SEC 13F Intelligence

Managers / Q3 2019 · view latest →

Cetera Advisor Networks LLC

CIK 0001534468 · 200 N SEPULVEDA BLVD., SUITE 1300, EL SEGUNDO, CA, 90245 · 310-326-3100

Reported Value
$3.3B
Q3 2019
Positions
1,199
Filings on Record
23
2019–present window
Filed
Nov 6, 2019
original filing

Summary

Cetera Advisor Networks LLC reported $3.3B in U.S.-listed holdings across 1,199 positions for Q3 2019.

Its largest position, Ishares Tr, represents 3.0% of the portfolio.

Compared with Q2 2019, the fund opened 84 new positions and exited 81.

Portfolio Metrics

Turnover
+5.2%
vs prior filed quarter
Top-10 Concentration
+18.9%
share of reported value
Largest Position
+3.0%
Ishares Tr
New / Exited
84 / 81
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $2.6BQ4 ’18Q1 ’19: $3.1BQ2 ’19: $3.3BQ3 ’19: $3.3BQ3 ’19Q4 ’19: $3.7BQ1 ’20: $3.0BQ2 ’20: $3.8BQ2 ’20Q3 ’20: $3.8BQ4 ’20: $4.3BQ1 ’21: $4.7BQ1 ’21Q2 ’21: $7.1BQ3 ’21: $7.4BQ4 ’21: $8.2BQ4 ’21Q1 ’22: $8.2BQ2 ’22: $7.8BQ3 ’22: $8.1BQ3 ’22Q4 ’22: $12.3BQ1 ’23: $13.6BQ2 ’23: $14.4BQ2 ’23Q3 ’23: $15.8BQ4 ’23: $18.0BQ1 ’24: $0Q1 ’24filingsflow.com

Portfolio Composition

By security type
ETP: 64.7%Common Stock: 27.2%Closed-End Fund: 3.5%Other: 2.4%REIT: 1.5%Other: 0.8%
  • ETP · 64.7% · $2.1B
  • Common Stock · 27.2% · $900M
  • Closed-End Fund · 3.5% · $115M
  • Other · 2.4% · $78M
  • REIT · 1.5% · $49M
  • Other · 0.8% · $28M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
BXBLACKSTONE GROUP INCNEW+42.5K42.5K+$2M$2M
WW6WW INTL INCNEW+41.5K41.5K+$2M$2M
PGIM ETF TRNEW+29.8K29.8K+$1M$1M
JANUS DETROIT STR TRNEW+27.2K27.2K+$1M$1M
APOEURAPOLLO GLOBAL MGMT INCNEW+32.6K32.6K+$1M$1M
INNOVATOR ETFS TRNEW+39.8K39.8K+$1M$1M
FIRST TR EXCHNG TRADED FD VINEW+19.0K19.0K+$999,000$999,000
INNOVATOR ETFS TRNEW+30.2K30.2K+$762,000$762,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2019

30 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ISHARES TRRUS 1000 GRW ETF · MSCI MIN VOL ETF · CORE S&P500 ETF · USA MOMENTUM FCT · RUS 1000 VAL ETF · CORE S&P SCP ETF · CORE S&P MCP ETF · CORE US AGGBD ET · RUS 2000 GRW ETF · CORE MSCI EAFE · MSCI EMG MKT ETF · 20 YR TR BD ETF · MIN VOL EAFE ETF · RUS MID CAP ETF · MSCI EAFE ETF17.62%$584M5.76M
2VTVVANGUARD INDEX FDSS&P 500 ETF SHS · TOTAL STK MKT · VALUE ETF · SMALL CP ETF4.14%$137M774.5K
3SPDR S&P 500 ETF TRTR UNIT1.94%$64M216.4K
4AAPLAPPLE INChistory →COM1.88%$62M278.6K
5PACER FDS TRUS CASH COWS 100 · TRENDP US LAR CP1.87%$62M2.07M
6NDQINVESCO QQQ TRhistory →UNIT SER 11.83%$60M320.4K
7INVESCO EXCHANGE TRADED FD TFTSE RAFI 1000 · S&P500 EQL WGT1.81%$60M524.0K
8GLOBAL X FDSADAPTIVE US1.71%$57M2.26M
9WISDOMTREE TRUS MIDCAP DIVID · US HIGH DIVIDEND1.31%$43M912.4K
10MSFTMICROSOFT CORPhistory →COM1.25%$41M296.6K
11FIRST TR EXCHANGE TRADED FDDORSEY WRT 5 ETF1.20%$40M1.35M
12VANGUARD WHITEHALL FDS INCHIGH DIV YLD1.07%$36M400.6K
13AMZNAMAZON COM INChistory →COM0.81%$27M15.6K
14EXCHANGE LISTED FDS TRKNLDG LD WD ETF0.78%$26M769.9K
15BABOEING COhistory →COM0.78%$26M67.7K
16BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW0.76%$25M120.5K
17TAT&T INChistory →COM0.70%$23M611.6K
18CHVCHEVRON CORP NEWhistory →COM0.66%$22M184.9K
19BACVERIZON COMMUNICATIONS INChistory →COM0.66%$22M362.3K
20PGPROCTER & GAMBLE COhistory →COM0.65%$21M172.1K
21VANGUARD GROUPDIV APP ETF0.61%$20M168.8K
22ISHARES INCMIN VOL GBL ETF0.59%$19M205.0K
23GQ9SPDR GOLD TRUSThistory →GOLD SHS0.58%$19M138.2K
24EXMOCEXXON MOBIL CORPhistory →COM0.56%$19M262.7K
25JNJJOHNSON & JOHNSONhistory →COM0.53%$18M136.6K
26SPDR SERIES TRUSTS&P DIVID ETF0.51%$17M164.1K
27VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF0.44%$15M196.1K
28FIRST TR VALUE LINE DIVID INSHS0.44%$15M418.4K
29OREALTY INCOME CORPhistory →COM0.43%$14M187.4K
30VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD0.42%$14M172.3K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2024$01May 24, 2024RESTATEMENTchanges · EDGAR ↗
Q4 2023$18.0B2,777Feb 13, 202413F-HRchanges · EDGAR ↗
Q3 2023$15.8B2,711Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$14.4B2,600Aug 10, 202313F-HRchanges · EDGAR ↗
Q1 2023$13.6B2,595May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$12.3B2,546Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$8.1B2,096Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$7.8B2,064Aug 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$8.2B2,067May 12, 202213F-HRchanges · EDGAR ↗
Q4 2021$8.2B2,036Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$7.4B1,957Nov 16, 202113F-HRchanges · EDGAR ↗
Q2 2021$7.1B1,901Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$4.7B1,476May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$4.3B1,346Feb 17, 202113F-HRchanges · EDGAR ↗
Q3 2020$3.8B1,235Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$3.8B3,484Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$3.0B1,116May 8, 202013F-HRchanges · EDGAR ↗
Q4 2019$3.7B1,245Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$3.3B1,199Nov 6, 201913F-HRchanges · EDGAR ↗
Q2 2019$3.3B1,195Aug 12, 201913F-HRchanges · EDGAR ↗
Q1 2019$3.1B1,151May 6, 201913F-HRchanges · EDGAR ↗
Q4 2018$2.6B1,030Feb 15, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.