SEC 13F Intelligence

FIRST TR INTER DURATN PFD &

CUSIP 33718W103

First Tr Inter Duratn Pfd & has 120 institutional holders in Filings Flow’s 13F database, together reporting 17.82M shares worth $292M as of Q1 2026. The largest reported holders are Morgan Stanley, Wells Fargo & Company/Mn, and Lpl Financial LLC.

Institutional Holders
120
Q1 2026
Reported Value
$292M
Ticker
unmapped
private placement or foreign
Quarters Tracked
10

Ownership Trend

Institutional holders
Q4 ’18: 79Q4 ’18Q1 ’19: 72Q2 ’19: 73Q2 ’19Q3 ’19: 66Q2 ’21: 98Q2 ’21Q4 ’21: 90Q4 ’22: 103Q4 ’22Q4 ’25: 117Q1 ’26: 120Q1 ’26Q2 ’26: 14filingsflow.com
Total reported value
Q4 ’18: $81MQ4 ’18Q1 ’19: $101MQ2 ’19: $101MQ2 ’19Q3 ’19: $93MQ2 ’21: $1.1BQ2 ’21Q4 ’21: $1.1BQ4 ’22: $275MQ4 ’22Q4 ’25: $305MQ1 ’26: $292MQ1 ’26Q2 ’26: $35Mfilingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Peak Planning Group, LLC$228M AUM2.50%$6M291.7KQ2 2026
Rareview Capital LLC$171M AUM1.01%$2M91.9KQ1 2026OLDER
Noble Wealth Management PBC$223M AUM0.67%$1M82.4KQ2 2026
Alessandra Capital Management, LLC$113M AUM0.58%$652,40035.0KQ1 2026OLDER
Shaker Financial Services, LLC$287M AUM0.42%$1M68.0KQ1 2026OLDER
Saxony Capital Management, LLC$172M AUM0.28%$488,35127.7KQ1 2026OLDER
Consolidated Portfolio Review Corp$1.1B AUM0.26%$2M106.3KQ3 2025OLDER
Gridiron Partners, LLC$164M AUM0.21%$338,42119.3KQ1 2026OLDER
EJMK Ventures LLC$179M AUM0.20%$355,44320.2KQ1 2026OLDER
Morey & Quinn Wealth Partners, LLC$141M AUM0.19%$260,79014.8KQ1 2026OLDER
MGO ONE SEVEN LLC$5.0B AUM0.14%$7M391.2KQ1 2026OLDER
Onyx Bridge Wealth Group LLC$930M AUM0.13%$1M67.9KQ1 2026OLDER
RDA Financial Network$459M AUM0.11%$504,01827.7KQ2 2026
Intellectus Partners, LLC$490M AUM0.09%$462,27026.2KQ1 2026OLDER
Sterneck Capital Management, LLC$223M AUM0.09%$191,77910.9KQ1 2026OLDER
CONSOLIDATED CAPITAL MANAGEMENT, LLC$310M AUM0.08%$240,84513.7KQ1 2026OLDER
SeaCrest Wealth Management, LLC$903M AUM0.07%$599,22833.0KQ2 2026
Magnus Financial Group LLC$1.4B AUM0.06%$796,40643.8KQ2 2026
Hennion & Walsh Asset Management, Inc.$3.5B AUM0.06%$2M107.1KQ2 2026
Ethos Financial Group, LLC$1.4B AUM0.05%$661,04935.5KQ1 2026OLDER
FIRST FINANCIAL CORP /IN/$289M AUM0.04%$105,4955.8KQ2 2026
AllSquare Wealth Management LLC$189M AUM0.04%$67,0253.5KQ4 2025OLDER
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.$1.6B AUM0.03%$509,17027.3KQ4 2025OLDER
PFG Investments, LLC$2.1B AUM0.03%$724,80041.1KQ1 2026OLDER
Pine Valley Investments Ltd Liability Co$2.2B AUM0.03%$689,31639.1KQ2 2026
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$1.4B AUM0.03%$444,67925.2KQ1 2026OLDER
IHT Wealth Management, LLC$4.3B AUM0.03%$1M73.6KQ1 2026OLDER
GILL CAPITAL PARTNERS, LLC$348M AUM0.03%$104,4225.9KQ1 2026OLDER
D.A. DAVIDSON & CO.$16.5B AUM0.03%$4M236.3KQ1 2026OLDER
Cooper Financial Group$1.2B AUM0.02%$224,06212.0KQ4 2025OLDER
Sowell Financial Services LLC$2.7B AUM0.02%$641,52036.4KQ1 2026OLDER
AMERIFLEX GROUP, INC.$198M AUM0.02%$45,8382.6KQ1 2026OLDER
RVW Wealth, LLC$1.5B AUM0.02%$324,31617.8KQ2 2026
WPG Advisers, LLC$136M AUM0.02%$27,0271.5KQ1 2026OLDER
SILVER OAK SECURITIES, INCORPORATED$1.4B AUM0.02%$267,12415.2KQ1 2026OLDER
PRINCIPAL SECURITIES, INC.$6.8B AUM0.02%$1M70.3KQ1 2026OLDER
Kovack Advisors, Inc.$1.9B AUM0.02%$318,76818.1KQ1 2026OLDER
