SEC 13F Intelligence

Managers / Q3 2019 · view latest →

SIT INVESTMENT ASSOCIATES INC

CIK 0000769317 · 3300 IDS CENTER, 80 SOUTH EIGHTH STREET, MINNEAPOLIS, MN, 55402 · 6123323223

Reported Value
$3.3B
Q3 2019
Positions
520
Filings on Record
32
2019–present window
Filed
Nov 13, 2019
original filing

Summary

Sit Investment Associates Inc reported $3.3B in U.S.-listed holdings across 520 positions for Q3 2019.

Its largest position, CLM, represents 2.5% of the portfolio.

Compared with Q2 2019, the fund opened 29 new positions and exited 39.

Portfolio Metrics

Turnover
+9.7%
vs prior filed quarter
Top-10 Concentration
+18.5%
share of reported value
Largest Position
+2.5%
Cornerstone Strategic Value Fd
New / Exited
29 / 39
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $3.1BQ4 ’18Q1 ’19: $3.2BQ2 ’19: $3.2BQ3 ’19: $3.3BQ4 ’19: $3.5BQ4 ’19Q1 ’20: $2.6BQ2 ’20: $3.2BQ3 ’20: $3.4BQ4 ’20: $3.7BQ4 ’20Q1 ’21: $3.8BQ2 ’21: $4.0BQ3 ’21: $3.9BQ4 ’21: $4.3BQ4 ’21Q1 ’22: $3.7BQ2 ’22: $3.3BQ3 ’22: $3.3BQ1 ’23: $4MQ1 ’23Q2 ’23: $4MQ3 ’23: $4MQ4 ’23: $4MQ1 ’24: $4MQ1 ’24Q2 ’24: $4MQ3 ’24: $4MQ4 ’24: $4MQ1 ’25: $4MQ1 ’25Q2 ’25: $5MQ3 ’25: $5MQ4 ’25: $5MQ1 ’26: $5MQ1 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 48.0%Closed-End Fund: 36.6%Other: 12.9%ADR: 1.7%REIT: 0.8%Other: 0.1%
  • Common Stock · 48.0% · $1.6B
  • Closed-End Fund · 36.6% · $1.2B
  • Other · 12.9% · $419M
  • ADR · 1.7% · $56M
  • REIT · 0.8% · $26M
  • Other · 0.1% · $3M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
HCAHCA HEALTHCARE INCNEW+80.4K80.4K+$10M$10M
AON PLCNEW+48.3K48.3K+$9M$9M
UPSUNITED PARCEL SERVICE INC CL BNEW+75.5K75.5K+$9M$9M
LHXL3HARRIS TECHNOLOGIES INCNEW+39.4K39.4K+$8M$8M
NYCBEURNEW YORK CMNTY BANCORP INCNEW+552.3K552.3K+$7M$7M
XGLQXCLOUGH GLOBAL EQUITY FD GLQNEW+444.7K444.7K+$5M$5M
VIRTUS TOTAL RETURN FUND ZFNEW+405.0K405.0K+$5M$5M
PSAPUBLIC STORAGENEW+17.1K17.1K+$4M$4M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2019

