SEC 13F Intelligence

Managers / Q1 2020 · view latest →

Cetera Advisor Networks LLC

CIK 0001534468 · 200 N SEPULVEDA BLVD., SUITE 1300, EL SEGUNDO, CA, 90245 · 310-326-3100

Reported Value
$3.0B
Q1 2020
Positions
1,116
Filings on Record
23
2019–present window
Filed
May 8, 2020
original filing

Summary

Cetera Advisor Networks LLC reported $3.0B in U.S.-listed holdings across 1,116 positions for Q1 2020.

Its largest position, Ishares Tr, represents 3.1% of the portfolio.

Compared with Q4 2019, the fund opened 78 new positions and exited 207.

Portfolio Metrics

Turnover
+9.3%
vs prior filed quarter
Top-10 Concentration
+20.8%
share of reported value
Largest Position
+3.1%
Ishares Tr
New / Exited
78 / 207
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $2.6BQ4 ’18Q1 ’19: $3.1BQ2 ’19: $3.3BQ3 ’19: $3.3BQ3 ’19Q4 ’19: $3.7BQ1 ’20: $3.0BQ2 ’20: $3.8BQ2 ’20Q3 ’20: $3.8BQ4 ’20: $4.3BQ1 ’21: $4.7BQ1 ’21Q2 ’21: $7.1BQ3 ’21: $7.4BQ4 ’21: $8.2BQ4 ’21Q1 ’22: $8.2BQ2 ’22: $7.8BQ3 ’22: $8.1BQ3 ’22Q4 ’22: $12.3BQ1 ’23: $13.6BQ2 ’23: $14.4BQ2 ’23Q3 ’23: $15.8BQ4 ’23: $18.0BQ1 ’24: $0Q1 ’24filingsflow.com

Portfolio Composition

By security type
ETP: 67.3%Common Stock: 26.2%Closed-End Fund: 2.8%Other: 2.2%REIT: 0.9%Other: 0.7%
  • ETP · 67.3% · $2.0B
  • Common Stock · 26.2% · $793M
  • Closed-End Fund · 2.8% · $84M
  • Other · 2.2% · $66M
  • REIT · 0.9% · $27M
  • Other · 0.7% · $20M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ABSOLUTE SHS TRNEW+525.8K525.8K+$9M$9M
ISHARES TRNEW+144.6K144.6K+$4M$4M
ISHARES TRNEW+76.4K76.4K+$3M$3M
ISHARES INCNEW+27.3K27.3K+$2M$2M
INNOVATOR ETFS TRNEW+96.1K96.1K+$2M$2M
INNOVATOR ETFS TRNEW+87.4K87.4K+$2M$2M
TRANE TECHNOLOGIES PLCNEW+24.0K24.0K+$2M$2M
WISDOMTREE TRNEW+52.9K52.9K+$2M$2M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2020

29 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ISHARES TRRUS 1000 GRW ETF · CORE S&P500 ETF · MSCI MIN VOL ETF · USA MOMENTUM FCT · CORE US AGGBD ET · CORE S&P SCP ETF · RUS 1000 VAL ETF · RUS 2000 GRW ETF · CORE MSCI EAFE · 1 3 YR TREAS BD · MSCI EMG MKT ETF · CORE S&P MCP ETF · CORE DIV GRWTH · MIN VOL EAFE ETF · PFD AND INCM SEC16.73%$507M6.05M
2VTVVANGUARD INDEX FDSS&P 500 ETF SHS · TOTAL STK MKT · VALUE ETF · SMALL CP ETF · GROWTH ETF5.42%$164M1.03M
3AAPLAPPLE INChistory →COM2.35%$71M280.2K
4SPDR S&P 500 ETF TRTR UNIT2.07%$63M243.3K
5NDQINVESCO QQQ TRhistory →UNIT SER 11.88%$57M298.7K
6GOLDMAN SACHS ETF TRACCES TREASURY · ACTIVEBETA US LG1.82%$55M702.8K
7PACER FDS TRUS CASH COWS 100 · TRENDP US LAR CP1.56%$47M1.94M
8MSFTMICROSOFT CORPhistory →COM1.55%$47M298.0K
9FIRST TR EXCHANGE-TRADED FDCAP STRENGTH ETF1.19%$36M723.0K
10AMZNAMAZON COM INChistory →COM1.14%$35M17.8K
11WISDOMTREE TRUS MIDCAP DIVID · US HIGH DIVIDEND1.14%$34M1.06M
12GLOBAL X FDSADAPTIVE US1.01%$31M1.72M
13VANGUARD WHITEHALL FDSHIGH DIV YLD0.96%$29M411.2K
14INVESCO EXCHANGE TRADED FD TFTSE RAFI 10000.84%$25M274.4K
15VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD0.77%$23M294.7K
16EXCHANGE LISTED FDS TRKNLDG LD WD ETF0.72%$22M756.0K
17BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW0.68%$21M113.2K
18ISHARES INCMIN VOL GBL ETF0.67%$20M254.3K
19BACVERIZON COMMUNICATIONS INChistory →COM0.67%$20M378.1K
20FIRST TR VALUE LINE DIVID INSHS0.66%$20M722.6K
21BABOEING COhistory →COM0.66%$20M134.1K
22TAT&T INChistory →COM0.64%$19M661.1K
23GQ9SPDR GOLD TRUSThistory →GOLD SHS0.63%$19M128.5K
24PGPROCTER & GAMBLE COhistory →COM0.61%$18M168.2K
25JNJJOHNSON & JOHNSONhistory →COM0.58%$18M133.6K
26VANGUARD SPECIALIZED FUNDSDIV APP ETF0.57%$17M168.1K
27SELECT SECTOR SPDR TRTECHNOLOGY0.51%$15M190.9K
28SPDR SER TRS&P DIVID ETF0.48%$15M184.6K
29J P MORGAN EXCHANGE-TRADED FULTRA SHRT INC0.46%$14M278.5K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2024$01May 24, 2024RESTATEMENTchanges · EDGAR ↗
Q4 2023$18.0B2,777Feb 13, 202413F-HRchanges · EDGAR ↗
Q3 2023$15.8B2,711Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$14.4B2,600Aug 10, 202313F-HRchanges · EDGAR ↗
Q1 2023$13.6B2,595May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$12.3B2,546Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$8.1B2,096Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$7.8B2,064Aug 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$8.2B2,067May 12, 202213F-HRchanges · EDGAR ↗
Q4 2021$8.2B2,036Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$7.4B1,957Nov 16, 202113F-HRchanges · EDGAR ↗
Q2 2021$7.1B1,901Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$4.7B1,476May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$4.3B1,346Feb 17, 202113F-HRchanges · EDGAR ↗
Q3 2020$3.8B1,235Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$3.8B3,484Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$3.0B1,116May 8, 202013F-HRchanges · EDGAR ↗
Q4 2019$3.7B1,245Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$3.3B1,199Nov 6, 201913F-HRchanges · EDGAR ↗
Q2 2019$3.3B1,195Aug 12, 201913F-HRchanges · EDGAR ↗
Q1 2019$3.1B1,151May 6, 201913F-HRchanges · EDGAR ↗
Q4 2018$2.6B1,030Feb 15, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.