SEC 13F Intelligence

Managers / Q4 2021 · view latest →

SIT INVESTMENT ASSOCIATES INC

CIK 0000769317 · 3300 IDS CENTER, 80 SOUTH EIGHTH STREET, MINNEAPOLIS, MN, 55402 · 6123323223

Reported Value
$4.3B
Q4 2021
Positions
515
Filings on Record
32
2019–present window
Filed
Feb 11, 2022
original filing

Summary

Sit Investment Associates Inc reported $4.3B in U.S.-listed holdings across 515 positions for Q4 2021.

Its largest position, AAPL, represents 3.0% of the portfolio.

Compared with Q3 2021, the fund opened 77 new positions and exited 36.

Portfolio Metrics

Turnover
+11.4%
vs prior filed quarter
Top-10 Concentration
+18.8%
share of reported value
Largest Position
+3.0%
Apple
New / Exited
77 / 36
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $3.1BQ4 ’18Q1 ’19: $3.2BQ2 ’19: $3.2BQ3 ’19: $3.3BQ4 ’19: $3.5BQ4 ’19Q1 ’20: $2.6BQ2 ’20: $3.2BQ3 ’20: $3.4BQ4 ’20: $3.7BQ4 ’20Q1 ’21: $3.8BQ2 ’21: $4.0BQ3 ’21: $3.9BQ4 ’21: $4.3BQ4 ’21Q1 ’22: $3.7BQ2 ’22: $3.3BQ3 ’22: $3.3BQ1 ’23: $4MQ1 ’23Q2 ’23: $4MQ3 ’23: $4MQ4 ’23: $4MQ1 ’24: $4MQ1 ’24Q2 ’24: $4MQ3 ’24: $4MQ4 ’24: $4MQ1 ’25: $4MQ1 ’25Q2 ’25: $5MQ3 ’25: $5MQ4 ’25: $5MQ1 ’26: $5MQ1 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 48.5%Closed-End Fund: 40.5%Other: 7.4%ADR: 2.3%REIT: 1.2%Other: 0.1%
  • Common Stock · 48.5% · $2.1B
  • Closed-End Fund · 40.5% · $1.7B
  • Other · 7.4% · $313M
  • ADR · 2.3% · $97M
  • REIT · 1.2% · $52M
  • Other · 0.1% · $4M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
XAXCXINVESCO DYNAMIC CREDIT OPP FDNEW+3.76M3.76M+$47M$47M
SDHYPGIM SHORT DUR HI YLD SDHYNEW+1.47M1.47M+$27M$27M
WDIWESTERN ASSET DIVERSIFIED INCNEW+1.40M1.40M+$26M$26M
XJQCXNUVEEN CREDIT STRATEGIES INC FNEW+3.54M3.54M+$23M$23M
PTACOHEN & STEERS TAX ADVANTAGE PNEW+891.1K891.1K+$21M$21M
XMIOXPIONEER MUNI HIGH INC OPP MIONEW+753.0K753.0K+$14M$14M
NPCTNUVEEN CORE PLUS IMPACT FUND NNEW+710.2K710.2K+$13M$13M
BCATBLACKROCK CAP ALLOCATION BCATNEW+658.5K658.5K+$13M$13M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2021

