SEC 13F Intelligence

Managers / Q3 2020 · view latest →

Cetera Advisor Networks LLC

CIK 0001534468 · 200 N SEPULVEDA BLVD., SUITE 1300, EL SEGUNDO, CA, 90245 · 310-326-3100

Reported Value
$3.8B
Q3 2020
Positions
1,235
Filings on Record
23
2019–present window
Filed
Nov 13, 2020
original filing

Summary

Cetera Advisor Networks LLC reported $3.8B in U.S.-listed holdings across 1,235 positions for Q3 2020.

Its largest position, AAPL, represents 3.4% of the portfolio.

Compared with Q2 2020, the fund opened 26 new positions and exited 2275.

Portfolio Metrics

Turnover
+8.2%
vs prior filed quarter
Top-10 Concentration
+21.9%
share of reported value
Largest Position
+3.4%
Apple
New / Exited
26 / 2275
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $2.6BQ4 ’18Q1 ’19: $3.1BQ2 ’19: $3.3BQ3 ’19: $3.3BQ3 ’19Q4 ’19: $3.7BQ1 ’20: $3.0BQ2 ’20: $3.8BQ2 ’20Q3 ’20: $3.8BQ4 ’20: $4.3BQ1 ’21: $4.7BQ1 ’21Q2 ’21: $7.1BQ3 ’21: $7.4BQ4 ’21: $8.2BQ4 ’21Q1 ’22: $8.2BQ2 ’22: $7.8BQ3 ’22: $8.1BQ3 ’22Q4 ’22: $12.3BQ1 ’23: $13.6BQ2 ’23: $14.4BQ2 ’23Q3 ’23: $15.8BQ4 ’23: $18.0BQ1 ’24: $0Q1 ’24filingsflow.com

Portfolio Composition

By security type
ETP: 65.0%Common Stock: 29.2%Closed-End Fund: 2.5%Other: 1.8%REIT: 0.9%Other: 0.6%
  • ETP · 65.0% · $2.5B
  • Common Stock · 29.2% · $1.1B
  • Closed-End Fund · 2.5% · $97M
  • Other · 1.8% · $67M
  • REIT · 0.9% · $34M
  • Other · 0.6% · $23M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
WISDOMTREE TRNEW+102.6K102.6K+$3M$3M
AMPLIFY ETF TRNEW+62.6K62.6K+$2M$2M
PERSHING SQUARE TONTINE HLDGNEW+36.9K36.9K+$838,000$838,000
ONTRAK INCNEW+13.3K13.3K+$798,000$798,000
FIRST TR EXCHNG TRADED FD VINEW+21.3K21.3K+$652,000$652,000
SNOWSNOWFLAKE INCNEW+2.1K2.1K+$526,000$526,000
SPARTAN ENERGY ACQUISITION CNEW+34.1K34.1K+$491,000$491,000
FIRST TR EXCHNG TRADED FD VINEW+12.9K12.9K+$385,000$385,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2020

29 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ISHARES TRRUS 1000 GRW ETF · CORE S&P500 ETF · MSCI USA MIN VOL · MSCI USA MMENTM · CORE US AGGBD ET · US TREAS BD ETF · CORE S&P SCP ETF · CORE MSCI EAFE · RUS 2000 GRW ETF · CORE DIV GRWTH · CORE S&P MCP ETF · RUS 1000 VAL ETF · PFD AND INCM SEC · RUS MID CAP ETF · 20 YR TR BD ETF15.30%$588M6.44M
2VTVVANGUARD INDEX FDSS&P 500 ETF SHS · SMALL CP ETF · VALUE ETF · GROWTH ETF4.48%$172M830.3K
3AAPLAPPLE INChistory →COM3.41%$131M1.13M
4NDQINVESCO QQQ TRhistory →UNIT SER 12.47%$95M342.1K
5SPDR S&P 500 ETF TRTR UNIT1.94%$74M222.2K
6PACER FDS TRUS CASH COWS 100 · TRENDP US LAR CP · TRENDPILOT US BD1.84%$71M2.52M
7MSFTMICROSOFT CORPhistory →COM1.68%$65M307.1K
8AMZNAMAZON COM INChistory →COM1.63%$63M19.9K
9FIRST TR EXCHANGE-TRADED FDCAP STRENGTH ETF1.33%$51M805.8K
10SELECT SECTOR SPDR TRTECHNOLOGY · SBI HEALTHCARE1.10%$42M379.1K
11WISDOMTREE TRUS MIDCAP DIVID · US HIGH DIVIDEND0.97%$37M974.6K
12VANGUARD WHITEHALL FDSHIGH DIV YLD0.95%$37M452.3K
13GLOBAL X FDSADAPTIVE US0.93%$36M1.63M
14INVESCO EXCHANGE TRADED FD TFTSE RAFI 10000.74%$28M248.4K
15GQ9SPDR GOLD TRhistory →GOLD SHS0.73%$28M158.8K
16VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD0.71%$27M328.5K
17INVESTMENT MANAGERS SER TRKNLDG LD ETF0.66%$25M665.9K
18BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW0.63%$24M112.8K
19GOLDMAN SACHS ETF TRACTIVEBETA US LG0.62%$24M352.4K
20PGPROCTER AND GAMBLE COhistory →COM0.61%$23M168.1K
21BACVERIZON COMMUNICATIONS INChistory →COM0.59%$23M379.3K
22BABOEING COhistory →COM0.58%$22M134.2K
23VANGUARD SPECIALIZED FUNDSDIV APP ETF0.58%$22M172.1K
24JNJJOHNSON & JOHNSONhistory →COM0.56%$22M144.6K
25TAT&T INChistory →COM0.54%$21M728.2K
26FIRST TR VALUE LINE DIVID INSHS0.51%$20M629.1K
27SPDR SER TRS&P DIVID ETF0.46%$18M189.5K
28HDHOME DEPOT INChistory →COM0.45%$17M61.7K
29VVISA INChistory →COM CL A0.39%$15M74.7K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2024$01May 24, 2024RESTATEMENTchanges · EDGAR ↗
Q4 2023$18.0B2,777Feb 13, 202413F-HRchanges · EDGAR ↗
Q3 2023$15.8B2,711Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$14.4B2,600Aug 10, 202313F-HRchanges · EDGAR ↗
Q1 2023$13.6B2,595May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$12.3B2,546Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$8.1B2,096Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$7.8B2,064Aug 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$8.2B2,067May 12, 202213F-HRchanges · EDGAR ↗
Q4 2021$8.2B2,036Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$7.4B1,957Nov 16, 202113F-HRchanges · EDGAR ↗
Q2 2021$7.1B1,901Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$4.7B1,476May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$4.3B1,346Feb 17, 202113F-HRchanges · EDGAR ↗
Q3 2020$3.8B1,235Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$3.8B3,484Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$3.0B1,116May 8, 202013F-HRchanges · EDGAR ↗
Q4 2019$3.7B1,245Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$3.3B1,199Nov 6, 201913F-HRchanges · EDGAR ↗
Q2 2019$3.3B1,195Aug 12, 201913F-HRchanges · EDGAR ↗
Q1 2019$3.1B1,151May 6, 201913F-HRchanges · EDGAR ↗
Q4 2018$2.6B1,030Feb 15, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.