SEC 13F Intelligence

Managers / Q4 2018 · view latest →

SIT INVESTMENT ASSOCIATES INC

CIK 0000769317 · 3300 IDS CENTER, 80 SOUTH EIGHTH STREET, MINNEAPOLIS, MN, 55402 · 6123323223

Reported Value
$3.1B
Q4 2018
Positions
535
Filings on Record
32
2019–present window
Filed
Jan 14, 2019
original filing

Summary

Sit Investment Associates Inc reported $3.1B in U.S.-listed holdings across 535 positions for Q4 2018.

Its largest position, CLM, represents 3.4% of the portfolio.

Portfolio Metrics

Top-10 Concentration
+18.6%
share of reported value
Largest Position
+3.4%
Cornerstone Strategic Value Fd

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $3.1BQ4 ’18Q1 ’19: $3.2BQ2 ’19: $3.2BQ3 ’19: $3.3BQ4 ’19: $3.5BQ4 ’19Q1 ’20: $2.6BQ2 ’20: $3.2BQ3 ’20: $3.4BQ4 ’20: $3.7BQ4 ’20Q1 ’21: $3.8BQ2 ’21: $4.0BQ3 ’21: $3.9BQ4 ’21: $4.3BQ4 ’21Q1 ’22: $3.7BQ2 ’22: $3.3BQ3 ’22: $3.3BQ1 ’23: $4MQ1 ’23Q2 ’23: $4MQ3 ’23: $4MQ4 ’23: $4MQ1 ’24: $4MQ1 ’24Q2 ’24: $4MQ3 ’24: $4MQ4 ’24: $4MQ1 ’25: $4MQ1 ’25Q2 ’25: $5MQ3 ’25: $5MQ4 ’25: $5MQ1 ’26: $5MQ1 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 55.5%Closed-End Fund: 33.3%Other: 8.9%ADR: 1.4%REIT: 0.7%Other: 0.1%
  • Common Stock · 55.5% · $1.7B
  • Closed-End Fund · 33.3% · $1.0B
  • Other · 8.9% · $278M
  • ADR · 1.4% · $44M
  • REIT · 0.7% · $23M
  • Other · 0.1% · $2M

Quarter-over-Quarter Changes full breakdown →

IssuerMoveShare ΔShares nowValue ΔValue now
CLMCORNERSTONE STRATEGIC VALUE FDNEW+9.38M9.38M+$105M$105M
MSFTMICROSOFT CORPNEW+677.6K677.6K+$69M$69M
XEVVXEATON VANCE LIMITED DURATION INEW+5.41M5.41M+$64M$64M
CRFCORNERSTONE TOTAL RETURN FD CRNEW+5.57M5.57M+$62M$62M
XEVGXEATON VANCE SHORT DUR DIVERSIFNEW+4.08M4.08M+$51M$51M
AAPLAPPLE INCNEW+319.2K319.2K+$50M$50M
FTFFRANKLIN LIMITED DURATION INCONEW+5.04M5.04M+$45M$45M
VZVERIZON COMMUNICATIONS INCNEW+805.9K805.9K+$45M$45M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2018

