SEC 13F Intelligence

Managers / Q1 2019 · view latest →

Vident Investment Advisory, LLC

CIK 0001634047 · 1125 SANCTUARY PARKWAY, SUITE 515, ALPHARETTA, GA, 30009 · 404-487-1961

Reported Value
$1.9B
Q1 2019
Positions
1,039
Filings on Record
23
2019–present window
Filed
May 8, 2019
original filing

Summary

Vident Investment Advisory, LLC reported $1.9B in U.S.-listed holdings across 1,039 positions for Q1 2019.

Its largest position, SPY, represents 1.7% of the portfolio.

Compared with Q4 2018, the fund opened 87 new positions and exited 158.

Portfolio Metrics

Turnover
+19.6%
vs prior filed quarter
Top-10 Concentration
+12.7%
share of reported value
Largest Position
+1.7%
Spdr S P 500 Etf Tr
New / Exited
87 / 158
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $1.8BQ4 ’18Q1 ’19: $1.9BQ2 ’19: $1.2BQ3 ’19: $1.1BQ3 ’19Q4 ’19: $1.6BQ1 ’20: $1.6BQ2 ’20: $1.9BQ2 ’20Q3 ’20: $2.0BQ4 ’20: $2.5BQ1 ’21: $3.0BQ1 ’21Q2 ’21: $3.3BQ3 ’21: $3.3BQ4 ’21: $3.8BQ4 ’21Q1 ’22: $3.8BQ2 ’22: $3.3BQ3 ’22: $3.1BQ3 ’22Q4 ’22: $2.7BQ1 ’23: $3.1BQ2 ’23: $2.9BQ2 ’23Q3 ’23: $0filingsflow.com

Portfolio Composition

By security type
Common Stock: 74.8%Closed-End Fund: 9.6%REIT: 6.3%Other: 6.1%ETP: 1.7%Other: 1.4%
  • Common Stock · 74.8% · $1.4B
  • Closed-End Fund · 9.6% · $179M
  • REIT · 6.3% · $117M
  • Other · 6.1% · $114M
  • ETP · 1.7% · $32M
  • Other · 1.4% · $25M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2018 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
NUVEEN PFD & INCM SECURTIESNEW+1.06M1.06M+$10M$10M
FPFFIRST TR INTER DUR PFD & INNEW+434.3K434.3K+$9M$9M
TORTOISE MIDSTRM ENERGY FD INEW+578.0K578.0K+$8M$8M
UTFCOHEN & STEERS INFRASTRUCTURNEW+321.4K321.4K+$8M$8M
TEITEMPLETON EMERG MKTS INCOMENEW+626.6K626.6K+$6M$6M
TORTOISE ENERGY INFRA CORPNEW+195.5K195.5K+$5M$5M
JFRNUVEEN FLOATING RATE INCOMENEW+375.0K375.0K+$4M$4M
PUMPPROPETRO HLDG CORPNEW+148.2K148.2K+$3M$3M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2019

