SEC 13F Intelligence

Managers / Q2 2021 · view latest →

SIT INVESTMENT ASSOCIATES INC

CIK 0000769317 · 3300 IDS CENTER, 80 SOUTH EIGHTH STREET, MINNEAPOLIS, MN, 55402 · 6123323223

Reported Value
$4.0B
Q2 2021
Positions
531
Filings on Record
32
2019–present window
Filed
Aug 13, 2021
original filing

Summary

Sit Investment Associates Inc reported $4.0B in U.S.-listed holdings across 531 positions for Q2 2021.

Its largest position, MSFT, represents 2.6% of the portfolio.

Compared with Q1 2021, the fund opened 41 new positions and exited 37.

Portfolio Metrics

Turnover
+7.6%
vs prior filed quarter
Top-10 Concentration
+18.7%
share of reported value
Largest Position
+2.6%
Microsoft
New / Exited
41 / 37
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $3.1BQ4 ’18Q1 ’19: $3.2BQ2 ’19: $3.2BQ3 ’19: $3.3BQ4 ’19: $3.5BQ4 ’19Q1 ’20: $2.6BQ2 ’20: $3.2BQ3 ’20: $3.4BQ4 ’20: $3.7BQ4 ’20Q1 ’21: $3.8BQ2 ’21: $4.0BQ3 ’21: $3.9BQ4 ’21: $4.3BQ4 ’21Q1 ’22: $3.7BQ2 ’22: $3.3BQ3 ’22: $3.3BQ1 ’23: $4MQ1 ’23Q2 ’23: $4MQ3 ’23: $4MQ4 ’23: $4MQ1 ’24: $4MQ1 ’24Q2 ’24: $4MQ3 ’24: $4MQ4 ’24: $4MQ1 ’25: $4MQ1 ’25Q2 ’25: $5MQ3 ’25: $5MQ4 ’25: $5MQ1 ’26: $5MQ1 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 43.6%Closed-End Fund: 40.2%Other: 12.6%ADR: 2.4%REIT: 1.1%Other: 0.1%
  • Common Stock · 43.6% · $1.8B
  • Closed-End Fund · 40.2% · $1.6B
  • Other · 12.6% · $508M
  • ADR · 2.4% · $95M
  • REIT · 1.1% · $46M
  • Other · 0.1% · $5M

Quarter-over-Quarter Changes full breakdown →

vs Q1 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
CLMCORNERSTONE STRATEGIC VALUE FDNEW+6.12M6.12M+$71M$71M
THWTEKLA WORLD HEALTHCARE FD THWNEW+2.50M2.50M+$41M$41M
CRFCORNERSTONE TOTAL RETURN FD CRNEW+3.37M3.37M+$38M$38M
GLVCLOUGH GLOBAL DIV & INC FD GLVNEW+1.13M1.13M+$12M$12M
MRVLMARVELL TECHNOLOGY INCNEW+190.1K190.1K+$11M$11M
BLACKROCK NY MUNI INCOME BNYNEW+457.7K457.7K+$7M$7M
SABA CAPITAL INC & OPP FD BRWNEW+1.33M1.33M+$6M$6M
BLACKROCK MUNIYIELD QUALITY FDNEW+277.1K277.1K+$5M$5M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2021