CALDWELL SUTTER CAPITAL, INC.$246M AUM0.01%$36,1422.0KQ1 2026OLDER
OPPENHEIMER & CO INC$8.2B AUM0.01%$1M67.3KQ1 2026OLDER
UHLMANN PRICE SECURITIES, LLC$1.5B AUM0.01%$202,53711.5KQ1 2026OLDER
Prospera Financial Services Inc$6.2B AUM0.01%$819,14246.5KQ1 2026OLDER
Icon Wealth Advisors, LLC$1.5B AUM0.01%$193,54910.6KQ1 2026OLDER
Thomas J. Herzfeld Advisors, Inc.$294M AUM0.01%$31,0641.8KQ1 2026OLDER
MORGAN STANLEY$1.67T AUM0.01%$171M9.20MQ1 2026OLDER
Capital Investment Advisors, LLC$6.8B AUM0.01%$699,31939.7KQ1 2026OLDER
Gateway Wealth Partners, LLC$2.6B AUM0.01%$249,92214.2KQ1 2026OLDER
INTEGRITY ALLIANCE, LLC.$2.6B AUM0.01%$253,62514.4KQ1 2026OLDER
Main Street Group, LTD$340M AUM0.01%$25,5641.4KQ1 2026OLDER
Colonial Trust Co / SC$735M AUM0.01%$54,6743.2KQ1 2026OLDER
GUGGENHEIM CAPITAL LLC$12.9B AUM0.01%$871,25749.4KQ1 2026OLDER
Mosley Wealth Management$221M AUM0.01%$14,363750Q1 2026OLDER
Pinnacle Wealth Planning Services, Inc.$968M AUM0.01%$61,2293.5KQ1 2026OLDER
XTX Topco Ltd$5.8B AUM0.01%$217,93911.7KQ4 2025OLDER
Fiera Capital Corp$29.2B AUM0.01%$2M91.3KQ3 2025OLDER
Aspect Partners, LLC$245M AUM0.01%$13,222750Q1 2026OLDER
NewEdge Advisors, LLC$27.7B AUM0.01%$1M82.8KQ2 2026
HOLLENCREST CAPITAL MANAGEMENT$2.7B AUM0.01%$139,2777.9KQ1 2026OLDER
Global Retirement Partners, LLC$5.6B AUM0.00%$262,22414.1KQ4 2025OLDER
LPL Financial LLC$376.6B AUM0.00%$17M948.8KQ1 2026OLDER
Spire Wealth Management$3.3B AUM0.00%$135,5127.5KQ2 2026
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$21M1.22MQ2 2026
Western Wealth Management, LLC$2.6B AUM0.00%$88,7695.0KQ1 2026OLDER
STIFEL FINANCIAL CORP$108.8B AUM0.00%$3M179.6KQ1 2026OLDER
Integrated Wealth Concepts LLC$12.5B AUM0.00%$362,65120.6KQ1 2026OLDER
Golden State Wealth Management, LLC$915M AUM0.00%$26,4451.5KQ1 2026OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$2M111.8KQ1 2026OLDER
CHOREO, LLC$8.1B AUM0.00%$227,81512.9KQ1 2026OLDER
Baird Financial Group, Inc.$64.0B AUM0.00%$2M99.6KQ1 2026OLDER
Ascentis Independent Advisors$1.3B AUM0.00%$33,9541.9KQ1 2026OLDER
SOA Wealth Advisors, LLC.$530M AUM0.00%$13,281753Q1 2026OLDER
COMERICA BANK$25.1B AUM0.00%$614,57333.0KQ4 2025OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$13M739.3KQ1 2026OLDER
ROTHSCHILD INVESTMENT LLC$1.9B AUM0.00%$42,3122.4KQ1 2026OLDER
Steward Partners Investment Advisory, LLC$19.6B AUM0.00%$424,64024.1KQ1 2026OLDER
Independent Advisor Alliance$9.3B AUM0.00%$197,04311.2KQ1 2026OLDER
Anchor Investment Management, LLC$1.2B AUM0.00%$24,2411.4KQ1 2026OLDER
IFP Advisors, Inc$4.8B AUM0.00%$91,3065.2KQ1 2026OLDER
MassMutual Private Wealth & Trust, FSB$3.9B AUM0.00%$72,9423.8KQ3 2025OLDER
Lido Advisors, LLC$32.7B AUM0.00%$596,86433.9KQ1 2026OLDER
Kestra Advisory Services, LLC$26.4B AUM0.00%$474,19926.9KQ1 2026OLDER
Inlight Wealth Management, LLC$270M AUM0.00%$4,716253Q4 2025OLDER
Invesco Ltd.$653.3B AUM0.00%$11M634.6KQ1 2026OLDER
Geneos Wealth Management Inc.$4.3B AUM0.00%$66,8883.8KQ1 2026OLDER
Cetera Investment Advisers$94.0B AUM0.00%$1M72.2KQ1 2026OLDER
CWM, LLC$38.1B AUM0.00%$514,08229.2KQ1 2026OLDER
&PARTNERS$20.2B AUM0.00%$247,46314.0KQ1 2026OLDER
North Star Investment Management Corp.$1.7B AUM0.00%$18,5121.1KQ1 2026OLDER
Citizens National Bank Trust Department$601M AUM0.00%$6,435365Q1 2026OLDER