473 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SPYSPDR S&P 500 ETF TRhistory →TR UNIT1.72%$32M113.2K
2NVDANVIDIA CORPhistory →COM1.41%$26M145.1K
3ZBRAZEBRA TECHNOLOGIES CORPhistory →CL A1.30%$24M114.7K
4ISRGINTUITIVE SURGICAL INChistory →COM NEW1.25%$23M40.6K
5OIIOCEANEERING INTL INChistory →COM1.25%$23M1.47M
6ROKROCKWELL AUTOMATION INChistory →COM1.20%$22M127.2K
7IPGPIPG PHOTONICS CORPhistory →COM1.19%$22M144.8K
8CGNXCOGNEX CORPhistory →COM1.14%$21M416.8K
9HOLLYSYS AUTOMATION TECHNOLOSHS1.14%$21M1.01M
10FLIRFLIR SYS INChistory →COM1.13%$21M441.2K
11AZTABROOKS AUTOMATION INChistory →COM1.12%$21M708.3K
12IROBOT CORPCOM1.11%$21M175.2K
13AVAVAEROVIRONMENT INChistory →COM1.05%$20M285.7K
14FAROFARO TECHNOLOGIES INChistory →COM0.99%$18M417.3K
15CDNSCADENCE DESIGN SYSTEM INChistory →COM0.79%$15M229.8K
16AMBAAMBARELLA INChistory →SHS0.78%$14M333.8K
17QCOMQUALCOMM INChistory →COM0.76%$14M246.7K
18VARIAN MED SYS INCCOM0.75%$14M97.7K
19NOVTNOVANTA INChistory →COM0.74%$14M163.0K
20GMEDGLOBUS MED INChistory →CL A0.74%$14M276.4K
21QGENQIAGEN NVhistory →SHS NEW0.74%$14M335.2K
22TDYTELEDYNE TECHNOLOGIES INChistory →COM0.73%$14M57.3K
23NUANCE COMMUNICATIONS INCCOM0.73%$13M797.2K
24TRMBTRIMBLE INChistory →COM0.72%$13M332.8K
25STRATASYS LTDSHS0.72%$13M564.1K
26MANHMANHATTAN ASSOCS INChistory →COM0.72%$13M243.4K
27XILINX INCCOM0.72%$13M105.5K
28JBTMJOHN BEAN TECHNOLOGIES CORPhistory →COM0.70%$13M142.3K
29NDSNNORDSON CORPhistory →COM0.70%$13M98.6K
30ADSKAUTODESK INChistory →COM0.70%$13M83.6K
31PTCPTC INChistory →COM0.70%$13M140.9K
32TERTERADYNE INChistory →COM0.70%$13M325.9K
33LECOLINCOLN ELEC HLDGS INChistory →COM0.70%$13M154.1K
34ILMNILLUMINA INChistory →COM0.70%$13M41.6K
35RAVNRAVEN INDS INChistory →COM0.69%$13M334.3K
36DEDEERE & COhistory →COM0.69%$13M80.0K
37NATIONAL INSTRS CORPCOM0.69%$13M286.5K
38APTIV PLCSHS0.68%$13M158.5K
39MCHPMICROCHIP TECHNOLOGY INChistory →COM0.67%$13M150.7K
40DDD3-D SYS CORP DELhistory →COM NEW0.64%$12M1.10M
41BIOTELEMETRY INCCOM0.60%$11M178.6K
42MTLSMATERIALISE NVhistory →SPONSORED ADS0.60%$11M707.3K
43DSLDOUBLELINE INCOME SOLUTIONSCOM0.52%$10M487.4K
44NUVEEN PFD & INCM SECURTIESCOM0.52%$10M1.06M
45FPFFIRST TR INTER DUR PFD & INCOM0.51%$9M434.3K
46RABROOKFIELD REAL ASSETS INCOMSHS BEN INT0.51%$9M436.2K
47HIXWESTERN ASSET HIGH INCM FD ICOM0.51%$9M1.45M
48XAODXABERDEEN TOTAL DYNAMIC DIVDCOM SH BEN INT0.50%$9M1.12M
49XAWFXALLIANCEBERNSTEIN GBL HGH INCOM0.49%$9M780.0K
50HYTBLACKROCK CORPOR HI YLD FD ICOM0.49%$9M879.4K
51XEMDXWESTERN ASSET EMRG MKT DEBTCOM0.49%$9M661.1K
52XEADXWELLS FARGO INCOME OPPORTUNIWF INC OPPTY FD0.49%$9M1.14M
53USALIBERTY ALL STAR EQUITY FDSH BEN INT0.48%$9M1.47M
54BITBLACKROCK MULTI-SECTOR INC TCOM0.48%$9M533.3K
55XEVVXEATON VANCE LTD DUR INCOME FCOM0.47%$9M692.3K
56GHYPGIM GLOBAL HIGH YIELD FD INCOM0.47%$9M625.3K
57BGBBLACKSTONE GSO STRATEGIC CRCOM SHS BEN IN0.47%$9M607.4K
58ISDPGIM HIGH YIELD BOND FUND INCOM0.47%$9M609.7K
59TORTOISE MIDSTRM ENERGY FD ICOM0.44%$8M578.0K
60NXDTNEXPOINT STRATEGIC OPORTUNTCOM NEW0.44%$8M370.8K
61UTFCOHEN & STEERS INFRASTRUCTURCOM0.42%$8M321.4K
