SEC 13F Intelligence

Managers / Q3 2023 · view latest →

Cetera Advisor Networks LLC

CIK 0001534468 · 200 N SEPULVEDA BLVD., SUITE 1300, EL SEGUNDO, CA, 90245 · 310-326-3100

Reported Value
$15.8B
Q3 2023
Positions
2,711
Filings on Record
23
2019–present window
Filed
Nov 14, 2023
original filing

Summary

Cetera Advisor Networks LLC reported $15.8B in U.S.-listed holdings across 2,711 positions for Q3 2023.

Its largest position, AAPL, represents 2.7% of the portfolio.

Compared with Q2 2023, the fund opened 229 new positions and exited 129.

Portfolio Metrics

Turnover
+5.1%
vs prior filed quarter
Top-10 Concentration
+15.8%
share of reported value
Largest Position
+2.7%
Apple
New / Exited
229 / 129
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $2.6BQ4 ’18Q1 ’19: $3.1BQ2 ’19: $3.3BQ3 ’19: $3.3BQ3 ’19Q4 ’19: $3.7BQ1 ’20: $3.0BQ2 ’20: $3.8BQ2 ’20Q3 ’20: $3.8BQ4 ’20: $4.3BQ1 ’21: $4.7BQ1 ’21Q2 ’21: $7.1BQ3 ’21: $7.4BQ4 ’21: $8.2BQ4 ’21Q1 ’22: $8.2BQ2 ’22: $7.8BQ3 ’22: $8.1BQ3 ’22Q4 ’22: $12.3BQ1 ’23: $13.6BQ2 ’23: $14.4BQ2 ’23Q3 ’23: $15.8BQ4 ’23: $18.0BQ1 ’24: $0Q1 ’24filingsflow.com

Portfolio Composition

By security type
ETP: 63.7%Common Stock: 31.6%Closed-End Fund: 1.4%Other: 1.4%REIT: 0.9%Other: 1.0%
  • ETP · 63.7% · $10.1B
  • Common Stock · 31.6% · $5.0B
  • Closed-End Fund · 1.4% · $223M
  • Other · 1.4% · $217M
  • REIT · 0.9% · $146M
  • Other · 1.0% · $153M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
INNOVATOR ETFS TRNEW+216.7K216.7K+$6M$6M
PUTNAM ETF TRUSTNEW+207.6K207.6K+$5M$5M
J P MORGAN EXCHANGE TRADED FNEW+80.8K80.8K+$4M$4M
DFAIDIMENSIONAL ETF TRUSTNEW+136.3K136.3K+$4M$4M
FIRST TR EXCHNG TRADED FD VINEW+109.5K109.5K+$3M$3M
QTJAINNOVATOR ETFS TRNEW+137.9K137.9K+$3M$3M
J P MORGAN EXCHANGE TRADED FNEW+56.2K56.2K+$2M$2M
SPDR INDEX SHS FDSNEW+44.2K44.2K+$2M$2M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2023

29 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ISHARES TRCORE S&P500 ETF · RUS 1000 GRW ETF · CORE US AGGBD ET · 0-3 MNTH TREASRY · CORE MSCI EAFE · S&P 500 VAL ETF · CORE S&P SCP ETF · NATIONAL MUN ETF · CORE TOTAL USD · RUS 1000 VAL ETF · CORE S&P MCP ETF · RUSSELL 2000 ETF9.31%$1.5B11.31M
2VTVVANGUARD INDEX FDSS&P 500 ETF SHS · TOTAL STK MKT · VALUE ETF · GROWTH ETF · LARGE CAP ETF · SM CP VAL ETF · MID CAP ETF5.75%$912M4.21M
3AAPLAPPLE INChistory →COM2.67%$424M2.47M
4MSFTMICROSOFT CORPhistory →COM1.90%$302M955.5K
5NDQINVESCO QQQ TRhistory →UNIT SER 11.90%$302M842.1K
6VANGUARD BD INDEX FDSTOTAL BND MRKT · SHORT TRM BOND1.44%$229M3.18M
7J P MORGAN EXCHANGE TRADED FEQUITY PREMIUM · ULTRA SHRT INC1.26%$200M3.86M
8SPDR S&P 500 ETF TRTR UNIT1.26%$199M466.1K
9AMZNAMAZON COM INChistory →COM1.07%$170M1.33M
10SPDR SER TRPRTFLO S&P500 GW · BLOOMBERG 1-3 MO1.01%$160M2.23M
11GOOGLALPHABET INCCAP STK CL A · CAP STK CL C0.84%$133M1.01M
12NVDANVIDIA CORPORATIONhistory →COM0.80%$126M290.7K
13VANGUARD WHITEHALL FDSHIGH DIV YLD0.75%$119M1.15M
14BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW0.71%$113M323.0K
15PACER FDS TRUS CASH COWS 1000.56%$89M1.81M
16VANGUARD TAX-MANAGED FDSVAN FTSE DEV MKT0.54%$85M1.95M
17VVISA INChistory →COM CL A0.50%$79M343.7K
18GQ9SPDR GOLD TRhistory →GOLD SHS0.49%$78M456.2K
19VANGUARD STAR FDSVG TL INTL STK F0.49%$78M1.45M
20VANGUARD CHARLOTTE FDSTOTAL INT BD ETF0.49%$77M1.61M
21HDHOME DEPOT INChistory →COM0.46%$73M240.3K
22ISHARES INCCORE MSCI EMKT0.44%$69M1.46M
23VANGUARD WORLD FDSINF TECH ETF0.44%$69M166.4K
24UNHUNITEDHEALTH GROUP INChistory →COM0.43%$69M136.0K
25EXMOCEXXON MOBIL CORPhistory →COM0.43%$68M582.4K
26XLESELECT SECTOR SPDR TRhistory →ENERGY0.42%$67M736.4K
27KYNEURKAYNE ANDERSON ENERGY INFRSThistory →COM0.42%$67M7.91M
28VANGUARD SPECIALIZED FUNDSDIV APP ETF0.42%$66M424.2K
29METAMETA PLATFORMS INChistory →CL A0.41%$65M217.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2024$01May 24, 2024RESTATEMENTchanges · EDGAR ↗
Q4 2023$18.0B2,777Feb 13, 202413F-HRchanges · EDGAR ↗
Q3 2023$15.8B2,711Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$14.4B2,600Aug 10, 202313F-HRchanges · EDGAR ↗
Q1 2023$13.6B2,595May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$12.3B2,546Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$8.1B2,096Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$7.8B2,064Aug 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$8.2B2,067May 12, 202213F-HRchanges · EDGAR ↗
Q4 2021$8.2B2,036Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$7.4B1,957Nov 16, 202113F-HRchanges · EDGAR ↗
Q2 2021$7.1B1,901Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$4.7B1,476May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$4.3B1,346Feb 17, 202113F-HRchanges · EDGAR ↗
Q3 2020$3.8B1,235Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$3.8B3,484Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$3.0B1,116May 8, 202013F-HRchanges · EDGAR ↗
Q4 2019$3.7B1,245Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$3.3B1,199Nov 6, 201913F-HRchanges · EDGAR ↗
Q2 2019$3.3B1,195Aug 12, 201913F-HRchanges · EDGAR ↗
Q1 2019$3.1B1,151May 6, 201913F-HRchanges · EDGAR ↗
Q4 2018$2.6B1,030Feb 15, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.