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1MSFTMICROSOFT CORPhistory →COMMON2.59%$104M385.7K
2AAPLAPPLE INChistory →COMMON2.54%$103M749.4K
3XEVVXEATON VANCE LIMITED DURATION Ihistory →COMMON2.37%$96M7.22M
4XEVGXEATON VANCE SHORT DUR DIVERSIFhistory →COMMON2.32%$94M7.06M
5BTZBLACKROCK CREDIT ALLOCATION INhistory →COMMON1.79%$72M4.65M
6CLMCORNERSTONE STRATEGIC VALUE FDhistory →COMMON1.76%$71M6.12M
7PUTNAM PREMIER INCOME TRUST PPCOMMON1.67%$68M14.49M
8PUTNAM MASTER INTERMEDIATE INCCOMMON1.35%$55M13.05M
9AMATAPPLIED MATERIALS INChistory →COMMON1.17%$47M331.6K
10WIWWA INFLATION-LINKED OPP & INChistory →COMMON1.16%$47M3.58M
11BLACKROCK INCOME TRUST INC BKTCOMMON1.14%$46M7.24M
12MFS INTERMEDIATE INCOME TRUSTCOMMON1.13%$46M12.20M
13AVGOBROADCOM INChistory →COMMON1.11%$45M93.7K
14THWTEKLA WORLD HEALTHCARE FD THWhistory →COMMON1.02%$41M2.50M
15DOUBLELINE OPP CREDIT FD DBLCOMMON0.95%$39M1.92M
16GOOGLALPHABET INC - CL Ahistory →COMMON0.95%$38M15.7K
17CRFCORNERSTONE TOTAL RETURN FD CRhistory →COMMON0.95%$38M3.37M
18INVESCO DYNAMIC CREDIT OPPORTUCOMMON0.91%$37M3.10M
19NUVEEN PREFERRED & INCOME SECCOMMON0.88%$35M3.56M
20GHYPGIM GLOBAL SHORT DURATION HIGhistory →COMMON0.83%$34M2.10M
21NADNUVEEN QUALITY MUNICIPAL INC Fhistory →COMMON0.82%$33M2.07M
22JNJJOHNSON & JOHNSONhistory →COMMON0.82%$33M200.5K
23UNHUNITEDHEALTH GROUP INChistory →COMMON0.78%$31M78.5K
24GENERAL AMERICAN INVESTORS COCOMMON0.76%$31M708.1K
25VVISA INChistory →COMMON0.76%$31M131.4K
26CHUBB LTDCOMMON0.76%$31M192.4K
27JPMJPMORGAN CHASE & COhistory →COMMON0.72%$29M187.0K
28XNEAXNUVEEN AMT-FREE QUALITY MUNI Ihistory →COMMON0.71%$29M1.84M
29NUVEEN MULTI-MARKET INC FD JMMCOMMON0.71%$29M3.86M
30XXINSIXXINSIGHT SELECT INCOME FD INSIhistory →COMMON0.67%$27M1.25M
31ACCENTURE PLC CL ACOMMON0.66%$27M90.8K
32JLSNUVEEN MORTGAGE & INCOME FD JLhistory →COMMON0.65%$26M1.25M
33HDHOME DEPOT INChistory →COMMON0.65%$26M81.8K
34MEDTRONIC PLCCOMMON0.62%$25M201.3K
35PEPPEPSICO INChistory →COMMON0.61%$25M166.4K
36FIRST TR HIGH INC LONG/SHORT FCOMMON0.60%$24M1.54M
37FRANKLIN LIMITED DURATION INCOCOMMON0.60%$24M2.63M
38ABTABBOTT LABORATORIEShistory →COMMON0.59%$24M207.0K
39AMZNAMAZON.COM INChistory →COMMON0.59%$24M7.0K
40TEMPLETON GLOBAL INCOME FUND GCOMMON0.59%$24M4.28M
41METAFACEBOOK INChistory →COMMON0.58%$24M67.8K
42FMYFIRST TR MORTGAGE INCOME FD FMhistory →COMMON0.57%$23M1.68M
43UNPUNION PACIFIC CORPhistory →COMMON0.57%$23M104.8K
44XGLQXCLOUGH GLOBAL EQUITY FD GLQhistory →COMMON0.56%$23M1.54M
45BLACKROCK ENHANCED GOVERNMENTCOMMON0.55%$22M1.72M
46JGHNUVEEN GLOBAL HIGH INCOME FD Jhistory →COMMON0.55%$22M1.36M
47MACQUARIE GLBL INFRASTRUCTURECOMMON0.54%$22M942.8K
48JHSJOHN HANCOCK INCOME SECURITIEShistory →COMMON0.54%$22M1.35M
49AMTAMERICAN TOWER CORPhistory →REIT0.53%$22M79.8K
50FDXFEDEX CORPhistory →COMMON0.53%$22M72.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$5M501May 13, 202613F-HRchanges · EDGAR ↗
Q4 2025REVEALED$5M512Feb 12, 202613F-HRchanges · EDGAR ↗
Q3 2025$5M516Nov 13, 202513F-HRchanges · EDGAR ↗
Q2 2025$5M524Aug 14, 202513F-HRchanges · EDGAR ↗
Q1 2025$4M522May 13, 202513F-HRchanges · EDGAR ↗
Q4 2024$4M530Feb 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$4M540Nov 13, 202413F-HRchanges · EDGAR ↗
Q2 2024$4M533Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$4M523May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$4M535Feb 13, 202413F-HRchanges · EDGAR ↗
Q3 2023$4M532Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$4M546Aug 10, 202313F-HRchanges · EDGAR ↗
Q1 2023$4M534May 11, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review542Feb 10, 202313F-HRchanges · EDGAR ↗
Q3 2022$3.3B520Nov 10, 202213F-HRchanges · EDGAR ↗
Q2 2022$3.3B515Aug 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$3.7B516May 12, 202213F-HRchanges · EDGAR ↗
Q4 2021$4.3B515Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$3.9B474Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$4.0B531Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$3.8B527May 13, 202113F-HRchanges · EDGAR ↗
Q4 2020$3.7B523Feb 11, 202113F-HRchanges · EDGAR ↗
Q3 2020$3.4B515Nov 12, 2020RESTATEMENTchanges · EDGAR ↗
Q2 2020$3.2B523Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$2.6B530May 13, 202013F-HRchanges · EDGAR ↗
Q4 2019$3.5B516Feb 13, 202013F-HRchanges · EDGAR ↗
Q3 2019$3.3B520Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$3.2B530Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$3.2B531May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$3.1B535Jan 14, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 1 additional manager.

  • SIT FIXED INCOME ADVISORS II LLC /ADV028-19972

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.