FIFTH THIRD BANCORP$54.7B AUM0.00%$557,49931.6KQ1 2026OLDER
Rockefeller Capital Management L.P.$56.4B AUM0.00%$533,60030.3KQ1 2026OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$652,91037.0KQ1 2026OLDER
Larson Financial Group LLC$3.1B AUM0.00%$26,4451.5KQ1 2026OLDER
NBC SECURITIES, INC.$1.3B AUM0.00%$11,018625Q1 2026OLDER
Salomon & Ludwin, LLC$1.1B AUM0.00%$7,983450Q1 2026OLDER
Advisory Services Network, LLC$7.5B AUM0.00%$48,7472.8KQ1 2026OLDER
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM0.00%$305,04517.2KQ1 2026OLDER
Comprehensive Financial Planning, Inc./PA$144M AUM0.00%$81046Q1 2026OLDER
Concord Wealth Partners$770M AUM0.00%$4,041211Q3 2025OLDER
HIGHLINE WEALTH PARTNERS LLC$493M AUM0.00%$2,726150Q2 2026
ARMSTRONG ADVISORY GROUP, INC$1.5B AUM0.00%$8,128461Q1 2026OLDER
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$2M94.7KQ1 2026OLDER
BALYASNY ASSET MANAGEMENT L.P.$77.1B AUM0.00%$401,99721.0KQ3 2025OLDER
WOLVERINE ASSET MANAGEMENT LLC$10.4B AUM0.00%$52,0973.0KQ1 2026OLDER
Wilmington Savings Fund Society, FSB$4.2B AUM0.00%$20,7151.2KQ1 2026OLDER
UBS Group AG$666.3B AUM0.00%$3M158.6KQ1 2026OLDER
CENTRAL TRUST Co$5.1B AUM0.00%$21,1011.1KQ4 2025OLDER
Ameritas Advisory Services, LLC$2.6B AUM0.00%$5,285276Q3 2025OLDER
BIRCHBROOK, INC.$213M AUM0.00%$72740Q2 2026
TRUIST FINANCIAL CORP$74.2B AUM0.00%$208,06111.8KQ1 2026OLDER
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$1M57.0KQ1 2026OLDER
Arax Advisory Partners$3.5B AUM0.00%$8,815500Q1 2026OLDER
Creative Planning$147.4B AUM0.00%$297,74415.5KQ3 2025OLDER
Farther Finance Advisors, LLC$10.6B AUM0.00%$23,0601.3KQ1 2026OLDER
Allworth Financial LP$24.7B AUM0.00%$45,1332.6KQ1 2026OLDER
SageView Advisory Group, LLC$3.0B AUM0.00%$5,313285Q4 2025OLDER
AMERIPRISE FINANCIAL INC$431.8B AUM0.00%$763,76939.7KQ4 2025OLDER
MATHER GROUP, LLC.$10.0B AUM0.00%$12,831670Q3 2025OLDER
CoreCap Advisors, LLC$3.4B AUM0.00%$3,543185Q3 2025OLDER
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$2M96.2KQ1 2026OLDER
MILLENNIUM MANAGEMENT LLC$240.3B AUM0.00%$265,53413.9KQ3 2025OLDER
Blue Trust, Inc.$8.7B AUM0.00%$9,644547Q1 2026OLDER
CIBC Private Wealth Group LLC$59.2B AUM0.00%$49,1162.6KQ4 2025OLDER
Plante Moran Financial Advisors, LLC$1.5B AUM0.00%$1,18167Q1 2026OLDER
WHITTIER TRUST CO OF NEVADA INC$4.9B AUM0.00%$2,513141Q1 2026OLDER
HUNTINGTON NATIONAL BANK$18.1B AUM0.00%$8,216466Q1 2026OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$401,06522.7KQ1 2026OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$297,43616.9KQ1 2026OLDER
NORTHERN TRUST CORP$756.6B AUM0.00%$255,74813.4KQ3 2025OLDER
SIGNATUREFD, LLC$6.5B AUM0.00%$1,34076Q1 2026OLDER
Tower Research Capital LLC (TRC)$3.8B AUM0.00%$28015Q4 2025OLDER
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.00%$5,342303Q1 2026OLDER
CREATIVE FINANCIAL DESIGNS INC /ADV$1.6B AUM0.00%$452Q3 2025OLDER
JONES FINANCIAL COMPANIES LLLP$208.1B AUM0.00%$2,357136Q1 2026OLDER
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC$481.0B AUM0.00%$1,74599Q1 2026OLDER
ASSETMARK, INC$49.0B AUM0.00%$1599Q1 2026OLDER
BlackRock, Inc.$5.72T AUM0.00%$9,890561Q1 2026OLDER
JPMORGAN CHASE & CO$1.56T AUM0.00%$1,51588Q1 2026OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.