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1CLMCORNERSTONE STRATEGIC VALUE FDhistory →COMMON2.45%$80M7.03M
2MSFTMICROSOFT CORPhistory →COMMON2.27%$74M531.5K
3XEVVXEATON VANCE LIMITED DURATION Ihistory →COMMON2.25%$73M5.87M
4XEVGXEATON VANCE SHORT DUR DIVERSIFhistory →COMMON2.14%$70M5.35M
5MFS INTERMEDIATE INCOME TRUSTCOMMON1.83%$59M15.57M
6BLACKROCK INCOME TRUST INC BKTCOMMON1.81%$59M9.69M
7AAPLAPPLE INChistory →COMMON1.79%$58M260.8K
8CRFCORNERSTONE TOTAL RETURN FD CRhistory →COMMON1.36%$44M4.02M
9WIWWA INFLATION-LINKED OPP & INChistory →COMMON1.30%$42M3.82M
10FRANKLIN LIMITED DURATION INCOCOMMON1.27%$41M4.44M
11PUTNAM MASTER INTERMEDIATE INCCOMMON1.24%$40M8.81M
12BACVERIZON COMMUNICATIONS INChistory →COMMON1.20%$39M646.5K
13DUFF & PHELPS UTILITY AND CORPCOMMON1.13%$37M3.97M
14JNJJOHNSON & JOHNSONhistory →COMMON1.06%$34M266.3K
15AVGOBROADCOM INChistory →COMMON1.00%$33M118.3K
16HDHOME DEPOT INChistory →COMMON0.97%$32M136.2K
17PEPPEPSICO INChistory →COMMON0.95%$31M225.4K
18VVISA INChistory →COMMON0.94%$31M177.7K
19BLACKROCK ENHANCED GOVERNMENTCOMMON0.92%$30M2.31M
20WA INFLATION - LINKED SEC & INCOMMON0.90%$29M2.54M
21JPMJPMORGAN CHASE & COhistory →COMMON0.89%$29M246.0K
22GHYPGIM GLOBAL SHORT DURATION HIGhistory →COMMON0.82%$27M1.86M
23INVESCO DYNAMIC CREDIT OPPORTUCOMMON0.79%$26M2.34M
24BHKBLACKROCK CORE BOND TRUST BHKhistory →COMMON0.78%$25M1.76M
25XNEAXNUVEEN AMT-FREE QUALITY MUNI Ihistory →COMMON0.77%$25M1.74M
26UNHUNITEDHEALTH GROUP INChistory →COMMON0.76%$25M114.0K
27BTZBLACKROCK CREDIT ALLOCATION INhistory →COMMON0.76%$25M1.82M
28FMYFIRST TR MORTGAGE INCOME FD FMhistory →COMMON0.73%$24M1.70M
29UNPUNION PACIFIC CORPhistory →COMMON0.71%$23M142.9K
30DYHTARGET CORPhistory →COMMON0.70%$23M212.9K
31HONGBPHONEYWELL INTERNATIONAL INChistory →COMMON0.70%$23M134.4K
32NUVEEN MULTI-MARKET INC FD JMMCOMMON0.70%$23M3.09M
33NUVEEN CONNECTICUT QUALITY MUNCOMMON0.68%$22M1.65M
34TJXTJX COS INC/THEhistory →COMMON0.67%$22M388.8K
35TROWT ROWE PRICE GROUP INChistory →COMMON0.66%$22M189.4K
36ACCENTURE PLC CL ACOMMON0.65%$21M110.7K
37AMATAPPLIED MATERIALS INChistory →COMMON0.65%$21M424.6K
38INTCINTEL CORPhistory →COMMON0.63%$20M395.6K
39CHVCHEVRON CORPhistory →COMMON0.63%$20M171.8K
40JHSJOHN HANCOCK INCOME SECURITIEShistory →COMMON0.62%$20M1.40M
41WA VARIABLE RATE STRATEGIC FDCOMMON0.62%$20M1.25M
42PUTNAM PREMIER INCOME TRUST PPCOMMON0.60%$19M3.70M
43MPCMARATHON PETROLEUM CORPhistory →COMMON0.60%$19M319.4K
44NEENEXTERA ENERGY INChistory →COMMON0.59%$19M83.0K
45NADNUVEEN QUALITY MUNICIPAL INC Fhistory →COMMON0.58%$19M1.32M
46XXINSIXXINSIGHT SELECT INCOME FD INSIhistory →COMMON0.58%$19M917.7K
47GOOGLALPHABET INC - CL Ahistory →COMMON0.56%$18M14.8K
48ABTABBOTT LABORATORIEShistory →COMMON0.55%$18M215.2K
49UTXZUNITED TECHNOLOGIES CORPhistory →COMMON0.55%$18M130.3K
50NBBNUVEEN BUILD AMERICA BOND FD Nhistory →COMMON0.52%$17M756.5K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$5M501May 13, 202613F-HRchanges · EDGAR ↗
Q4 2025REVEALED$5M512Feb 12, 202613F-HRchanges · EDGAR ↗
Q3 2025$5M516Nov 13, 202513F-HRchanges · EDGAR ↗
Q2 2025$5M524Aug 14, 202513F-HRchanges · EDGAR ↗
Q1 2025$4M522May 13, 202513F-HRchanges · EDGAR ↗
Q4 2024$4M530Feb 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$4M540Nov 13, 202413F-HRchanges · EDGAR ↗
Q2 2024$4M533Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$4M523May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$4M535Feb 13, 202413F-HRchanges · EDGAR ↗
Q3 2023$4M532Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$4M546Aug 10, 202313F-HRchanges · EDGAR ↗
Q1 2023$4M534May 11, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review542Feb 10, 202313F-HRchanges · EDGAR ↗
Q3 2022$3.3B520Nov 10, 202213F-HRchanges · EDGAR ↗
Q2 2022$3.3B515Aug 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$3.7B516May 12, 202213F-HRchanges · EDGAR ↗
Q4 2021$4.3B515Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$3.9B474Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$4.0B531Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$3.8B527May 13, 202113F-HRchanges · EDGAR ↗
Q4 2020$3.7B523Feb 11, 202113F-HRchanges · EDGAR ↗
Q3 2020$3.4B515Nov 12, 2020RESTATEMENTchanges · EDGAR ↗
Q2 2020$3.2B523Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$2.6B530May 13, 202013F-HRchanges · EDGAR ↗
Q4 2019$3.5B516Feb 13, 202013F-HRchanges · EDGAR ↗
Q3 2019$3.3B520Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$3.2B530Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$3.2B531May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$3.1B535Jan 14, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 1 additional manager.

  • SIT INVESTMENT FIXED INCOME ADVISORS INC028-04373

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.