497 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AAPLAPPLE INChistory →COMMON2.97%$126M711.2K
2MSFTMICROSOFT CORPhistory →COMMON2.93%$125M371.2K
3WIWWA INFLATION-LINKED OPP & INChistory →COMMON2.04%$87M6.38M
4XEVVXEATON VANCE LIMITED DURATION Ihistory →COMMON1.90%$81M6.17M
5BTZBLACKROCK CREDIT ALLOCATION INhistory →COMMON1.73%$74M4.89M
6PPTPUTNAM PREMIER INCOME TRUST PPhistory →COMMON1.68%$71M16.72M
7GOOGLALPHABET INC - CL ACOMMON1.68%$71M24.6K
8AVGOBROADCOM INChistory →COMMON1.34%$57M86.0K
9PIMPUTNAM MASTER INTERMEDIATE INChistory →COMMON1.32%$56M14.22M
10DBLDOUBLELINE OPP CREDIT FD DBLhistory →COMMON1.24%$53M2.76M
11MFS INTERMEDIATE INCOME TRUSTCOMMON1.19%$51M14.17M
12XAXCXINVESCO DYNAMIC CREDIT OPP FDhistory →COMMON1.10%$47M3.76M
13AMATAPPLIED MATERIALS INChistory →COMMON1.08%$46M290.9K
14UNHUNITEDHEALTH GROUP INChistory →COMMON0.92%$39M77.9K
15NADNUVEEN QUALITY MUNICIPAL INC Fhistory →COMMON0.89%$38M2.36M
16GHYPGIM GLOBAL SHORT DURATION HIGhistory →COMMON0.88%$38M2.49M
17NUVEEN PREFERRED & INCOME SECCOMMON0.88%$38M3.86M
18CBCHUBB LTDhistory →COMMON0.87%$37M192.4K
19XNEAXNUVEEN AMT-FREE QUALITY MUNI Ihistory →COMMON0.84%$36M2.29M
20JNJJOHNSON & JOHNSONhistory →COMMON0.83%$35M207.3K
21ACNACCENTURE PLC CL Ahistory →COMMON0.81%$34M83.2K
22XEVGXEATON VANCE SHORT DUR DIVERSIFhistory →COMMON0.80%$34M2.58M
23BSTBLACKROCK SCIENCE & TECH TR BShistory →COMMON0.79%$34M672.0K
24NVDANVIDIA CORPhistory →COMMON0.77%$33M112.0K
25BLACKROCK INCOME TRUST INC BKTCOMMON0.77%$33M5.80M
26JLSNUVEEN MORTGAGE & INCOME FD JLhistory →COMMON0.73%$31M1.49M
27JPMJPMORGAN CHASE & COhistory →COMMON0.71%$30M189.9K
28JMMNUVEEN MULTI-MARKET INC FD JMMhistory →COMMON0.70%$30M3.95M
29HDHOME DEPOT INChistory →COMMON0.70%$30M71.8K
30XWIAXWA INFLATION - LINKED SEC & INhistory →COMMON0.68%$29M2.18M
31TMOTHERMO FISHER SCIENTIFIC INChistory →COMMON0.66%$28M42.4K
32XXINSIXXINSIGHT SELECT INCOME FD INSIhistory →COMMON0.66%$28M1.24M
33AMZNAMAZON.COM INChistory →COMMON0.65%$28M8.4K
34SDHYPGIM SHORT DUR HI YLD SDHYhistory →COMMON0.63%$27M1.47M
35PEPPEPSICO INChistory →COMMON0.63%$27M154.8K
36BGBBLACKSTONE STRAT CREDIT FD BGBhistory →COMMON0.61%$26M1.91M
37WDIWESTERN ASSET DIVERSIFIED INChistory →COMMON0.60%$26M1.40M
38MDTMEDTRONIC PLChistory →COMMON0.59%$25M244.8K
39DELAWARE IVY HIGH INC OPP FD ICOMMON0.57%$24M1.76M
40AMTAMERICAN TOWER CORPhistory →REIT0.56%$24M81.5K
41UNPUNION PACIFIC CORPhistory →COMMON0.56%$24M94.3K
42KTFDWS MUNICIPAL INCOME TRUST KTFhistory →COMMON0.56%$24M2.01M
43FMYFIRST TR MORTGAGE INCOME FD FMhistory →COMMON0.55%$23M1.71M
44JPCNUVEEN PREFERRED INCOME OPPORThistory →COMMON0.54%$23M2.36M
45XJQCXNUVEEN CREDIT STRATEGIES INC Fhistory →COMMON0.54%$23M3.54M
46XEGFXBLACKROCK ENHANCED GOVERNMENThistory →COMMON0.54%$23M1.82M
47FIRST TR HIGH INC LONG/SHORT FCOMMON0.53%$23M1.46M
48MACQUARIE GLBL INFRASTRUCTURECOMMON0.53%$23M939.8K
49AMPAMERIPRISE FINANCIAL INChistory →COMMON0.53%$22M74.4K
50NEENEXTERA ENERGY INChistory →COMMON0.52%$22M238.2K
51VVISA INChistory →COMMON0.52%$22M102.6K
52JHSJOHN HANCOCK INCOME SECURITIEShistory →COMMON0.52%$22M1.43M
53SIEGYSIEMENS AG ADRhistory →DEPOSITARY RECEI0.51%$22M253.1K
54MCDMCDONALD'S CORPhistory →COMMON0.51%$21M80.2K
55PTACOHEN & STEERS TAX ADVANTAGE Phistory →COMMON0.50%$21M891.1K
56BAXBAXTER INTERNATIONAL INChistory →COMMON0.49%$21M245.4K
57ABBVABBVIE INChistory →COMMON0.49%$21M155.3K
58JGHNUVEEN GLOBAL HIGH INCOME FD Jhistory →COMMON0.49%$21M1.31M
59ATLASSIAN CORP PLCCOMMON0.48%$20M53.2K
60ABTABBOTT LABORATORIEShistory →COMMON0.47%$20M143.4K
61RCSPIMCO STRATEGIC INCOME FUND RChistory →COMMON0.46%$20M2.91M
62TJXTJX COS INC/THEhistory →COMMON0.45%$19M254.4K
63MFS GOVERNMENT MARKETS INCOMECOMMON0.43%$19M4.35M
64SWKSSKYWORKS SOLUTIONS INChistory →COMMON0.43%$18M117.0K
65OPPRIVERNORTH DOUBLELINE STR OPPhistory →COMMON0.42%$18M1.26M
