SEC 13F Intelligence

NUVEEN CONNECTICUT QLTY MUN

CUSIP 67060D107

Nuveen Connecticut Qlty Mun has 30 institutional holders in Filings Flow’s 13F database, together reporting 4.09M shares worth $55M as of Q3 2019. The largest reported holders are Sit Investment Associates Inc, Bulldog Investors, LLP, and Rivernorth Capital Management, LLC.

Institutional Holders
30
Q3 2019
Reported Value
$55M
Ticker
unmapped
private placement or foreign
Quarters Tracked
4

Ownership Trend

Institutional holders
Q4 ’18: 32Q4 ’18Q1 ’19: 33Q1 ’19Q2 ’19: 28Q2 ’19Q3 ’19: 30Q3 ’19filingsflow.com
Total reported value
Q4 ’18: $42MQ4 ’18Q1 ’19: $50MQ1 ’19Q2 ’19: $45MQ2 ’19Q3 ’19: $55MQ3 ’19filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Bulldog Investors, LLP$445M AUM4.87%$11M808.5KQ3 2019OLDER
Next Capital Management LLC$330M AUM0.51%$758,00056.5KQ3 2019OLDER
Matisse Capital$234M AUM0.41%$324,00025.0KQ2 2019OLDER
RIVERNORTH CAPITAL MANAGEMENT, LLC$2.0B AUM0.35%$8M576.0KQ3 2019OLDER
BOOTHBAY FUND MANAGEMENT, LLC$7.7B AUM0.35%$4M282.8KQ3 2019OLDER
Patriot Financial Group Insurance Agency, LLC$1.8B AUM0.13%$296,00022.1KQ3 2019OLDER
Edge Wealth Management LLC$594M AUM0.11%$462,00034.4KQ3 2019OLDER
Point View Wealth Management, Inc.$246M AUM0.09%$190,00014.2KQ3 2019OLDER
ICON ADVISERS INC/CO$433M AUM0.07%$495,00036.9KQ3 2019OLDER
Realta Investment Advisors$288M AUM0.04%$155,00011.5KQ3 2019OLDER
CLOUGH CAPITAL PARTNERS L P$1.0B AUM0.02%$231,00017.2KQ3 2019OLDER
Truvestments Capital LLC$554M AUM0.02%$27,0002.0KQ3 2019OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.01%$3M199.7KQ3 2019OLDER
Private Capital Group, LLC$133M AUM0.01%$60,0004.4KQ3 2019OLDER
Private Advisor Group, LLC$21.3B AUM0.01%$579,00043.1KQ3 2019OLDER
WOLVERINE ASSET MANAGEMENT LLC$10.4B AUM0.01%$589,00043.9KQ3 2019OLDER
M&R CAPITAL MANAGEMENT INC$454M AUM0.00%$21,0001.6KQ3 2019OLDER
AQR Arbitrage LLC$6.1B AUM0.00%$149,00011.1KQ3 2019OLDER
Steward Partners Investment Advisory, LLC$19.6B AUM0.00%$49,0003.7KQ3 2019OLDER
WEBSTER BANK, N. A.$1.1B AUM0.00%$9,000670Q3 2019OLDER
MassMutual Private Wealth & Trust, FSB$3.9B AUM0.00%$16,0001.2KQ3 2019OLDER
LADENBURG THALMANN FINANCIAL SERVICES INC.$15.9B AUM0.00%$68,0005.1KQ3 2019OLDER
UBS Group AG$666.3B AUM0.00%$1M85.7KQ3 2019OLDER
RAYMOND JAMES & ASSOCIATES$164.1B AUM0.00%$170,00012.6KQ3 2019OLDER
Advisor Group, Inc.$14.5B AUM0.00%$29,0002.2KQ3 2019OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.