SEC 13F Intelligence

Managers / Q1 2019 · view latest →

Cetera Advisor Networks LLC

CIK 0001534468 · 200 N SEPULVEDA BLVD., SUITE 1300, EL SEGUNDO, CA, 90245 · 310-326-3100

Reported Value
$3.1B
Q1 2019
Positions
1,151
Filings on Record
23
2019–present window
Filed
May 6, 2019
original filing

Summary

Cetera Advisor Networks LLC reported $3.1B in U.S.-listed holdings across 1,151 positions for Q1 2019.

Its largest position, Ishares Tr, represents 2.9% of the portfolio.

Compared with Q4 2018, the fund opened 160 new positions and exited 39.

Portfolio Metrics

Turnover
+4.3%
vs prior filed quarter
Top-10 Concentration
+17.7%
share of reported value
Largest Position
+2.9%
Ishares Tr
New / Exited
160 / 39
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $2.6BQ4 ’18Q1 ’19: $3.1BQ2 ’19: $3.3BQ3 ’19: $3.3BQ3 ’19Q4 ’19: $3.7BQ1 ’20: $3.0BQ2 ’20: $3.8BQ2 ’20Q3 ’20: $3.8BQ4 ’20: $4.3BQ1 ’21: $4.7BQ1 ’21Q2 ’21: $7.1BQ3 ’21: $7.4BQ4 ’21: $8.2BQ4 ’21Q1 ’22: $8.2BQ2 ’22: $7.8BQ3 ’22: $8.1BQ3 ’22Q4 ’22: $12.3BQ1 ’23: $13.6BQ2 ’23: $14.4BQ2 ’23Q3 ’23: $15.8BQ4 ’23: $18.0BQ1 ’24: $0Q1 ’24filingsflow.com

Portfolio Composition

By security type
ETP: 65.2%Common Stock: 26.3%Closed-End Fund: 3.2%Other: 3.2%REIT: 1.2%Other: 0.9%
  • ETP · 65.2% · $2.0B
  • Common Stock · 26.3% · $809M
  • Closed-End Fund · 3.2% · $99M
  • Other · 3.2% · $97M
  • REIT · 1.2% · $38M
  • Other · 0.9% · $27M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2018 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
INNOVATOR ETFS TRNEW+338.7K338.7K+$9M$9M
FMBHFIRST MID ILL BANCSHARES INCNEW+56.8K56.8K+$2M$2M
SPDR SER TRNEW+26.5K26.5K+$2M$2M
ISHARES TRNEW+9.8K9.8K+$1M$1M
ISHARES TRNEW+6.5K6.5K+$1M$1M
FLEXSHARES TRNEW+19.3K19.3K+$1M$1M
ISHARES TRNEW+7.2K7.2K+$1M$1M
RGLDROYAL GOLD INCNEW+12.8K12.8K+$1M$1M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2019

29 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ISHARES TRRUS 1000 GRW ETF · MIN VOL USA ETF · CORE S&P500 ETF · USA MOMENTUM FCT · CORE S&P SCP ETF · RUS 1000 VAL ETF · CORE US AGGBD ET · CORE S&P MCP ETF · RUS 2000 GRW ETF · CORE MSCI EAFE · MSCI EMG MKT ETF · 20 YR TR BD ETF · RUS MID CAP ETF · MIN VOL EAFE ETF · MSCI EAFE ETF · S&P MC 400GR ETF18.42%$567M5.81M
2VTVVANGUARD INDEX FDSS&P 500 ETF SHS · TOTAL STK MKT · SMALL CP ETF · VALUE ETF3.43%$106M649.6K
3INVESCO EXCHANGE TRADED FD TFTSE RAFI 1000 · S&P500 EQL WGT2.01%$62M559.5K
4SPDR S&P 500 ETF TRTR UNIT1.96%$60M214.1K
5NDQINVESCO QQQ TRhistory →UNIT SER 11.88%$58M321.5K
6AAPLAPPLE INChistory →COM1.72%$53M279.2K
7PACER FDS TRUS CASH COWS 100 · TRENDP US LAR CP1.63%$50M1.72M
8GLOBAL X FDSADAPTIVE US1.50%$46M1.91M
9GOLDMAN SACHS ETF TREQUITY ETF1.33%$41M718.5K
10FIRST TR EXCHANGE TRADED FDDORSEY WRT 5 ETF1.26%$39M1.29M
11WISDOMTREE TRUS HIGH DIVIDEND · US MIDCAP DIVID1.19%$37M760.8K
12CHVCHEVRON CORP NEWhistory →COM1.05%$32M263.8K
13MSFTMICROSOFT CORPhistory →COM1.05%$32M273.1K
14VANGUARD WHITEHALL FDS INCHIGH DIV YLD1.01%$31M364.0K
15AMZNAMAZON COM INChistory →COM0.95%$29M16.4K
16VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF0.91%$28M381.1K
17EXCHANGE LISTED FDS TRKNLDG LD WD ETF0.85%$26M803.5K
18BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW0.72%$22M110.1K
19EXMOCEXXON MOBIL CORPhistory →COM0.67%$21M256.1K
20BACVERIZON COMMUNICATIONS INChistory →COM0.66%$20M344.1K
21JNJJOHNSON & JOHNSONhistory →COM0.62%$19M135.9K
22BABOEING COhistory →COM0.61%$19M49.0K
23VANGUARD GROUPDIV APP ETF0.60%$19M168.8K
24TAT&T INChistory →COM0.58%$18M574.5K
25PFEPFIZER INChistory →COM0.52%$16M379.7K
26ISHARES INCMIN VOL GBL ETF0.49%$15M167.0K
27GQ9SPDR GOLD TRUSThistory →GOLD SHS0.47%$15M119.4K
28PGPROCTER AND GAMBLE COhistory →COM0.47%$15M139.5K
29OREALTY INCOME CORPhistory →COM0.46%$14M190.4K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2024$01May 24, 2024RESTATEMENTchanges · EDGAR ↗
Q4 2023$18.0B2,777Feb 13, 202413F-HRchanges · EDGAR ↗
Q3 2023$15.8B2,711Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$14.4B2,600Aug 10, 202313F-HRchanges · EDGAR ↗
Q1 2023$13.6B2,595May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$12.3B2,546Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$8.1B2,096Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$7.8B2,064Aug 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$8.2B2,067May 12, 202213F-HRchanges · EDGAR ↗
Q4 2021$8.2B2,036Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$7.4B1,957Nov 16, 202113F-HRchanges · EDGAR ↗
Q2 2021$7.1B1,901Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$4.7B1,476May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$4.3B1,346Feb 17, 202113F-HRchanges · EDGAR ↗
Q3 2020$3.8B1,235Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$3.8B3,484Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$3.0B1,116May 8, 202013F-HRchanges · EDGAR ↗
Q4 2019$3.7B1,245Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$3.3B1,199Nov 6, 201913F-HRchanges · EDGAR ↗
Q2 2019$3.3B1,195Aug 12, 201913F-HRchanges · EDGAR ↗
Q1 2019$3.1B1,151May 6, 201913F-HRchanges · EDGAR ↗
Q4 2018$2.6B1,030Feb 15, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.