495 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1CLMCORNERSTONE STRATEGIC VALUE FDhistory →COMMON3.38%$105M9.38M
2MSFTMICROSOFT CORPhistory →COMMON2.21%$69M677.6K
3XEVVXEATON VANCE LIMITED DURATION Ihistory →COMMON2.07%$64M5.41M
4CRFCORNERSTONE TOTAL RETURN FD CRhistory →COMMON1.99%$62M5.57M
5XEVGXEATON VANCE SHORT DUR DIVERSIFhistory →COMMON1.64%$51M4.08M
6AAPLAPPLE INChistory →COMMON1.62%$50M319.2K
7FTFFRANKLIN LIMITED DURATION INCOhistory →COMMON1.46%$45M5.04M
8VZVERIZON COMMUNICATIONS INChistory →COMMON1.46%$45M805.9K
9JNJJOHNSON & JOHNSONhistory →COMMON1.44%$45M347.9K
10BLACKROCK INCOME TRUST INC BKTCOMMON1.36%$42M7.51M
11PIMPUTNAM MASTER INTERMEDIATE INChistory →COMMON1.22%$38M8.95M
12AVGOBROADCOM INChistory →COMMON1.19%$37M145.8K
13PEPPEPSICO INChistory →COMMON1.04%$32M293.6K
14UNHUNITEDHEALTH GROUP INChistory →COMMON1.03%$32M128.7K
15JPMJPMORGAN CHASE & COhistory →COMMON1.01%$31M322.3K
16DUFF & PHELPS UTILITY AND CORPCOMMON1.01%$31M3.82M
17HDHOME DEPOT INChistory →COMMON1.00%$31M180.5K
18PPTPUTNAM PREMIER INCOME TRUST PPhistory →COMMON0.99%$31M6.55M
19VVISA INChistory →COMMON0.98%$30M230.4K
20GOOGLALPHABET INC - CL ACOMMON0.98%$30M29.1K
21MFS INTERMEDIATE INCOME TRUSTCOMMON0.90%$28M7.58M
22XEGFXBLACKROCK ENHANCED GOVERNMENThistory →COMMON0.88%$27M2.10M
23PFEPFIZER INChistory →COMMON0.87%$27M616.8K
24ABTABBOTT LABORATORIEShistory →COMMON0.87%$27M371.7K
25ABBVABBVIE INChistory →COMMON0.86%$27M290.5K
26INTCINTEL CORPhistory →COMMON0.85%$26M560.7K
27CNPCENTERPOINT ENERGY INChistory →COMMON0.79%$24M866.5K
28MPCMARATHON PETROLEUM CORPhistory →COMMON0.78%$24M411.1K
29FMYFIRST TR MORTGAGE INCOME FD FMhistory →COMMON0.77%$24M1.83M
30DOWDUPONT INCCOMMON0.76%$24M443.7K
31WIWWA INFLATION-LINKED OPP & INChistory →COMMON0.76%$23M2.31M
32DISWALT DISNEY CO/THEhistory →COMMON0.70%$22M199.1K
33JMMNUVEEN MULTI-MARKET INC FD JMMhistory →COMMON0.69%$21M3.14M
34HONHONEYWELL INTERNATIONAL INChistory →COMMON0.68%$21M159.7K
35NEENEXTERA ENERGY INChistory →COMMON0.68%$21M121.2K
36BDXBECTON DICKINSON AND COhistory →COMMON0.66%$21M91.5K
37WA VARIABLE RATE STRATEGIC FDCOMMON0.66%$20M1.32M
38CVXCHEVRON CORPhistory →COMMON0.66%$20M187.9K
39PHPARKER-HANNIFIN CORPhistory →COMMON0.65%$20M136.4K
40UNPUNION PACIFIC CORPhistory →COMMON0.64%$20M143.8K
41CVSCVS HEALTH CORPhistory →COMMON0.62%$19M295.1K
42OXYOCCIDENTAL PETROLEUM CORPhistory →COMMON0.62%$19M314.8K
43XWIAXWA INFLATION - LINKED SEC & INhistory →COMMON0.61%$19M1.79M
44KOCOCA-COLA CO/THEhistory →COMMON0.60%$19M392.6K
45BTZBLACKROCK CREDIT ALLOCATION INhistory →COMMON0.60%$19M1.66M
46DALDELTA AIR LINES INChistory →COMMON0.59%$18M370.1K
47ACNACCENTURE PLC CL Ahistory →COMMON0.59%$18M130.6K
48TJXTJX COS INC/THEhistory →COMMON0.58%$18M405.9K
49XNEAXNUVEEN AMT-FREE QUALITY MUNI Ihistory →COMMON0.58%$18M1.46M
50LMTLOCKHEED MARTIN CORPhistory →COMMON0.57%$18M67.4K
51MSMORGAN STANLEYhistory →COMMON0.56%$17M436.6K
52NBBNUVEEN BUILD AMERICA BOND FD Nhistory →COMMON0.55%$17M890.4K
53LNCLINCOLN NATIONAL CORPhistory →COMMON0.55%$17M335.4K
54AMATAPPLIED MATERIALS INChistory →COMMON0.54%$17M508.8K
55CBCHUBB LTDhistory →COMMON0.54%$17M128.8K
56TROWT ROWE PRICE GROUP INChistory →COMMON0.51%$16M171.7K
57TGTTARGET CORPhistory →COMMON0.51%$16M237.7K
58AMGNAMGEN INChistory →COMMON0.50%$16M80.2K
59MRKMERCK & CO INChistory →COMMON0.50%$16M204.1K
60USBUS BANCORPhistory →COMMON0.48%$15M325.2K
61RAYTHEON COCOMMON0.46%$14M94.0K
62AVYAVERY DENNISON CORPhistory →COMMON0.45%$14M157.3K
63XXINSIXXINSIGHT SELECT INCOME FD INSIhistory →COMMON0.45%$14M809.7K
64BABOEING CO/THEhistory →COMMON0.45%$14M42.9K
65PRUPRUDENTIAL FINANCIAL INChistory →COMMON0.44%$14M169.4K
66DGXQUEST DIAGNOSTICS INChistory →COMMON0.44%$14M163.7K
67NADNUVEEN QUALITY MUNICIPAL INC Fhistory →COMMON0.43%$13M1.07M
