SEC 13F Intelligence

Managers / Q4 2019 · view latest →

SIT INVESTMENT ASSOCIATES INC

CIK 0000769317 · 3300 IDS CENTER, 80 SOUTH EIGHTH STREET, MINNEAPOLIS, MN, 55402 · 6123323223

Reported Value
$3.5B
Q4 2019
Positions
516
Filings on Record
32
2019–present window
Filed
Feb 13, 2020
original filing

Summary

Sit Investment Associates Inc reported $3.5B in U.S.-listed holdings across 516 positions for Q4 2019.

Its largest position, XEVVX, represents 2.3% of the portfolio.

Compared with Q3 2019, the fund opened 38 new positions and exited 42.

Portfolio Metrics

Turnover
+8.8%
vs prior filed quarter
Top-10 Concentration
+18.5%
share of reported value
Largest Position
+2.3%
Eaton Vance Limited Duration I
New / Exited
38 / 42
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $3.1BQ4 ’18Q1 ’19: $3.2BQ2 ’19: $3.2BQ3 ’19: $3.3BQ4 ’19: $3.5BQ4 ’19Q1 ’20: $2.6BQ2 ’20: $3.2BQ3 ’20: $3.4BQ4 ’20: $3.7BQ4 ’20Q1 ’21: $3.8BQ2 ’21: $4.0BQ3 ’21: $3.9BQ4 ’21: $4.3BQ4 ’21Q1 ’22: $3.7BQ2 ’22: $3.3BQ3 ’22: $3.3BQ1 ’23: $4MQ1 ’23Q2 ’23: $4MQ3 ’23: $4MQ4 ’23: $4MQ1 ’24: $4MQ1 ’24Q2 ’24: $4MQ3 ’24: $4MQ4 ’24: $4MQ1 ’25: $4MQ1 ’25Q2 ’25: $5MQ3 ’25: $5MQ4 ’25: $5MQ1 ’26: $5MQ1 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 46.9%Closed-End Fund: 38.3%Other: 12.2%ADR: 1.6%REIT: 0.9%Other: 0.1%
  • Common Stock · 46.9% · $1.7B
  • Closed-End Fund · 38.3% · $1.3B
  • Other · 12.2% · $431M
  • ADR · 1.6% · $58M
  • REIT · 0.9% · $30M
  • Other · 0.1% · $3M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
TFCTRUIST FINANCIAL CORPNEW+250.0K250.0K+$14M$14M
ETRENTERGY CORP NEWNEW+104.5K104.5K+$13M$13M
UTFCOHEN & STEERS INFRASTRUCTURENEW+391.9K391.9K+$10M$10M
FEFIRSTENERGY CORPNEW+174.8K174.8K+$8M$8M
DOVDOVER CORPNEW+71.0K71.0K+$8M$8M
CPTCAMDEN PPTY TRNEW+76.1K76.1K+$8M$8M
RIVERNORTH DOUBLELINE STR OPPNEW+425.4K425.4K+$7M$7M
DSLDOUBLELINE INCOME SOLUTIO DSLNEW+281.1K281.1K+$6M$6M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2019