66MRVLMARVELL TECHNOLOGY INChistory →COMMON0.42%$18M203.7K
67CPZCALAMOS LNG/SHRT EQ & DYN CPZhistory →COMMON0.42%$18M910.2K
68TSITCW STRATEGIC INCOME FD TSIhistory →COMMON0.41%$18M3.06M
69DXCMDEXCOM INChistory →COMMON0.41%$18M32.7K
70CVSCVS HEALTH CORPhistory →COMMON0.40%$17M167.0K
71METAMETA PLATFORMS INC CLASS Ahistory →COMMON0.40%$17M50.5K
72TFCTRUIST FINANCIAL CORPhistory →COMMON0.40%$17M288.8K
73AZNNASTRAZENECA PLC ADRhistory →DEPOSITARY RECEI0.39%$17M287.8K
74ORCLORACLE CORPhistory →COMMON0.39%$17M190.4K
75TGTTARGET CORPhistory →COMMON0.38%$16M70.6K
76ADIANALOG DEVICES INChistory →COMMON0.38%$16M91.5K
77CRMSALESFORCE.COM INChistory →COMMON0.37%$16M62.1K
78FDXFEDEX CORPhistory →COMMON0.37%$16M61.0K
79TE CONNECTIVITY LTDCOMMON0.37%$16M97.3K
80GAMGENERAL AMERICAN INVESTORS COhistory →COMMON0.37%$16M354.7K
81DSLDOUBLELINE INCOME SOLUTIO DSLhistory →COMMON0.37%$16M970.4K
82MDLZMONDELEZ INTERNATIONAL INChistory →COMMON0.37%$16M234.5K
83PHPARKER-HANNIFIN CORPhistory →COMMON0.36%$16M48.8K
84BGHBARINGS GLOBAL SHORT DUR HI YLhistory →COMMON0.36%$15M886.4K
85MSMORGAN STANLEYhistory →COMMON0.36%$15M155.9K
86CSLCARLISLE COS INChistory →COMMON0.35%$15M60.3K
87EMOCLEARBRIDGE ENERGY MLP OPP FDhistory →COMMON0.34%$14M660.9K
88THWTEKLA WORLD HEALTHCARE FD THWhistory →COMMON0.34%$14M885.3K
89VBFINVESCO BOND FUND VBFhistory →COMMON0.34%$14M717.3K
90ISDPGIM SHORT DURATION HI YLD FDhistory →COMMON0.33%$14M886.3K
91XMIOXPIONEER MUNI HIGH INC OPP MIOhistory →COMMON0.32%$14M753.0K
92PGPROCTER & GAMBLE COhistory →COMMON0.32%$14M84.0K
93MYIBLACKROCK MUNIYIELD QUALITY FDCOMMON0.31%$13M885.9K
94NUVEEN SHORT DUR CREDIT OPP FDCOMMON0.31%$13M894.1K
95NKENIKE INC CL Bhistory →COMMON0.31%$13M78.7K
96ADBEADOBE INChistory →COMMON0.31%$13M23.0K
97NPCTNUVEEN CORE PLUS IMPACT FUND Nhistory →COMMON0.31%$13M710.2K
98BCATBLACKROCK CAP ALLOCATION BCAThistory →COMMON0.30%$13M658.5K
99YETIYETI HOLDINGS INChistory →COMMON0.30%$13M153.4K
100JACOBS ENGINEERING GROUP INCCOMMON0.29%$13M89.9K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$5M501May 13, 202613F-HRchanges · EDGAR ↗
Q4 2025REVEALED$5M512Feb 12, 202613F-HRchanges · EDGAR ↗
Q3 2025$5M516Nov 13, 202513F-HRchanges · EDGAR ↗
Q2 2025$5M524Aug 14, 202513F-HRchanges · EDGAR ↗
Q1 2025$4M522May 13, 202513F-HRchanges · EDGAR ↗
Q4 2024$4M530Feb 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$4M540Nov 13, 202413F-HRchanges · EDGAR ↗
Q2 2024$4M533Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$4M523May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$4M535Feb 13, 202413F-HRchanges · EDGAR ↗
Q3 2023$4M532Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$4M546Aug 10, 202313F-HRchanges · EDGAR ↗
Q1 2023$4M534May 11, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review542Feb 10, 202313F-HRchanges · EDGAR ↗
Q3 2022$3.3B520Nov 10, 202213F-HRchanges · EDGAR ↗
Q2 2022$3.3B515Aug 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$3.7B516May 12, 202213F-HRchanges · EDGAR ↗
Q4 2021$4.3B515Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$3.9B474Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$4.0B531Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$3.8B527May 13, 202113F-HRchanges · EDGAR ↗
Q4 2020$3.7B523Feb 11, 202113F-HRchanges · EDGAR ↗
Q3 2020$3.4B515Nov 12, 2020RESTATEMENTchanges · EDGAR ↗
Q2 2020$3.2B523Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$2.6B530May 13, 202013F-HRchanges · EDGAR ↗
Q4 2019$3.5B516Feb 13, 202013F-HRchanges · EDGAR ↗
Q3 2019$3.3B520Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$3.2B530Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$3.2B531May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$3.1B535Jan 14, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 1 additional manager.

  • SIT FIXED INCOME ADVISORS II LLC /ADV028-19972

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.