SEC 13F Intelligence

CCORLISTED FDS TR

CUSIP 53656F847 · Yahoo Finance ↗ · Google Finance ↗

Listed Fds Tr (CCOR) has 25 institutional holders in Filings Flow’s 13F database, together reporting 812.5K shares worth $21M as of Q1 2026. The largest reported holders are Cwm, LLC, Envestnet Asset Management Inc, and Rockefeller Capital Management L.P..

Institutional Holders
25
Q1 2026
Reported Value
$21M
Ticker
CCOR
Quarters Tracked
6

Ownership Trend

Institutional holders
Q2 ’21: 19Q2 ’21Q4 ’21: 26Q4 ’21Q4 ’22: 69Q4 ’22Q4 ’25: 27Q4 ’25Q1 ’26: 25Q1 ’26Q2 ’26: 3Q2 ’26filingsflow.com
Total reported value
Q2 ’21: $116MQ2 ’21Q4 ’21: $175MQ4 ’21Q4 ’22: $372MQ4 ’22Q4 ’25: $22MQ4 ’25Q1 ’26: $21MQ1 ’26Q2 ’26: $245,614Q2 ’26filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
FOCUSED ALPHA, LLC$324M AUM0.91%$3M113.0KQ1 2026OLDER
Hilltop Holdings Inc.$1.1B AUM0.11%$1M47.8KQ1 2026OLDER
CWM, LLC$38.1B AUM0.02%$9M332.6KQ1 2026OLDER
GTS SECURITIES LLC$2.8B AUM0.02%$432,04916.6KQ1 2026OLDER
Integrated Advisors Network LLC$1.9B AUM0.01%$232,9968.9KQ1 2026OLDER
OLD MISSION CAPITAL LLC$6.3B AUM0.01%$752,19728.9KQ1 2026OLDER
WADDELL & ASSOCIATES, LLC$2.0B AUM0.01%$240,3749.5KQ2 2026
NorthCoast Asset Management LLC$4.3B AUM0.01%$2M78.7KQ3 2025OLDER
Rockefeller Capital Management L.P.$56.4B AUM0.01%$4M160.2KQ4 2025OLDER
FLAGSHIP HARBOR ADVISORS, LLC$2.3B AUM0.01%$155,0785.9KQ4 2025OLDER
CAPTRUST FINANCIAL ADVISORS$57.3B AUM0.01%$4M143.9KQ1 2026OLDER
Beacon Pointe Advisors, LLC$18.9B AUM0.00%$774,07229.7KQ1 2026OLDER
Sound Income Strategies, LLC$2.1B AUM0.00%$46,2491.7KQ4 2025OLDER
Focus Partners Wealth$89.9B AUM0.00%$2M68.7KQ1 2026OLDER
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$4M162.0KQ4 2025OLDER
Private Wealth Asset Management, LLC$935M AUM0.00%$7,537289Q1 2026OLDER
Advisory Services Network, LLC$7.5B AUM0.00%$38,5071.5KQ1 2026OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$1M46.5KQ3 2025OLDER
Smartleaf Asset Management LLC$2.8B AUM0.00%$3,056118Q1 2026OLDER
GOLDMAN SACHS GROUP INC$870.9B AUM0.00%$419,06216.0KQ3 2025OLDER
Aptus Capital Advisors, LLC$12.7B AUM0.00%$6,518250Q1 2026OLDER
IFP Advisors, Inc$4.8B AUM0.00%$1,61662Q1 2026OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$243,5549.3KQ1 2026OLDER
NewEdge Advisors, LLC$27.7B AUM0.00%$5,214200Q2 2026
TD Waterhouse Canada Inc.$33.7B AUM0.00%$5,679219Q1 2026OLDER
JONES FINANCIAL COMPANIES LLLP$208.1B AUM0.00%$5,071195Q1 2026OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$1,30450Q1 2026OLDER
Qube Research & Technologies Ltd$89.9B AUM0.00%$1,22547Q1 2026OLDER
SIMPLEX TRADING, LLC$149.1B AUM0.00%$2100Q3 2025OLDER
MORGAN STANLEY$1.67T AUM0.00%$9,645367Q1 2026OLDER
UBS Group AG$666.3B AUM0.00%$78230Q1 2026OLDER
JPMORGAN CHASE & CO$1.56T AUM0.00%$2078Q1 2026OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$261Q2 2026

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.