SEC 13F Intelligence

Managers / Q4 2019 · view latest →

Vident Investment Advisory, LLC

CIK 0001634047 · 1125 SANCTUARY PARKWAY, SUITE 515, ALPHARETTA, GA, 30009 · 404-487-1961

Reported Value
$1.6B
Q4 2019
Positions
976
Filings on Record
23
2019–present window
Filed
Feb 11, 2020
original filing

Summary

Vident Investment Advisory, LLC reported $1.6B in U.S.-listed holdings across 976 positions for Q4 2019.

Its largest position, Irobot, represents 1.4% of the portfolio.

Compared with Q3 2019, the fund opened 270 new positions and exited 58.

Portfolio Metrics

Turnover
+20.0%
vs prior filed quarter
Top-10 Concentration
+13.4%
share of reported value
Largest Position
+1.4%
Irobot
New / Exited
270 / 58
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $1.8BQ4 ’18Q1 ’19: $1.9BQ2 ’19: $1.2BQ3 ’19: $1.1BQ3 ’19Q4 ’19: $1.6BQ1 ’20: $1.5BQ2 ’20: $1.9BQ2 ’20Q3 ’20: $2.0BQ4 ’20: $2.5BQ1 ’21: $3.0BQ1 ’21Q2 ’21: $3.3BQ3 ’21: $3.3BQ4 ’21: $3.8BQ4 ’21Q1 ’22: $3.8BQ2 ’22: $3.3BQ3 ’22: $3.1BQ3 ’22Q4 ’22: $2.7BQ1 ’23: $3.1BQ2 ’23: $2.9BQ2 ’23Q3 ’23: $0filingsflow.com

Portfolio Composition

By security type
Common Stock: 85.2%REIT: 8.2%Other: 4.6%ADR: 2.0%
  • Common Stock · 85.2% · $1.4B
  • REIT · 8.2% · $132M
  • Other · 4.6% · $74M
  • ADR · 2.0% · $32M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
AVBAVALONBAY CMNTYS INCNEW+21.1K21.1K+$4M$4M
CRUSCIRRUS LOGIC INCNEW+47.8K47.8K+$4M$4M
TRNOTERRENO RLTY CORPNEW+72.0K72.0K+$4M$4M
MAAMID AMER APT CMNTYS INCNEW+29.1K29.1K+$4M$4M
EQREQUITY RESIDENTIALNEW+46.9K46.9K+$4M$4M
QRVOQORVO INCNEW+32.1K32.1K+$4M$4M
SWKSSKYWORKS SOLUTIONS INCNEW+28.3K28.3K+$3M$3M
PHMPULTE GROUP INCNEW+87.9K87.9K+$3M$3M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2019

