SEC 13F Intelligence

Managers / Q1 2021 · view latest →

Cetera Advisor Networks LLC

CIK 0001534468 · 200 N SEPULVEDA BLVD., SUITE 1300, EL SEGUNDO, CA, 90245 · 310-326-3100

Reported Value
$4.7B
Q1 2021
Positions
1,476
Filings on Record
23
2019–present window
Filed
May 17, 2021
original filing

Summary

Cetera Advisor Networks LLC reported $4.7B in U.S.-listed holdings across 1,476 positions for Q1 2021.

Its largest position, AAPL, represents 3.0% of the portfolio.

Compared with Q4 2020, the fund opened 239 new positions and exited 109.

Portfolio Metrics

Turnover
+6.8%
vs prior filed quarter
Top-10 Concentration
+19.1%
share of reported value
Largest Position
+3.0%
Apple
New / Exited
239 / 109
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $2.6BQ4 ’18Q1 ’19: $3.1BQ2 ’19: $3.3BQ3 ’19: $3.3BQ3 ’19Q4 ’19: $3.7BQ1 ’20: $3.0BQ2 ’20: $3.8BQ2 ’20Q3 ’20: $3.8BQ4 ’20: $4.3BQ1 ’21: $4.7BQ1 ’21Q2 ’21: $7.1BQ3 ’21: $7.4BQ4 ’21: $8.2BQ4 ’21Q1 ’22: $8.2BQ2 ’22: $7.8BQ3 ’22: $8.1BQ3 ’22Q4 ’22: $12.3BQ1 ’23: $13.6BQ2 ’23: $14.4BQ2 ’23Q3 ’23: $15.8BQ4 ’23: $18.0BQ1 ’24: $0Q1 ’24filingsflow.com

Portfolio Composition

By security type
ETP: 65.1%Common Stock: 28.6%Closed-End Fund: 2.6%Other: 2.1%REIT: 1.0%Other: 0.6%
  • ETP · 65.1% · $3.1B
  • Common Stock · 28.6% · $1.3B
  • Closed-End Fund · 2.6% · $124M
  • Other · 2.1% · $98M
  • REIT · 1.0% · $45M
  • Other · 0.6% · $30M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
GLOBAL X FDSNEW+1.14M1.14M+$30M$30M
PACER FDS TRNEW+328.6K328.6K+$13M$13M
FIRST TR EXCHNG TRADED FD VINEW+234.8K234.8K+$7M$7M
INNOVATOR ETFS TRNEW+203.3K203.3K+$5M$5M
ISHARES TRNEW+80.7K80.7K+$5M$5M
VANGUARD SCOTTSDALE FDSNEW+53.0K53.0K+$4M$4M
RCSPIMCO STRATEGIC INCOME FDNEW+483.8K483.8K+$4M$4M
GLOBAL X FDSNEW+108.7K108.7K+$3M$3M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2021

29 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ISHARES TRCORE S&P500 ETF · RUS 1000 GRW ETF · CORE S&P SCP ETF · CORE US AGGBD ET · MSCI USA MIN VOL · US TREAS BD ETF · CORE MSCI EAFE · CORE DIV GRWTH · RUS 2000 VAL ETF · RUS 2000 GRW ETF · MSCI USA MMENTM · RUS 1000 VAL ETF · CORE S&P MCP ETF · RUS MID CAP ETF · RUSSELL 2000 ETF · PFD AND INCM SEC14.77%$696M7.09M
2VTVVANGUARD INDEX FDSS&P 500 ETF SHS · VALUE ETF · SMALL CP ETF · GROWTH ETF · TOTAL STK MKT5.26%$248M1.02M
3AAPLAPPLE INChistory →COM3.03%$143M1.17M
4NDQINVESCO QQQ TRhistory →UNIT SER 12.13%$100M314.1K
5SPDR S&P 500 ETF TRTR UNIT1.77%$84M210.9K
6MSFTMICROSOFT CORPhistory →COM1.49%$70M298.1K
7AMZNAMAZON COM INChistory →COM1.38%$65M21.0K
8PACER FDS TRTRENDPILOT US BD · US CASH COWS 1001.21%$57M1.86M
9RDVYFIRST TR EXCHANGE-TRADED FDCAP STRENGTH ETF · RISNG DIVD ACHIV1.05%$50M864.9K
10VANGUARD WHITEHALL FDSHIGH DIV YLD1.04%$49M484.6K
11SELECT SECTOR SPDR TRTECHNOLOGY0.69%$33M244.9K
12GOLDMAN SACHS ETF TRACTIVEBETA US LG0.63%$30M374.2K
13GLOBAL X FDSADAPTIVE US RISK0.63%$30M1.14M
14BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW0.55%$26M101.0K
15INVESCO EXCHANGE TRADED FD TFTSE RAFI 10000.55%$26M170.0K
16SPDR SER TRS&P DIVID ETF0.54%$25M213.7K
17JNJJOHNSON & JOHNSONhistory →COM0.53%$25M153.4K
18MSTBETF SER SOLUTIONShistory →LHA MKT ST TACTL0.53%$25M874.7K
19FIRST TR VALUE LINE DIVID INSHS0.53%$25M653.1K
20TAT&T INChistory →COM0.50%$24M785.1K
21VANGUARD SPECIALIZED FUNDSDIV APP ETF0.50%$23M158.7K
22BACVERIZON COMMUNICATIONS INChistory →COM0.47%$22M381.5K
23VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD0.47%$22M265.8K
24GQ9SPDR GOLD TRhistory →GOLD SHS0.46%$22M135.2K
25PGPROCTER AND GAMBLE COhistory →COM0.45%$21M155.2K
26HDHOME DEPOT INChistory →COM0.43%$20M67.1K
27DISDISNEY WALT COhistory →COM0.42%$20M108.1K
28JOHN HANCOCK EXCHANGE TRADEDMULTIFACTOR MI0.42%$20M404.9K
29WISDOMTREE TRUS HIGH DIVIDEND0.41%$19M251.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2024$01May 24, 2024RESTATEMENTchanges · EDGAR ↗
Q4 2023$18.0B2,777Feb 13, 202413F-HRchanges · EDGAR ↗
Q3 2023$15.8B2,711Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$14.4B2,600Aug 10, 202313F-HRchanges · EDGAR ↗
Q1 2023$13.6B2,595May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$12.3B2,546Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$8.1B2,096Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$7.8B2,064Aug 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$8.2B2,067May 12, 202213F-HRchanges · EDGAR ↗
Q4 2021$8.2B2,036Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$7.4B1,957Nov 16, 202113F-HRchanges · EDGAR ↗
Q2 2021$7.1B1,901Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$4.7B1,476May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$4.3B1,346Feb 17, 202113F-HRchanges · EDGAR ↗
Q3 2020$3.8B1,235Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$3.8B3,484Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$3.0B1,116May 8, 202013F-HRchanges · EDGAR ↗
Q4 2019$3.7B1,245Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$3.3B1,199Nov 6, 201913F-HRchanges · EDGAR ↗
Q2 2019$3.3B1,195Aug 12, 201913F-HRchanges · EDGAR ↗
Q1 2019$3.1B1,151May 6, 201913F-HRchanges · EDGAR ↗
Q4 2018$2.6B1,030Feb 15, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.