SEC 13F Intelligence

EATON VANCE FLTG RATE INCOM

CUSIP 278284104

Eaton Vance Fltg Rate Incom has 25 institutional holders in Filings Flow’s 13F database, together reporting 1.81M shares worth $28M as of Q3 2019. The largest reported holders are Steward Partners Investment Advisory, LLC, Rivernorth Capital Management, LLC, and Millennium Management LLC.

Institutional Holders
25
Q3 2019
Reported Value
$28M
Ticker
unmapped
private placement or foreign
Quarters Tracked
4

Ownership Trend

Institutional holders
Q4 ’18: 25Q4 ’18Q1 ’19: 31Q1 ’19Q2 ’19: 31Q2 ’19Q3 ’19: 25Q3 ’19filingsflow.com
Total reported value
Q4 ’18: $77MQ4 ’18Q1 ’19: $30MQ1 ’19Q2 ’19: $35MQ2 ’19Q3 ’19: $28MQ3 ’19filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
MARINER INVESTMENT GROUP LLC$346M AUM2.54%$1M63.7KQ1 2021
RIVERNORTH CAPITAL MANAGEMENT, LLC$2.0B AUM1.02%$17M1.04MQ1 2021
ICON ADVISERS INC/CO$433M AUM0.56%$4M220.9KQ1 2021
Thomas J. Herzfeld Advisors, Inc.$294M AUM0.42%$892,00057.3KQ4 2020OLDER
Visionary Wealth Advisors$2.3B AUM0.39%$4M229.6KQ1 2021
Bulldog Investors, LLP$445M AUM0.35%$1M73.5KQ1 2021
Lindbrook Capital, LLC$1.1B AUM0.32%$1M87.1KQ1 2021
Shaker Financial Services, LLC$287M AUM0.22%$420,00030.0KQ3 2020OLDER
Relative Value Partners Group, LLC$772M AUM0.21%$2M149.0KQ1 2021
Almitas Capital LLC$443M AUM0.19%$184,00011.8KQ4 2020OLDER
VIRTUS ADVISERS, LLC$215M AUM0.12%$278,00017.1KQ1 2021
CLOUGH CAPITAL PARTNERS L P$1.0B AUM0.11%$2M150.2KQ1 2021
Marble Harbor Investment Counsel, LLC$923M AUM0.10%$744,00045.7KQ1 2021
SHELTON CAPITAL MANAGEMENT$4.6B AUM0.10%$2M172.8KQ3 2020OLDER
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD$1.4B AUM0.07%$1M78.8KQ1 2021
BOOTHBAY FUND MANAGEMENT, LLC$7.7B AUM0.06%$2M96.5KQ4 2020OLDER
Hilton Capital Management, LLC$1.3B AUM0.03%$273,00017.6KQ4 2020OLDER
Advisors Asset Management, Inc.$6.0B AUM0.02%$958,00068.3KQ3 2020OLDER
Financial Advocates Investment Management$178M AUM0.01%$158,00010.2KQ4 2020OLDER
GUGGENHEIM CAPITAL LLC$12.9B AUM0.01%$2M95.9KQ1 2021
HBK INVESTMENTS L P$9.9B AUM0.01%$1M82.2KQ1 2021
EATON VANCE MANAGEMENT$67.5B AUM0.00%$3M193.8KQ1 2021
Qube Research & Technologies Ltd$89.9B AUM0.00%$259,00015.9KQ1 2021
MILLENNIUM MANAGEMENT LLC$240.3B AUM0.00%$4M234.5KQ1 2021
Steward Partners Investment Advisory, LLC$19.6B AUM0.00%$91M5.6KQ1 2021
SIGNATUREFD, LLC$6.5B AUM0.00%$31,0001.9KQ1 2021
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$229,00014.1KQ1 2021
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$172,00010.6KQ1 2021
RAYMOND JAMES & ASSOCIATES$164.1B AUM0.00%$423,00026.0KQ1 2021
WOLVERINE ASSET MANAGEMENT LLC$10.4B AUM0.00%$31,0002.3KQ3 2020OLDER
PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM0.00%$136,0008.3KQ1 2021
UBS Group AG$666.3B AUM0.00%$295,00018.1KQ1 2021
US BANCORP \DE\$82.4B AUM0.00%$41,0002.5KQ1 2021
BARCLAYS PLC$416.3B AUM0.00%$149,0009.0KQ1 2021
Rockefeller Capital Management L.P.$56.4B AUM$046Q1 2021

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.