SEC 13F Intelligence

Managers / Q4 2020 · view latest →

Cetera Advisor Networks LLC

CIK 0001534468 · 200 N SEPULVEDA BLVD., SUITE 1300, EL SEGUNDO, CA, 90245 · 310-326-3100

Reported Value
$4.3B
Q4 2020
Positions
1,346
Filings on Record
23
2019–present window
Filed
Feb 17, 2021
original filing

Summary

Cetera Advisor Networks LLC reported $4.3B in U.S.-listed holdings across 1,346 positions for Q4 2020.

Its largest position, AAPL, represents 3.4% of the portfolio.

Compared with Q3 2020, the fund opened 195 new positions and exited 86.

Portfolio Metrics

Turnover
+5.8%
vs prior filed quarter
Top-10 Concentration
+21.2%
share of reported value
Largest Position
+3.4%
Apple
New / Exited
195 / 86
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $2.6BQ4 ’18Q1 ’19: $3.1BQ2 ’19: $3.3BQ3 ’19: $3.3BQ3 ’19Q4 ’19: $3.7BQ1 ’20: $3.0BQ2 ’20: $3.8BQ2 ’20Q3 ’20: $3.8BQ4 ’20: $4.3BQ1 ’21: $4.7BQ1 ’21Q2 ’21: $7.1BQ3 ’21: $7.4BQ4 ’21: $8.2BQ4 ’21Q1 ’22: $8.2BQ2 ’22: $7.8BQ3 ’22: $8.1BQ3 ’22Q4 ’22: $12.3BQ1 ’23: $13.6BQ2 ’23: $14.4BQ2 ’23Q3 ’23: $15.8BQ4 ’23: $18.0BQ1 ’24: $0Q1 ’24filingsflow.com

Portfolio Composition

By security type
ETP: 65.0%Common Stock: 28.9%Closed-End Fund: 2.6%Other: 2.0%REIT: 0.9%Other: 0.6%
  • ETP · 65.0% · $2.8B
  • Common Stock · 28.9% · $1.2B
  • Closed-End Fund · 2.6% · $113M
  • Other · 2.0% · $87M
  • REIT · 0.9% · $39M
  • Other · 0.6% · $26M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
INNOVATOR ETFS TRNEW+499.2K499.2K+$14M$14M
INNOVATOR ETFS TRNEW+262.1K262.1K+$7M$7M
ISHARES TRNEW+54.3K54.3K+$3M$3M
GLOBAL X FDSNEW+92.3K92.3K+$3M$3M
INNOVATOR ETFS TRNEW+88.4K88.4K+$2M$2M
NRGXEURPIMCO ENRGY TACTICAL CR OPPNEW+259.7K259.7K+$2M$2M
INNOVATOR ETFS TRNEW+48.8K48.8K+$1M$1M
MSTBETF SER SOLUTIONSNEW+49.5K49.5K+$1M$1M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2020

29 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ISHARES TRRUS 1000 GRW ETF · CORE S&P500 ETF · MSCI USA MMENTM · MSCI USA MIN VOL · CORE US AGGBD ET · CORE S&P SCP ETF · CORE MSCI EAFE · CORE DIV GRWTH · RUS 2000 GRW ETF · RUS 2000 VAL ETF · CORE S&P MCP ETF · RUS 1000 VAL ETF · RUS MID CAP ETF · PFD AND INCM SEC · RUSSELL 2000 ETF14.53%$628M5.43M
2VTVVANGUARD INDEX FDSS&P 500 ETF SHS · SMALL CP ETF · VALUE ETF · GROWTH ETF · TOTAL STK MKT5.94%$256M1.06M
3AAPLAPPLE INChistory →COM3.39%$146M1.10M
4NDQINVESCO QQQ TRhistory →UNIT SER 12.47%$107M340.0K
5SPDR S&P 500 ETF TRTR UNIT1.95%$84M225.2K
6PACER FDS TRUS CASH COWS 100 · TRENDPILOT US BD · TRENDP US LAR CP1.78%$77M2.44M
7AMZNAMAZON COM INChistory →COM1.56%$68M20.7K
8MSFTMICROSOFT CORPhistory →COM1.51%$65M293.0K
9SELECT SECTOR SPDR TRTECHNOLOGY · SBI CONS DISCR1.22%$53M377.0K
10FIRST TR EXCHANGE-TRADED FDCAP STRENGTH ETF1.21%$52M776.6K
11VANGUARD WHITEHALL FDSHIGH DIV YLD0.99%$43M465.4K
12VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD0.67%$29M348.1K
13GQ9SPDR GOLD TRhistory →GOLD SHS0.66%$29M160.2K
14GOLDMAN SACHS ETF TRACTIVEBETA US LG0.61%$27M350.1K
15INVESCO EXCHANGE TRADED FD TFTSE RAFI 10000.60%$26M195.0K
16VANGUARD SPECIALIZED FUNDSDIV APP ETF0.57%$25M174.0K
17BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW0.55%$24M102.7K
18JNJJOHNSON & JOHNSONhistory →COM0.52%$22M142.9K
19BACVERIZON COMMUNICATIONS INChistory →COM0.51%$22M376.8K
20TAT&T INChistory →COM0.50%$22M755.6K
21FIRST TR VALUE LINE DIVID INSHS0.50%$22M617.8K
22PGPROCTER AND GAMBLE COhistory →COM0.49%$21M152.3K
23SPDR SER TRS&P DIVID ETF0.47%$20M189.9K
24DISDISNEY WALT COhistory →COM0.43%$19M103.6K
25WISDOMTREE TRUS HIGH DIVIDEND0.43%$19M268.8K
26TSLATESLA INChistory →COM0.42%$18M25.9K
27JOHN HANCOCK EXCHANGE TRADEDMULTIFACTOR MI0.41%$18M397.7K
28VANGUARD WORLD FDSINF TECH ETF0.41%$18M49.9K
29HDHOME DEPOT INChistory →COM0.40%$17M65.4K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2024$01May 24, 2024RESTATEMENTchanges · EDGAR ↗
Q4 2023$18.0B2,777Feb 13, 202413F-HRchanges · EDGAR ↗
Q3 2023$15.8B2,711Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$14.4B2,600Aug 10, 202313F-HRchanges · EDGAR ↗
Q1 2023$13.6B2,595May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$12.3B2,546Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$8.1B2,096Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$7.8B2,064Aug 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$8.2B2,067May 12, 202213F-HRchanges · EDGAR ↗
Q4 2021$8.2B2,036Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$7.4B1,957Nov 16, 202113F-HRchanges · EDGAR ↗
Q2 2021$7.1B1,901Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$4.7B1,476May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$4.3B1,346Feb 17, 202113F-HRchanges · EDGAR ↗
Q3 2020$3.8B1,235Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$3.8B3,484Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$3.0B1,116May 8, 202013F-HRchanges · EDGAR ↗
Q4 2019$3.7B1,245Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$3.3B1,199Nov 6, 201913F-HRchanges · EDGAR ↗
Q2 2019$3.3B1,195Aug 12, 201913F-HRchanges · EDGAR ↗
Q1 2019$3.1B1,151May 6, 201913F-HRchanges · EDGAR ↗
Q4 2018$2.6B1,030Feb 15, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.