SEC 13F Intelligence

Managers / Q4 2020 · view latest →

SIT INVESTMENT ASSOCIATES INC

CIK 0000769317 · 3300 IDS CENTER, 80 SOUTH EIGHTH STREET, MINNEAPOLIS, MN, 55402 · 6123323223

Reported Value
$3.7B
Q4 2020
Positions
523
Filings on Record
32
2019–present window
Filed
Feb 11, 2021
original filing

Summary

Sit Investment Associates Inc reported $3.7B in U.S.-listed holdings across 523 positions for Q4 2020.

Its largest position, XEVVX, represents 3.0% of the portfolio.

Compared with Q3 2020, the fund opened 43 new positions and exited 35.

Portfolio Metrics

Turnover
+6.1%
vs prior filed quarter
Top-10 Concentration
+19.6%
share of reported value
Largest Position
+3.0%
Eaton Vance Limited Duration I
New / Exited
43 / 35
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $3.1BQ4 ’18Q1 ’19: $3.2BQ2 ’19: $3.2BQ3 ’19: $3.3BQ4 ’19: $3.5BQ4 ’19Q1 ’20: $2.6BQ2 ’20: $3.2BQ3 ’20: $3.4BQ4 ’20: $3.7BQ4 ’20Q1 ’21: $3.8BQ2 ’21: $4.0BQ3 ’21: $3.9BQ4 ’21: $4.3BQ4 ’21Q1 ’22: $3.7BQ2 ’22: $3.3BQ3 ’22: $3.3BQ1 ’23: $4MQ1 ’23Q2 ’23: $4MQ3 ’23: $4MQ4 ’23: $4MQ1 ’24: $4MQ1 ’24Q2 ’24: $4MQ3 ’24: $4MQ4 ’24: $4MQ1 ’25: $4MQ1 ’25Q2 ’25: $5MQ3 ’25: $5MQ4 ’25: $5MQ1 ’26: $5MQ1 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 44.5%Closed-End Fund: 39.1%Other: 13.2%ADR: 2.1%REIT: 1.0%Other: 0.1%
  • Common Stock · 44.5% · $1.6B
  • Closed-End Fund · 39.1% · $1.4B
  • Other · 13.2% · $486M
  • ADR · 2.1% · $79M
  • REIT · 1.0% · $36M
  • Other · 0.1% · $4M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
SYFSYNCHRONY FINANCIALNEW+227.9K227.9K+$8M$8M
TEMPLETON GLOBAL INCOME FUND GNEW+1.41M1.41M+$8M$8M
BHP BILLITON ADRNEW+100.0K100.0K+$7M$7M
DSLDOUBLELINE INCOME SOLUTIO DSLNEW+325.3K325.3K+$5M$5M
XHITXINVESCO HIGH INC 2023 TARGET TNEW+469.6K469.6K+$4M$4M
DOCUDOCUSIGN INCNEW+16.6K16.6K+$4M$4M
CPZCALAMOS LNG/SHRT EQ & DYN CPZNEW+186.7K186.7K+$3M$3M
IGAVOYA GLBL ADV & PREM OPP FD IGNEW+353.1K353.1K+$3M$3M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2020

