SEC 13F Intelligence

Managers / Q1 2021 · view latest →

SIT INVESTMENT ASSOCIATES INC

CIK 0000769317 · 3300 IDS CENTER, 80 SOUTH EIGHTH STREET, MINNEAPOLIS, MN, 55402 · 6123323223

Reported Value
$3.8B
Q1 2021
Positions
527
Filings on Record
32
2019–present window
Filed
May 13, 2021
original filing

Summary

Sit Investment Associates Inc reported $3.8B in U.S.-listed holdings across 527 positions for Q1 2021.

Its largest position, XEVVX, represents 2.9% of the portfolio.

Compared with Q4 2020, the fund opened 36 new positions and exited 32.

Portfolio Metrics

Turnover
+7.5%
vs prior filed quarter
Top-10 Concentration
+19.4%
share of reported value
Largest Position
+2.9%
Eaton Vance Limited Duration I
New / Exited
36 / 32
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $3.1BQ4 ’18Q1 ’19: $3.2BQ2 ’19: $3.2BQ3 ’19: $3.3BQ4 ’19: $3.5BQ4 ’19Q1 ’20: $2.6BQ2 ’20: $3.2BQ3 ’20: $3.4BQ4 ’20: $3.7BQ4 ’20Q1 ’21: $3.8BQ2 ’21: $4.0BQ3 ’21: $3.9BQ4 ’21: $4.3BQ4 ’21Q1 ’22: $3.7BQ2 ’22: $3.3BQ3 ’22: $3.3BQ1 ’23: $4MQ1 ’23Q2 ’23: $4MQ3 ’23: $4MQ4 ’23: $4MQ1 ’24: $4MQ1 ’24Q2 ’24: $4MQ3 ’24: $4MQ4 ’24: $4MQ1 ’25: $4MQ1 ’25Q2 ’25: $5MQ3 ’25: $5MQ4 ’25: $5MQ1 ’26: $5MQ1 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 48.3%Closed-End Fund: 39.4%Other: 8.9%ADR: 2.3%REIT: 0.9%Other: 0.1%
  • Common Stock · 48.3% · $1.8B
  • Closed-End Fund · 39.4% · $1.5B
  • Other · 8.9% · $342M
  • ADR · 2.3% · $90M
  • REIT · 0.9% · $35M
  • Other · 0.1% · $5M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
MTBM&T BANK CORPNEW+77.7K77.7K+$12M$12M
RTXRAYTHEON TECHNOLOGIES CORNEW+132.3K132.3K+$10M$10M
LNTALLIANT ENERGY CORPNEW+168.9K168.9K+$9M$9M
NFJVIRTUS DIVD, INT & PREM STRATENEW+533.2K533.2K+$7M$7M
XIGDXVOYA GLBL EQTY DIV & PREM INCNEW+829.7K829.7K+$5M$5M
LINDE PLCNEW+15.7K15.7K+$4M$4M
EATON VANCE FLOATING-RATE INCNEW+231.0K231.0K+$4M$4M
TWLOTWILIO INCNEW+8.0K8.0K+$3M$3M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2021