68MCDMCDONALD'S CORPhistory →COMMON0.43%$13M75.7K
69SHWSHERWIN-WILLIAMS CO/THEhistory →COMMON0.43%$13M34.1K
70MMM3M COhistory →COMMON0.43%$13M69.9K
71BHKBLACKROCK CORE BOND TRUST BHKhistory →COMMON0.43%$13M1.09M
72JHSJOHN HANCOCK INCOME SECURITIEShistory →COMMON0.43%$13M1.05M
73TORTOISE MLP FUND INC NTGCOMMON0.42%$13M1.06M
74VPVINVESCO PA VALUE MUNI INC TR Vhistory →COMMON0.42%$13M1.12M
75RGAREINSURANCE GROUP OF AMERICA Ihistory →COMMON0.41%$13M91.5K
76XEADXWELLS FARGO INC OPPORTUNITIEShistory →COMMON0.41%$13M1.77M
77HIGHARTFORD FINL SVCS GROUPhistory →COMMON0.40%$12M279.2K
78INTUINTUIT INChistory →COMMON0.40%$12M62.4K
79GHYPGIM GLOBAL SHORT DURATION HIGhistory →COMMON0.39%$12M943.1K
80PHYSICIANS REALTY TRUSTREIT0.39%$12M756.9K
81TRANSCANADA CORPCOMMON0.39%$12M339.5K
82TORTOISE ENERGY INFRASTRUCTURECOMMON0.39%$12M606.0K
83DEDEERE & COhistory →COMMON0.38%$12M78.4K
84AXSAXIS CAPITAL HOLDINGS LTDhistory →COMMON0.38%$12M226.1K
85SUSUNCOR ENERGY INChistory →COMMON0.37%$11M409.5K
86CCLCARNIVAL CORPhistory →COMMON0.37%$11M230.4K
87BAXBAXTER INTERNATIONAL INChistory →COMMON0.36%$11M170.8K
88SBUXSTARBUCKS CORPhistory →COMMON0.36%$11M173.8K
89AMZNAMAZON.COM INChistory →COMMON0.35%$11M7.3K
90KAYNE ANDERSON MIDSTREAM/ENERGCOMMON0.35%$11M1.12M
91JACOBS ENGINEERING GROUP INCCOMMON0.35%$11M185.7K
92MFS GOVERNMENT MARKETS INCOMECOMMON0.35%$11M2.40M
93SWKSSKYWORKS SOLUTIONS INChistory →COMMON0.34%$11M158.4K
94MYIBLACKROCK MUNIYIELD QUALITY FDCOMMON0.34%$11M892.5K
95EMREMERSON ELECTRIC COhistory →COMMON0.34%$10M175.7K
96VGMINVESCO TRUST FOR INV GRADE MUhistory →COMMON0.33%$10M903.6K
97ECLECOLAB INChistory →COMMON0.33%$10M69.0K
98XMUSXBLACKROCK MUNIHOLDINGS QUALITYCOMMON0.32%$10M883.7K
99VBFINVESCO BOND FUND VBFhistory →COMMON0.32%$10M600.0K
100XHNWXPIONEER DIVERSIFIED HIGH INC Thistory →COMMON0.32%$10M773.9K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$5M501May 13, 202613F-HRchanges · EDGAR ↗
Q4 2025REVEALED$5M512Feb 12, 202613F-HRchanges · EDGAR ↗
Q3 2025$5M516Nov 13, 202513F-HRchanges · EDGAR ↗
Q2 2025$5M524Aug 14, 202513F-HRchanges · EDGAR ↗
Q1 2025$4M522May 13, 202513F-HRchanges · EDGAR ↗
Q4 2024$4M530Feb 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$4M540Nov 13, 202413F-HRchanges · EDGAR ↗
Q2 2024$4M533Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$4M523May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$4M535Feb 13, 202413F-HRchanges · EDGAR ↗
Q3 2023$4M532Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$4M546Aug 10, 202313F-HRchanges · EDGAR ↗
Q1 2023$4M534May 11, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review542Feb 10, 202313F-HRchanges · EDGAR ↗
Q3 2022$3.3B520Nov 10, 202213F-HRchanges · EDGAR ↗
Q2 2022$3.3B515Aug 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$3.7B516May 12, 202213F-HRchanges · EDGAR ↗
Q4 2021$4.3B515Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$3.9B474Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$4.0B531Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$3.8B527May 13, 202113F-HRchanges · EDGAR ↗
Q4 2020$3.7B523Feb 11, 202113F-HRchanges · EDGAR ↗
Q3 2020$3.4B515Nov 12, 2020RESTATEMENTchanges · EDGAR ↗
Q2 2020$3.2B523Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$2.6B530May 13, 202013F-HRchanges · EDGAR ↗
Q4 2019$3.5B516Feb 13, 202013F-HRchanges · EDGAR ↗
Q3 2019$3.3B520Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$3.2B530Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$3.2B531May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$3.1B535Jan 14, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 1 additional manager.

  • SIT INVESTMENT FIXED INCOME ADVISORS INC028-04373

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.