449 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1IROBOT CORPCOM1.42%$23M454.0K
2NVDANVIDIA CORPhistory →COM1.41%$23M96.9K
3HOLLYSYS AUTOMATION TECHNOLOSHS1.40%$23M1.37M
4CGNXCOGNEX CORPhistory →COM1.39%$22M400.1K
5ROKROCKWELL AUTOMATION INChistory →COM1.30%$21M103.7K
6ZBRAZEBRA TECHNOLOGIES CORPhistory →CL A1.30%$21M82.2K
7IPGPIPG PHOTONICS CORPhistory →COM1.30%$21M144.8K
8AZTABROOKS AUTOMATION INChistory →COM1.30%$21M499.7K
9ISRGINTUITIVE SURGICAL INChistory →COM NEW1.29%$21M35.1K
10AVAVAEROVIRONMENT INChistory →COM1.26%$20M329.0K
11FLIRFLIR SYS INChistory →COM1.24%$20M384.3K
12TERTERADYNE INChistory →COM0.98%$16M231.9K
13VOCERA COMMUNICATIONS INCCOM0.97%$16M757.0K
14QCOMQUALCOMM INChistory →COM0.88%$14M160.6K
15STRATASYS LTDSHS0.87%$14M694.8K
16AMBAAMBARELLA INChistory →SHS0.85%$14M226.0K
17MTLSMATERIALISE NVhistory →SPONSORED ADS0.85%$14M747.2K
18XILINX INCCOM0.80%$13M132.2K
19DEDEERE & COhistory →COM0.80%$13M74.4K
20MCHPMICROCHIP TECHNOLOGY INChistory →COM0.80%$13M122.9K
21NOWSERVICENOW INChistory →COM0.78%$13M44.6K
22CDNSCADENCE DESIGN SYSTEM INChistory →COM0.78%$13M180.7K
23GMEDGLOBUS MED INChistory →CL A0.77%$12M212.2K
24VARIAN MED SYS INCCOM0.77%$12M87.6K
25DDD3-D SYS CORP DELhistory →COM NEW0.77%$12M1.42M
26ADSKAUTODESK INChistory →COM0.77%$12M67.6K
27JBTMJOHN BEAN TECHNOLOGIES CORPhistory →COM0.76%$12M109.5K
28TRMBTRIMBLE INChistory →COM0.76%$12M295.7K
29ILMNILLUMINA INChistory →COM0.76%$12M37.2K
30NATIONAL INSTRS CORPCOM0.76%$12M290.1K
31APTIV PLCSHS0.76%$12M129.3K
32OMCLOMNICELL INChistory →COM0.75%$12M148.8K
33NOVTNOVANTA INChistory →COM0.75%$12M137.5K
34TDYTELEDYNE TECHNOLOGIES INChistory →COM0.75%$12M34.9K
35NUANCE COMMUNICATIONS INCCOM0.75%$12M678.1K
36PTCPTC INChistory →COM0.74%$12M160.2K
37FAROFARO TECHNOLOGIES INChistory →COM0.74%$12M238.0K
38RAVNRAVEN INDS INChistory →COM0.74%$12M346.5K
39MANHMANHATTAN ASSOCS INChistory →COM0.73%$12M148.3K
40BIOTELEMETRY INCCOM0.73%$12M254.5K
41NDSNNORDSON CORPhistory →COM0.73%$12M72.3K
42QGENQIAGEN NVSHS NEW0.61%$10M290.1K
43NEMNEWMONT GOLDCORP CORPORATIONCOM0.40%$6M149.2K
44BMYBRISTOL MYERS SQUIBB COCOM0.40%$6M100.9K
45MRKMERCK & CO INCCOM0.35%$6M61.6K
46VZVERIZON COMMUNICATIONS INCCOM0.33%$5M85.4K
47TAT&T INCCOM0.32%$5M132.2K
48BIIBBIOGEN INCCOM0.32%$5M17.1K
49EIXEDISON INTLCOM0.29%$5M62.6K
50PLDPROLOGIS INCCOM0.28%$5M50.9K
51MDTMEDTRONIC PLCSHS0.27%$4M38.8K
52AAPLAPPLE INCCOM0.27%$4M14.9K
53TGTTARGET CORPCOM0.27%$4M33.7K
54AVBAVALONBAY CMNTYS INCCOM0.27%$4M20.6K
55METAFACEBOOK INCCL A0.25%$4M20.0K
56HSTHOST HOTELS & RESORTS INCCOM0.25%$4M217.2K
57TSNTYSON FOODS INCCL A0.25%$4M43.9K
58CRUSCIRRUS LOGIC INCCOM0.24%$4M47.8K
59EQIXEQUINIX INCCOM0.24%$4M6.7K
60TRNOTERRENO RLTY CORPCOM0.24%$4M72.0K
61MAAMID AMER APT CMNTYS INCCOM0.23%$4M28.7K
62SJMSMUCKER J M COCOM NEW0.23%$4M35.9K
63SYYSYSCO CORPCOM0.23%$4M43.2K
64EQREQUITY RESIDENTIALSH BEN INT0.23%$4M45.5K
65GRMNGARMIN LTDSHS0.22%$4M37.0K