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1XEVVXEATON VANCE LIMITED DURATION Ihistory →COMMON2.34%$82M6.22M
2MSFTMICROSOFT CORPhistory →COMMON2.29%$81M511.0K
3AAPLAPPLE INChistory →COMMON2.13%$75M255.4K
4XEVGXEATON VANCE SHORT DUR DIVERSIFhistory →COMMON2.12%$75M5.54M
5CLMCORNERSTONE STRATEGIC VALUE FDhistory →COMMON2.11%$74M6.62M
6BLACKROCK INCOME TRUST INC BKTCOMMON1.82%$64M10.59M
7MFS INTERMEDIATE INCOME TRUSTCOMMON1.79%$63M16.57M
8WIWWA INFLATION-LINKED OPP & INChistory →COMMON1.46%$51M4.44M
9FRANKLIN LIMITED DURATION INCOCOMMON1.28%$45M4.68M
10PUTNAM MASTER INTERMEDIATE INCCOMMON1.18%$41M8.74M
11BTZBLACKROCK CREDIT ALLOCATION INhistory →COMMON1.12%$39M2.82M
12XNEAXNUVEEN AMT-FREE QUALITY MUNI Ihistory →COMMON1.07%$37M2.61M
13CRFCORNERSTONE TOTAL RETURN FD CRhistory →COMMON1.04%$37M3.34M
14DUFF & PHELPS UTILITY AND CORPCOMMON1.04%$36M3.99M
15BACVERIZON COMMUNICATIONS INChistory →COMMON1.04%$36M593.4K
16AVGOBROADCOM INChistory →COMMON1.03%$36M114.3K
17JNJJOHNSON & JOHNSONhistory →COMMON1.03%$36M247.4K
18VVISA INChistory →COMMON0.98%$34M183.3K
19UNHUNITEDHEALTH GROUP INChistory →COMMON0.96%$34M114.8K
20GHYPGIM GLOBAL SHORT DURATION HIGhistory →COMMON0.95%$33M2.22M
21JPMJPMORGAN CHASE & COhistory →COMMON0.94%$33M236.3K
22BHKBLACKROCK CORE BOND TRUST BHKhistory →COMMON0.93%$33M2.25M
23WA INFLATION - LINKED SEC & INCOMMON0.91%$32M2.62M
24AMATAPPLIED MATERIALS INChistory →COMMON0.85%$30M487.6K
25PEPPEPSICO INChistory →COMMON0.84%$30M217.2K
26HDHOME DEPOT INChistory →COMMON0.81%$28M130.3K
27DYHTARGET CORPhistory →COMMON0.75%$27M206.7K
28BLACKROCK ENHANCED GOVERNMENTCOMMON0.74%$26M1.99M
29XGDVXGABELLI DIVD & INCOME TR GDVhistory →COMMON0.73%$26M1.17M
30ACCENTURE PLC CL ACOMMON0.69%$24M114.8K
31NUVEEN MULTI-MARKET INC FD JMMCOMMON0.69%$24M3.26M
32FMYFIRST TR MORTGAGE INCOME FD FMhistory →COMMON0.68%$24M1.72M
33INTCINTEL CORPhistory →COMMON0.68%$24M399.5K
34ABTABBOTT LABORATORIEShistory →COMMON0.67%$24M271.3K
35UNPUNION PACIFIC CORPhistory →COMMON0.67%$23M129.9K
36HONGBPHONEYWELL INTERNATIONAL INChistory →COMMON0.66%$23M131.0K
37TJXTJX COS INC/THEhistory →COMMON0.64%$23M369.4K
38JHSJOHN HANCOCK INCOME SECURITIEShistory →COMMON0.63%$22M1.49M
39XJQCXNUVEEN CREDIT STRATEGIES INC Fhistory →COMMON0.61%$22M2.82M
40NADNUVEEN QUALITY MUNICIPAL INC Fhistory →COMMON0.61%$22M1.48M
41TROWT ROWE PRICE GROUP INChistory →COMMON0.61%$21M176.0K
42INVESCO DYNAMIC CREDIT OPPORTUCOMMON0.60%$21M1.86M
43WA VARIABLE RATE STRATEGIC FDCOMMON0.60%$21M1.26M
44XXINSIXXINSIGHT SELECT INCOME FD INSIhistory →COMMON0.57%$20M1.00M
45FIRST TR HIGH INC LONG/SHORT FCOMMON0.56%$20M1.26M
46GOOGLALPHABET INC - CL Ahistory →COMMON0.56%$20M14.8K
47EHIWESTERN ASSET GLOBAL HIGH INChistory →COMMON0.55%$19M1.94M
48MPCMARATHON PETROLEUM CORPhistory →COMMON0.55%$19M320.6K
49UTXZUNITED TECHNOLOGIES CORPhistory →COMMON0.54%$19M127.7K
50CHVCHEVRON CORPhistory →COMMON0.53%$19M155.8K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$5M501May 13, 202613F-HRchanges · EDGAR ↗
Q4 2025REVEALED$5M512Feb 12, 202613F-HRchanges · EDGAR ↗
Q3 2025$5M516Nov 13, 202513F-HRchanges · EDGAR ↗
Q2 2025$5M524Aug 14, 202513F-HRchanges · EDGAR ↗
Q1 2025$4M522May 13, 202513F-HRchanges · EDGAR ↗
Q4 2024$4M530Feb 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$4M540Nov 13, 202413F-HRchanges · EDGAR ↗
Q2 2024$4M533Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$4M523May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$4M535Feb 13, 202413F-HRchanges · EDGAR ↗
Q3 2023$4M532Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$4M546Aug 10, 202313F-HRchanges · EDGAR ↗
Q1 2023$4M534May 11, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review542Feb 10, 202313F-HRchanges · EDGAR ↗
Q3 2022$3.3B520Nov 10, 202213F-HRchanges · EDGAR ↗
Q2 2022$3.3B515Aug 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$3.7B516May 12, 202213F-HRchanges · EDGAR ↗
Q4 2021$4.3B515Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$3.9B474Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$4.0B531Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$3.8B527May 13, 202113F-HRchanges · EDGAR ↗
Q4 2020$3.7B523Feb 11, 202113F-HRchanges · EDGAR ↗
Q3 2020$3.4B515Nov 12, 2020RESTATEMENTchanges · EDGAR ↗
Q2 2020$3.2B523Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$2.6B530May 13, 202013F-HRchanges · EDGAR ↗
Q4 2019$3.5B516Feb 13, 202013F-HRchanges · EDGAR ↗
Q3 2019$3.3B520Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$3.2B530Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$3.2B531May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$3.1B535Jan 14, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 1 additional manager.

  • SIT FIXED INCOME ADVISORS II LLC /ADV

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.