62MRKMERCK & CO INCCOM0.35%$6M77.2K
63TEITEMPLETON EMERG MKTS INCOMECOM0.35%$6M626.6K
64DSUBLACKROCK DEBT STRAT FD INCCOM NEW0.32%$6M553.6K
65HIOWESTERN ASSET HIGH INCM OPPCOM0.31%$6M1.19M
66FIRST TR HIGH INCOME L/S FDCOM0.28%$5M354.4K
67TORTOISE ENERGY INFRA CORPCOM0.25%$5M195.5K
68INVESCO DYNAMIC CR OPP FDCOM0.25%$5M422.0K
69PFEPFIZER INCCOM0.24%$4M105.8K
70VZVERIZON COMMUNICATIONS INCCOM0.23%$4M73.5K
71SJMSMUCKER J M COCOM NEW0.23%$4M37.1K
72UNHUNITEDHEALTH GROUP INCCOM0.22%$4M16.6K
73PS BUSINESS PKS INC CALIFCOM0.22%$4M25.8K
74TSNTYSON FOODS INCCL A0.22%$4M58.0K
75NEMNEWMONT MNG CORPCOM0.22%$4M111.5K
76KRKROGER COCOM0.21%$4M161.5K
77TAT&T INCCOM0.21%$4M125.0K
78MDTMEDTRONIC PLCSHS0.21%$4M42.5K
79CMCSACOMCAST CORP NEWCL A0.21%$4M96.7K
80CBCHUBB LIMITEDCOM0.20%$4M27.0K
81PLDPROLOGIS INCCOM0.20%$4M52.4K
82AVBAVALONBAY CMNTYS INCCOM0.20%$4M18.2K
83GRMNGARMIN LTDSHS0.20%$4M41.9K
84DLTRDOLLAR TREE INCCOM0.19%$4M34.4K
85JFRNUVEEN FLOATING RATE INCOMECOM0.19%$4M375.0K
86EQREQUITY RESIDENTIALSH BEN INT0.19%$4M47.4K
87DGDOLLAR GEN CORP NEWCOM0.19%$4M29.9K
88WDCWESTERN DIGITAL CORPCOM0.19%$4M73.0K
89ETRENTERGY CORP NEWCOM0.19%$3M36.4K
90EQIXEQUINIX INCCOM0.19%$3M7.7K
91CVXCHEVRON CORP NEWCOM0.18%$3M27.4K
92PUMPPROPETRO HLDG CORPCOM0.18%$3M148.2K
93VVRINVESCO SR INCOME TRCOM0.18%$3M779.0K
94NEKTAR THERAPEUTICSCOM0.17%$3M96.4K
95GTNGRAY TELEVISION INCCOM0.17%$3M148.8K
96NXSTNEXSTAR MEDIA GROUP INCCL A0.17%$3M29.3K
97TRNOTERRENO RLTY CORPCOM0.17%$3M75.4K
98MALLINCKRODT PUB LTD COSHS0.17%$3M145.3K
99ANFABERCROMBIE & FITCH COCL A0.17%$3M114.7K
100KYNKAYNE ANDERSN MLP MIDS INVTCOM0.17%$3M194.4K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2023$01Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$2.9B2,724Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$3.1B3,310May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$2.7B3,206Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$3.1B1,180Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$3.3B1,263Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$3.8B1,257May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$3.8B1,202Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$3.3B1,148Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$3.3B1,086Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$3.0B987May 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$2.5B893Feb 8, 202113F-HRchanges · EDGAR ↗
Q3 2020$2.0B866Nov 12, 202013F-HRchanges · EDGAR ↗
Q2 2020$1.9B1,392Jul 28, 2020RESTATEMENTchanges · EDGAR ↗
Q1 2020$1.6B1,542May 12, 202013F-HRchanges · EDGAR ↗
Q4 2019$1.6B976Feb 11, 202013F-HRchanges · EDGAR ↗
Q3 2019$1.1B702Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$1.2B685Aug 12, 201913F-HRchanges · EDGAR ↗
Q1 2019$1.9B1,039May 8, 201913F-HRchanges · EDGAR ↗
Q4 2018$1.8B1,125Feb 14, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 5 additional managers.

  • O'Shares Investment Advisers, LLC
  • EXCHANGE TRADED CONCEPTS, LLC
  • Amplify Investments, LLC
  • Nationwide Fund Advisors
  • Advisors Asset Management, Inc.

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.