497 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1XEVVXEATON VANCE LIMITED DURATION Ihistory →EVV2.90%$111M8.79M
2AAPLAPPLE INChistory →COMMON2.49%$95M779.5K
3XEVGXEATON VANCE SHORT DUR DIVERSIFhistory →EVG2.47%$94M7.17M
4MSFTMICROSOFT CORPhistory →COMMON2.46%$94M398.0K
5BTZBLACKROCK CREDIT ALLOCATION INhistory →BTZ1.91%$73M4.97M
6PPTPUTNAM PREMIER INCOME TRUST PPhistory →PPT1.87%$71M14.68M
7PIMPUTNAM MASTER INTERMEDIATE INChistory →PIM1.46%$56M12.91M
8BLACKROCK INCOME TRUST INC BKTBKT1.30%$50M8.12M
9FTFFRANKLIN LIMITED DURATION INCOhistory →FTF1.27%$49M5.30M
10GOOGLALPHABET INC - CL ACOMMON1.27%$49M23.5K
11MFS INTERMEDIATE INCOME TRUSTMIN1.21%$46M12.39M
12AMATAPPLIED MATERIALS INChistory →COMMON1.20%$46M342.5K
13WIWWA INFLATION-LINKED OPP & INChistory →WIW1.13%$43M3.55M
14AVGOBROADCOM INChistory →COMMON1.09%$42M90.1K
15DBLDOUBLELINE OPP CREDIT FD DBLhistory →DBL1.00%$38M1.94M
16NUVEEN PREFERRED & INCOME SECJPS0.98%$37M3.83M
17JNJJOHNSON & JOHNSONhistory →COMMON0.88%$34M205.3K
18GHYPGIM GLOBAL SHORT DURATION HIGhistory →GHY0.82%$31M2.10M
19UNHUNITEDHEALTH GROUP INChistory →COMMON0.81%$31M82.9K
20GAMGENERAL AMERICAN INVESTORS COhistory →GAM0.79%$30M760.6K
21CBCHUBB LTDhistory →COMMON0.79%$30M191.6K
22INVESCO DYNAMIC CREDIT OPPORTUVTA0.78%$30M2.62M
23VVISA INChistory →COMMON0.78%$30M140.1K
24XNEAXNUVEEN AMT-FREE QUALITY MUNI Ihistory →NEA0.77%$30M1.99M
25JMMNUVEEN MULTI-MARKET INC FD JMMhistory →JMM0.73%$28M3.81M
26JPMJPMORGAN CHASE & COhistory →COMMON0.72%$28M181.8K
27NADNUVEEN QUALITY MUNICIPAL INC Fhistory →NAD0.70%$27M1.77M
28ACNACCENTURE PLC CL Ahistory →COMMON0.68%$26M93.7K
29HDHOME DEPOT INChistory →COMMON0.68%$26M84.8K
30ABTABBOTT LABORATORIEShistory →COMMON0.68%$26M215.6K
31PEPPEPSICO INChistory →COMMON0.66%$25M177.9K
32XXINSIXXINSIGHT SELECT INCOME FD INSIhistory →INSI0.64%$25M1.20M
33UNPUNION PACIFIC CORPhistory →COMMON0.63%$24M109.7K
34MDTMEDTRONIC PLChistory →COMMON0.61%$23M198.8K
35JLSNUVEEN MORTGAGE & INCOME FD JLhistory →JLS0.61%$23M1.12M
36JHSJOHN HANCOCK INCOME SECURITIEShistory →JHS0.60%$23M1.47M
37FMYFIRST TR MORTGAGE INCOME FD FMhistory →FMY0.59%$23M1.68M
38AMZNAMAZON.COM INChistory →COMMON0.59%$22M7.2K
39FIRST TR HIGH INC LONG/SHORT FFSD0.58%$22M1.48M
40XEGFXBLACKROCK ENHANCED GOVERNMENThistory →EGF0.58%$22M1.74M
41XMCRXMFS CHARTER INCOME TRUST MCRhistory →MCR0.56%$21M2.49M
42METAFACEBOOK INChistory →COMMON0.55%$21M72.0K
43JGHNUVEEN GLOBAL HIGH INCOME FD Jhistory →JGH0.54%$20M1.32M
44SWKSSKYWORKS SOLUTIONS INChistory →COMMON0.52%$20M109.1K
45AMTAMERICAN TOWER CORPhistory →REIT0.52%$20M83.6K
46XGDVXGABELLI DIVD & INCOME TR GDVhistory →GDV0.52%$20M832.4K
47MACQUARIE GLBL INFRASTRUCTUREMGU0.52%$20M911.6K
48RCSPIMCO STRATEGIC INCOME FUND RChistory →RCS0.52%$20M2.71M
49FDXFEDEX CORPhistory →COMMON0.51%$19M68.6K
50AMPAMERIPRISE FINANCIAL INChistory →COMMON0.51%$19M83.8K
51MCDMCDONALD'S CORPhistory →COMMON0.51%$19M86.8K
52ABBVABBVIE INChistory →COMMON0.51%$19M179.0K
53BHKBLACKROCK CORE BOND TRUST BHKhistory →BHK0.50%$19M1.22M
54NEENEXTERA ENERGY INChistory →COMMON0.49%$19M247.7K
55XWIAXWA INFLATION - LINKED SEC & INhistory →WIA0.49%$19M1.46M
56TGTTARGET CORPhistory →COMMON0.48%$18M92.9K
57JPCNUVEEN PREFERRED INCOME OPPORThistory →JPC0.47%$18M1.90M
58TEMPLETON GLOBAL INCOME FUND GGIM0.46%$18M3.34M
59GSGOLDMAN SACHS GROUP INC/THEhistory →COMMON0.46%$18M54.0K
60HONHONEYWELL INTERNATIONAL INChistory →COMMON0.44%$17M77.2K
61VZVERIZON COMMUNICATIONS INChistory →COMMON0.44%$17M287.9K
62XJQCXNUVEEN CREDIT STRATEGIES INC Fhistory →JQC0.43%$16M2.52M
63ADXADAMS DIVERSIFIED EQUITY ADXhistory →ADX0.42%$16M875.6K
64MDLZMONDELEZ INTERNATIONAL INChistory →COMMON0.40%$15M263.8K
65RQICOHEN & STEERS QUAL INC RLTY Rhistory →RQI0.40%$15M1.10M
66ORCLORACLE CORPhistory →COMMON0.40%$15M215.8K
