SEC 13F Intelligence

Managers / Q4 2019 · view latest →

Cetera Advisor Networks LLC

CIK 0001534468 · 200 N SEPULVEDA BLVD., SUITE 1300, EL SEGUNDO, CA, 90245 · 310-326-3100

Reported Value
$3.7B
Q4 2019
Positions
1,245
Filings on Record
23
2019–present window
Filed
Feb 10, 2020
original filing

Summary

Cetera Advisor Networks LLC reported $3.7B in U.S.-listed holdings across 1,245 positions for Q4 2019.

Its largest position, Ishares Tr, represents 3.0% of the portfolio.

Compared with Q3 2019, the fund opened 102 new positions and exited 55.

Portfolio Metrics

Turnover
+3.1%
vs prior filed quarter
Top-10 Concentration
+20.0%
share of reported value
Largest Position
+3.0%
Ishares Tr
New / Exited
102 / 55
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $2.6BQ4 ’18Q1 ’19: $3.1BQ2 ’19: $3.3BQ3 ’19: $3.3BQ3 ’19Q4 ’19: $3.7BQ1 ’20: $3.0BQ2 ’20: $3.8BQ2 ’20Q3 ’20: $3.8BQ4 ’20: $4.3BQ1 ’21: $4.7BQ1 ’21Q2 ’21: $7.1BQ3 ’21: $7.4BQ4 ’21: $8.2BQ4 ’21Q1 ’22: $8.2BQ2 ’22: $7.8BQ3 ’22: $8.1BQ3 ’22Q4 ’22: $12.3BQ1 ’23: $13.6BQ2 ’23: $14.4BQ2 ’23Q3 ’23: $15.8BQ4 ’23: $18.0BQ1 ’24: $0Q1 ’24filingsflow.com

Portfolio Composition

By security type
ETP: 65.1%Common Stock: 27.4%Closed-End Fund: 3.2%Other: 2.2%REIT: 1.3%Other: 0.8%
  • ETP · 65.1% · $2.4B
  • Common Stock · 27.4% · $1.0B
  • Closed-End Fund · 3.2% · $118M
  • Other · 2.2% · $83M
  • REIT · 1.3% · $48M
  • Other · 0.8% · $30M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
TFCTRUIST FINL CORPNEW+45.8K45.8K+$2M$2M
CCORLISTED FD TRNEW+79.6K79.6K+$2M$2M
SPDR SERIES TRUSTNEW+43.5K43.5K+$2M$2M
FIRST TR EXCHANGE TRADED FDNEW+26.9K26.9K+$1M$1M
AMPLIFY ETF TRNEW+66.2K66.2K+$1M$1M
GOLDMAN SACHS ETF TRNEW+19.8K19.8K+$1M$1M
INNOVATOR ETFS TRNEW+35.0K35.0K+$975,000$975,000
VANGUARD WORLD FDSNEW+4.7K4.7K+$882,000$882,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2019

29 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ISHARES TRRUS 1000 GRW ETF · RUS 1000 VAL ETF · CORE S&P500 ETF · MSCI MIN VOL ETF · USA MOMENTUM FCT · CORE US AGGBD ET · CORE S&P SCP ETF · CORE MSCI EAFE · CORE S&P MCP ETF · MSCI EMG MKT ETF · MIN VOL EAFE ETF · 20 YR TR BD ETF · RUS MID CAP ETF · CORE TOTAL USD · MSCI EAFE ETF · RUSSELL 2000 ETF17.97%$671M6.52M
2VTVVANGUARD INDEX FDSS&P 500 ETF SHS · TOTAL STK MKT · SMALL CP ETF · VALUE ETF4.38%$164M861.0K
3AAPLAPPLE INChistory →COM2.27%$85M288.5K
4SPDR S&P 500 ETF TRTR UNIT2.00%$75M232.6K
5NDQINVESCO QQQ TRhistory →UNIT SER 11.89%$71M331.7K
6GLOBAL X FDSADAPTIVE US1.78%$67M2.54M
7PACER FDS TRUS CASH COWS 100 · TRENDP US LAR CP1.76%$66M2.05M
8INVESCO EXCHANGE TRADED FD TFTSE RAFI 1000 · S&P500 EQL WGT1.69%$63M515.1K
9WISDOMTREE TRUS MIDCAP DIVID · US HIGH DIVIDEND1.32%$49M1.01M
10MSFTMICROSOFT CORPhistory →COM1.30%$49M307.4K
11FIRST TR EXCHANGE TRADED FDDORSEY WRT 5 ETF1.13%$42M1.34M
12VANGUARD WHITEHALL FDS INCHIGH DIV YLD1.07%$40M427.4K
13AMZNAMAZON COM INChistory →COM0.86%$32M17.5K
14BABOEING COhistory →COM0.80%$30M91.6K
15EXCHANGE LISTED FDS TRKNLDG LD WD ETF0.79%$30M813.8K
16BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW0.72%$27M119.0K
17TAT&T INChistory →COM0.69%$26M653.3K
18ISHARES INCMIN VOL GBL ETF0.62%$23M241.9K
19BACVERIZON COMMUNICATIONS INChistory →COM0.61%$23M374.7K
20PGPROCTER & GAMBLE COhistory →COM0.59%$22M177.5K
21VANGUARD GROUPDIV APP ETF0.56%$21M168.2K
22CHVCHEVRON CORP NEWhistory →COM0.54%$20M167.8K
23JNJJOHNSON & JOHNSONhistory →COM0.54%$20M138.1K
24GQ9SPDR GOLD TRUSThistory →GOLD SHS0.52%$19M136.3K
25SPDR SERIES TRUSTS&P DIVID ETF0.51%$19M176.0K
26FIRST TR VALUE LINE DIVID INSHS0.50%$19M522.4K
27EXMOCEXXON MOBIL CORPhistory →COM0.49%$18M263.7K
28VVISA INChistory →COM CL A0.43%$16M85.3K
29DISDISNEY WALT COhistory →COM DISNEY0.41%$15M105.4K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2024$01May 24, 2024RESTATEMENTchanges · EDGAR ↗
Q4 2023$18.0B2,777Feb 13, 202413F-HRchanges · EDGAR ↗
Q3 2023$15.8B2,711Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$14.4B2,600Aug 10, 202313F-HRchanges · EDGAR ↗
Q1 2023$13.6B2,595May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$12.3B2,546Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$8.1B2,096Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$7.8B2,064Aug 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$8.2B2,067May 12, 202213F-HRchanges · EDGAR ↗
Q4 2021$8.2B2,036Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$7.4B1,957Nov 16, 202113F-HRchanges · EDGAR ↗
Q2 2021$7.1B1,901Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$4.7B1,476May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$4.3B1,346Feb 17, 202113F-HRchanges · EDGAR ↗
Q3 2020$3.8B1,235Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$3.8B3,484Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$3.0B1,116May 8, 202013F-HRchanges · EDGAR ↗
Q4 2019$3.7B1,245Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$3.3B1,199Nov 6, 201913F-HRchanges · EDGAR ↗
Q2 2019$3.3B1,195Aug 12, 201913F-HRchanges · EDGAR ↗
Q1 2019$3.1B1,151May 6, 201913F-HRchanges · EDGAR ↗
Q4 2018$2.6B1,030Feb 15, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.