497 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1XEVVXEATON VANCE LIMITED DURATION Ihistory →COMMON2.96%$109M8.72M
2AAPLAPPLE INChistory →COMMON2.93%$108M816.9K
3MSFTMICROSOFT CORPhistory →COMMON2.45%$90M406.6K
4XEVGXEATON VANCE SHORT DUR DIVERSIFhistory →COMMON2.37%$88M7.09M
5BTZBLACKROCK CREDIT ALLOCATION INhistory →COMMON1.94%$72M4.87M
6FRANKLIN LIMITED DURATION INCOCOMMON1.60%$59M6.27M
7PUTNAM PREMIER INCOME TRUST PPCOMMON1.48%$55M11.72M
8PUTNAM MASTER INTERMEDIATE INCCOMMON1.38%$51M12.09M
9BLACKROCK INCOME TRUST INC BKTCOMMON1.35%$50M8.24M
10MFS INTERMEDIATE INCOME TRUSTCOMMON1.16%$43M11.28M
11GOOGLALPHABET INC - CL ACOMMON1.07%$40M22.6K
12WIWWA INFLATION-LINKED OPP & INChistory →COMMON1.07%$39M3.18M
13AVGOBROADCOM INChistory →COMMON1.06%$39M89.2K
14NUVEEN PREFERRED & INCOME SECCOMMON0.96%$36M3.65M
15DOUBLELINE OPP CREDIT FD DBLCOMMON0.96%$35M1.80M
16AMATAPPLIED MATERIALS INChistory →COMMON0.87%$32M372.6K
17JNJJOHNSON & JOHNSONhistory →COMMON0.87%$32M203.2K
18GHYPGIM GLOBAL SHORT DURATION HIGhistory →COMMON0.82%$30M2.09M
19CHUBB LTDCOMMON0.82%$30M197.3K
20VVISA INChistory →COMMON0.80%$30M135.9K
21GENERAL AMERICAN INVESTORS COCOMMON0.79%$29M782.3K
22UNHUNITEDHEALTH GROUP INChistory →COMMON0.78%$29M81.8K
23XNEAXNUVEEN AMT-FREE QUALITY MUNI Ihistory →COMMON0.78%$29M1.90M
24NUVEEN MULTI-MARKET INC FD JMMCOMMON0.75%$28M3.86M
25NADNUVEEN QUALITY MUNICIPAL INC Fhistory →COMMON0.71%$26M1.70M
26PEPPEPSICO INChistory →COMMON0.69%$25M170.7K
27ACCENTURE PLC CL ACOMMON0.64%$24M91.1K
28BLACKROCK ENHANCED GOVERNMENTCOMMON0.64%$24M1.76M
29HDHOME DEPOT INChistory →COMMON0.64%$24M88.6K
30AMZNAMAZON.COM INChistory →COMMON0.64%$24M7.2K
31JHSJOHN HANCOCK INCOME SECURITIEShistory →COMMON0.63%$23M1.49M
32UNPUNION PACIFIC CORPhistory →COMMON0.63%$23M112.0K
33JPMJPMORGAN CHASE & COhistory →COMMON0.63%$23M182.5K
34XXINSIXXINSIGHT SELECT INCOME FD INSIhistory →COMMON0.62%$23M1.07M
35ABTABBOTT LABORATORIEShistory →COMMON0.62%$23M208.8K
36XMCRXMFS CHARTER INCOME TRUST MCRhistory →COMMON0.62%$23M2.60M
37JLSNUVEEN MORTGAGE & INCOME FD JLhistory →COMMON0.62%$23M1.15M
38FMYFIRST TR MORTGAGE INCOME FD FMhistory →COMMON0.62%$23M1.63M
39MEDTRONIC PLCCOMMON0.60%$22M189.0K
40BACVERIZON COMMUNICATIONS INChistory →COMMON0.60%$22M376.7K
41METAFACEBOOK INChistory →COMMON0.58%$21M77.8K
42FIRST TR HIGH INC LONG/SHORT FCOMMON0.57%$21M1.43M
43XGDVXGABELLI DIVD & INCOME TR GDVhistory →COMMON0.57%$21M975.7K
44BHKBLACKROCK CORE BOND TRUST BHKhistory →COMMON0.55%$20M1.25M
45JGHNUVEEN GLOBAL HIGH INCOME FD Jhistory →COMMON0.55%$20M1.30M
46WA INFLATION - LINKED SEC & INCOMMON0.54%$20M1.46M
47ADXADAMS DIVERSIFIED EQUITY ADXhistory →COMMON0.53%$20M1.13M
48NEENEXTERA ENERGY INChistory →COMMON0.53%$19M251.5K
49GSGOLDMAN SACHS GROUP INC/THEhistory →COMMON0.52%$19M73.4K
50DUFF & PHELPS UTILITY AND CORPCOMMON0.52%$19M1.93M
51HONGBPHONEYWELL INTERNATIONAL INChistory →COMMON0.52%$19M90.6K
52MACQUARIE GLBL INFRASTRUCTURECOMMON0.50%$18M911.6K
53MCDMCDONALD'S CORPhistory →COMMON0.50%$18M85.8K
54AMTAMERICAN TOWER CORPhistory →REIT0.49%$18M80.0K
55ABBVABBVIE INChistory →COMMON0.49%$18M167.4K
56RCSPIMCO STRATEGIC INCOME FUND RChistory →COMMON0.48%$18M2.58M
57FDXFEDEX CORPhistory →COMMON0.48%$18M68.5K
58DYHTARGET CORPhistory →COMMON0.46%$17M96.6K
59QCOMQUALCOMM INChistory →COMMON0.45%$17M110.1K
60INVESCO DYNAMIC CREDIT OPPORTUCOMMON0.44%$16M1.51M
61XJQCXNUVEEN CREDIT STRATEGIES INC Fhistory →COMMON0.44%$16M2.55M
62AWMSKYWORKS SOLUTIONS INChistory →COMMON0.44%$16M105.5K
63MDLZMONDELEZ INTERNATIONAL INChistory →COMMON0.44%$16M275.0K
64TMOTHERMO FISHER SCIENTIFIC INChistory →COMMON0.43%$16M34.3K
65A4SAMERIPRISE FINANCIAL INChistory →COMMON0.43%$16M81.5K
66ATLASSIAN CORP PLCCOMMON0.42%$16M66.5K
