7.4K
100ESEVERSOURCE ENERGYCOM0.14%$2M23.7K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2023$01Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$2.9B2,724Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$3.1B3,310May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$2.7B3,206Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$3.1B1,180Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$3.3B1,263Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$3.8B1,257May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$3.8B1,202Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$3.3B1,148Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$3.3B1,086Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$3.0B987May 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$2.5B893Feb 8, 202113F-HRchanges · EDGAR ↗
Q3 2020$2.0B866Nov 12, 202013F-HRchanges · EDGAR ↗
Q2 2020$1.9B1,392Jul 28, 2020RESTATEMENTchanges · EDGAR ↗
Q1 2020$1.6B1,542May 12, 202013F-HRchanges · EDGAR ↗
Q4 2019$1.6B976Feb 11, 202013F-HRchanges · EDGAR ↗
Q3 2019$1.1B702Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$1.2B685Aug 12, 201913F-HRchanges · EDGAR ↗
Q1 2019$1.9B1,039May 8, 201913F-HRchanges · EDGAR ↗
Q4 2018$1.8B1,125Feb 14, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 5 additional managers.

  • O'Shares Investment Advisers, LLC
  • EXCHANGE TRADED CONCEPTS, LLC
  • Amplify Investments, LLC
  • Nationwide Fund Advisors
  • Advisors Asset Management, Inc.

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.