67PGPROCTER & GAMBLE COhistory →COMMON0.39%$15M111.3K
68GRMNGARMIN LTDhistory →COMMON0.39%$15M112.9K
69ADIANALOG DEVICES INChistory →COMMON0.39%$15M95.1K
70TMOTHERMO FISHER SCIENTIFIC INChistory →COMMON0.38%$14M31.8K
71TJXTJX COS INC/THEhistory →COMMON0.37%$14M215.4K
72ATLASSIAN CORP PLCCOMMON0.36%$14M65.5K
73XHNWXPIONEER DIVERSIFIED HIGH INC Thistory →HNW0.36%$14M940.6K
74AONAON PLChistory →COMMON0.36%$14M59.8K
75DOVDOVER CORPhistory →COMMON0.36%$14M100.0K
76AZNNASTRAZENECA PLC ADRhistory →DEPOSITARY RECEI0.36%$14M273.4K
77YETIYETI HOLDINGS INChistory →COMMON0.35%$14M187.4K
78AFGAMERICAN FINANCIAL GROUP INChistory →COMMON0.35%$13M117.4K
79METMETLIFE INChistory →COMMON0.35%$13M219.5K
80TSITCW STRATEGIC INCOME FD TSIhistory →TSI0.34%$13M2.25M
81VKIINVESCO ADVANTAGE MUNI INC TRUhistory →VKI0.33%$13M1.08M
82NKENIKE INC CL Bhistory →COMMON0.33%$13M96.1K
83MSMORGAN STANLEYhistory →COMMON0.33%$13M163.8K
84CRMSALESFORCE.COM INChistory →COMMON0.33%$13M59.6K
85BMYBRISTOL-MYERS SQUIBB COhistory →COMMON0.33%$13M198.6K
86DXCMDEXCOM INChistory →COMMON0.33%$13M34.8K
87SMGSCOTTS MIRACLE-GRO COhistory →COMMON0.32%$12M50.7K
88TE CONNECTIVITY LTDCOMMON0.32%$12M94.5K
89VGMINVESCO TRUST FOR INV GRADE MUhistory →VGM0.31%$12M892.1K
90KTFDWS MUNICIPAL INCOME TRUST KTFhistory →KTF0.31%$12M1.02M
91SBUXSTARBUCKS CORPhistory →COMMON0.31%$12M108.8K
92CPZCALAMOS LNG/SHRT EQ & DYN CPZhistory →CPZ0.31%$12M585.0K
93GLOCLOUGH GLOBAL OPP FD GLOhistory →GLO0.31%$12M963.0K
94MTBM&T BANK CORPhistory →COMMON0.31%$12M77.7K
95BHPBHP BILLITON ADRhistory →DEPOSITARY RECEI0.31%$12M168.4K
96ETRENTERGY CORP NEWhistory →COMMON0.31%$12M117.2K
97NVDANVIDIA CORPhistory →COMMON0.30%$12M21.6K
98ISDPGIM SHORT DURATION HI YLD FDhistory →ISD0.30%$11M727.5K
99APDAIR PRODUCTS & CHEMICALS INChistory →COMMON0.30%$11M40.4K
100JACOBS ENGINEERING GROUP INCCOMMON0.29%$11M86.9K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$5M501May 13, 202613F-HRchanges · EDGAR ↗
Q4 2025REVEALED$5M512Feb 12, 202613F-HRchanges · EDGAR ↗
Q3 2025$5M516Nov 13, 202513F-HRchanges · EDGAR ↗
Q2 2025$5M524Aug 14, 202513F-HRchanges · EDGAR ↗
Q1 2025$4M522May 13, 202513F-HRchanges · EDGAR ↗
Q4 2024$4M530Feb 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$4M540Nov 13, 202413F-HRchanges · EDGAR ↗
Q2 2024$4M533Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$4M523May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$4M535Feb 13, 202413F-HRchanges · EDGAR ↗
Q3 2023$4M532Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$4M546Aug 10, 202313F-HRchanges · EDGAR ↗
Q1 2023$4M534May 11, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review542Feb 10, 202313F-HRchanges · EDGAR ↗
Q3 2022$3.3B520Nov 10, 202213F-HRchanges · EDGAR ↗
Q2 2022$3.3B515Aug 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$3.7B516May 12, 202213F-HRchanges · EDGAR ↗
Q4 2021$4.3B515Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$3.9B474Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$4.0B531Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$3.8B527May 13, 202113F-HRchanges · EDGAR ↗
Q4 2020$3.7B523Feb 11, 202113F-HRchanges · EDGAR ↗
Q3 2020$3.4B515Nov 12, 2020RESTATEMENTchanges · EDGAR ↗
Q2 2020$3.2B523Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$2.6B530May 13, 202013F-HRchanges · EDGAR ↗
Q4 2019$3.5B516Feb 13, 202013F-HRchanges · EDGAR ↗
Q3 2019$3.3B520Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$3.2B530Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$3.2B531May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$3.1B535Jan 14, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 1 additional manager.

  • SIT FIXED INCOME ADVISORS II LLC /ADV028-19972

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.