67VOYA PRIME RATE TR PPRCOMMON0.41%$15M3.36M
68YETIYETI HOLDINGS INChistory →COMMON0.40%$15M216.6K
69BMYBRISTOL-MYERS SQUIBB COhistory →COMMON0.40%$15M235.7K
70TJXTJX COS INC/THEhistory →COMMON0.39%$14M208.6K
71ORCLORACLE CORPhistory →COMMON0.38%$14M217.3K
72PGPROCTER & GAMBLE CO/THEhistory →COMMON0.38%$14M100.3K
73XMUSXBLACKROCK MUNIHOLDINGS QUALITYCOMMON0.38%$14M1.03M
74PIONEER DIVERSIFIED HIGH INC TCOMMON0.37%$14M946.2K
75RQICOHEN & STEERS QUAL INC RLTY Rhistory →COMMON0.37%$14M1.10M
76CRMSALESFORCE.COM INChistory →COMMON0.37%$14M61.0K
77GARMIN LTDCOMMON0.36%$13M110.8K
78INVESCO TRUST FOR INV GRADE MUCOMMON0.36%$13M1.00M
79GLOCLOUGH GLOBAL OPP FD GLOhistory →COMMON0.35%$13M1.17M
80ADIANALOG DEVICES INChistory →COMMON0.35%$13M87.3K
81AZNNASTRAZENECA PLC ADRhistory →DEPOSITARY RECEI0.35%$13M257.3K
82AFGAMERICAN FINANCIAL GROUP INChistory →COMMON0.35%$13M145.8K
83DC4DEXCOM INChistory →COMMON0.34%$13M34.5K
84VKQINVESCO MUNICIPAL TRUST VKQhistory →COMMON0.34%$12M968.6K
85KEYSKEYSIGHT TECHNOLOGIES INChistory →COMMON0.33%$12M93.6K
86SBUXSTARBUCKS CORPhistory →COMMON0.33%$12M114.6K
87CAGCONAGRA BRANDS INChistory →COMMON0.33%$12M337.8K
88DOVDOVER CORPhistory →COMMON0.33%$12M96.7K
89INVESCO ADVANTAGE MUNI INC TRUCOMMON0.33%$12M1.08M
90DDOMINION RES INC VA NEWhistory →COMMON0.33%$12M160.6K
91DWDMORGAN STANLEYhistory →COMMON0.33%$12M176.0K
92KTFDWS MUNICIPAL INCOME TRUST KTFhistory →COMMON0.33%$12M1.03M
93ETRENTERGY CORP NEWhistory →COMMON0.32%$12M118.0K
94NUVEEN NJ QUALITY MUNI INC FDCOMMON0.31%$12M806.1K
95AON PLCCOMMON0.31%$12M54.8K
96CVSCVS HEALTH CORPhistory →COMMON0.31%$11M165.9K
97ADSKAUTODESK INChistory →COMMON0.30%$11M36.7K
98SMGSCOTTS MIRACLE-GRO CO/THEhistory →COMMON0.29%$11M54.6K
99INVESCO MUNICIPAL OPPORTUNITYCOMMON0.29%$11M844.0K
100METMETLIFE INChistory →COMMON0.29%$11M229.5K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$5M501May 13, 202613F-HRchanges · EDGAR ↗
Q4 2025REVEALED$5M512Feb 12, 202613F-HRchanges · EDGAR ↗
Q3 2025$5M516Nov 13, 202513F-HRchanges · EDGAR ↗
Q2 2025$5M524Aug 14, 202513F-HRchanges · EDGAR ↗
Q1 2025$4M522May 13, 202513F-HRchanges · EDGAR ↗
Q4 2024$4M530Feb 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$4M540Nov 13, 202413F-HRchanges · EDGAR ↗
Q2 2024$4M533Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$4M523May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$4M535Feb 13, 202413F-HRchanges · EDGAR ↗
Q3 2023$4M532Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$4M546Aug 10, 202313F-HRchanges · EDGAR ↗
Q1 2023$4M534May 11, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review542Feb 10, 202313F-HRchanges · EDGAR ↗
Q3 2022$3.3B520Nov 10, 202213F-HRchanges · EDGAR ↗
Q2 2022$3.3B515Aug 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$3.7B516May 12, 202213F-HRchanges · EDGAR ↗
Q4 2021$4.3B515Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$3.9B474Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$4.0B531Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$3.8B527May 13, 202113F-HRchanges · EDGAR ↗
Q4 2020$3.7B523Feb 11, 202113F-HRchanges · EDGAR ↗
Q3 2020$3.4B515Nov 12, 2020RESTATEMENTchanges · EDGAR ↗
Q2 2020$3.2B523Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$2.6B530May 13, 202013F-HRchanges · EDGAR ↗
Q4 2019$3.5B516Feb 13, 202013F-HRchanges · EDGAR ↗
Q3 2019$3.3B520Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$3.2B530Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$3.2B531May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$3.1B535Jan 14, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 1 additional manager.

  • SIT FIXED INCOME ADVISORS II LLC /ADV028-19972

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.