66QRVOQORVO INCCOM0.22%$4M31.0K
67CMCSACOMCAST CORP NEWCL A0.22%$4M79.6K
68PFEPFIZER INCCOM0.21%$3M87.8K
69VLOVALERO ENERGY CORP NEWCOM0.21%$3M36.6K
70PSXPHILLIPS 66COM0.21%$3M30.3K
71COSTCOSTCO WHSL CORP NEWCOM0.21%$3M11.5K
72TECH DATA CORPCOM0.21%$3M23.3K
73SWKSSKYWORKS SOLUTIONS INCCOM0.21%$3M27.6K
74MGAMAGNA INTL INCCOM0.20%$3M59.9K
75MFCMANULIFE FINL CORPCOM0.20%$3M159.9K
76CVXCHEVRON CORP NEWCOM0.20%$3M26.8K
77SLFSUN LIFE FINL INCCOM0.20%$3M70.4K
78FIAT CHRYSLER AUTOMOBILES NSHS0.20%$3M215.7K
79ELVANTHEM INCCOM0.20%$3M10.5K
80CMICUMMINS INCCOM0.20%$3M17.7K
81CBCHUBB LIMITEDCOM0.20%$3M20.3K
82BLDRBUILDERS FIRSTSOURCE INCCOM0.20%$3M124.3K
83JBLJABIL INCCOM0.20%$3M76.3K
84MUSAMURPHY USA INCCOM0.19%$3M26.9K
85CAHCARDINAL HEALTH INCCOM0.19%$3M62.0K
86METMETLIFE INCCOM0.19%$3M61.5K
87DIODDIODES INCCOM0.19%$3M55.3K
88IPGINTERPUBLIC GROUP COS INCCOM0.19%$3M133.9K
89MOBILE TELESYSTEMS PJSCSPONSORED ADR0.19%$3M301.4K
90KSSKOHLS CORPCOM0.19%$3M59.4K
91MKSIMKS INSTRUMENT INCCOM0.19%$3M27.1K
92CDWCDW CORPCOM0.18%$3M20.7K
93PHMPULTE GROUP INCCOM0.18%$3M74.6K
94APLEAPPLE HOSPITALITY REIT INCCOM NEW0.18%$3M176.9K
95PPCPILGRIMS PRIDE CORP NEWCOM0.18%$3M87.5K
96IBMINTERNATIONAL BUSINESS MACHSCOM0.18%$3M21.4K
97PRGOPERRIGO CO PLCSHS0.18%$3M55.3K
98AMATAPPLIED MATLS INCCOM0.18%$3M46.8K
99SHOSUNSTONE HOTEL INVS INC NEWCOM0.18%$3M204.6K
100PFGCPERFORMANCE FOOD GROUP COCOM0.18%$3M55.3K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2023$01Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$2.9B2,724Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$3.1B3,310May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$2.7B3,206Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$3.1B1,180Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$3.3B1,263Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$3.8B1,257May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$3.8B1,202Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$3.3B1,148Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$3.3B1,086Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$3.0B987May 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$2.5B893Feb 8, 202113F-HRchanges · EDGAR ↗
Q3 2020$2.0B866Feb 8, 2021RESTATEMENTchanges · EDGAR ↗
Q2 2020$1.9B1,392Jul 28, 2020RESTATEMENTchanges · EDGAR ↗
Q1 2020$1.5B1,356Jul 28, 2020RESTATEMENTchanges · EDGAR ↗
Q4 2019$1.6B976Feb 11, 202013F-HRchanges · EDGAR ↗
Q3 2019$1.1B702Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$1.2B685Aug 12, 201913F-HRchanges · EDGAR ↗
Q1 2019$1.9B1,039May 8, 201913F-HRchanges · EDGAR ↗
Q4 2018$1.8B1,125Feb 14, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 5 additional managers.

  • O'Shares Investment Advisers, LLC
  • EXCHANGE TRADED CONCEPTS, LLC
  • Vident Advisory, LLC028-19675
  • Nationwide Fund Advisors
  • Advisors Asset Management, Inc.

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.