SEC 13F Intelligence

RIVERNORTH DOUBLELINE STRATE

CUSIP 76882G107

Rivernorth Doubleline Strate has 63 institutional holders in Filings Flow’s 13F database, together reporting 8.65M shares worth $61M as of Q1 2026. The largest reported holders are Morgan Stanley, Wells Fargo & Company/Mn, and Royal Bank Of Canada.

Institutional Holders
63
Q1 2026
Reported Value
$61M
Ticker
unmapped
private placement or foreign
Quarters Tracked
10

Ownership Trend

Institutional holders
Q4 ’18: 27Q4 ’18Q1 ’19: 28Q2 ’19: 27Q2 ’19Q3 ’19: 30Q2 ’21: 31Q2 ’21Q4 ’21: 37Q4 ’22: 48Q4 ’22Q4 ’25: 66Q1 ’26: 63Q1 ’26Q2 ’26: 6filingsflow.com
Total reported value
Q4 ’18: $39MQ4 ’18Q1 ’19: $39MQ2 ’19: $33MQ2 ’19Q3 ’19: $33MQ2 ’21: $21MQ2 ’21Q4 ’21: $196MQ4 ’22: $12MQ4 ’22Q4 ’25: $63MQ1 ’26: $61MQ1 ’26Q2 ’26: $14Mfilingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Shaker Financial Services, LLC$287M AUM0.32%$918,184119.7KQ1 2026OLDER
Verity Asset Management, Inc.$238M AUM0.29%$681,54988.9KQ1 2026OLDER
Total Wealth Planning & Management, Inc.$135M AUM0.25%$343,30944.8KQ1 2026OLDER
Post Resch Tallon Group Inc.$145M AUM0.21%$304,30339.4KQ2 2026
1607 Capital Partners, LLC$1.4B AUM0.19%$3M337.5KQ1 2026OLDER
Yakira Capital Management, Inc.$342M AUM0.16%$563,66873.5KQ1 2026OLDER
Next Capital Management LLC$330M AUM0.13%$422,68655.1KQ1 2026OLDER
Navis Wealth Advisors, LLC$196M AUM0.12%$231,44930.2KQ1 2026OLDER
WFA of San Diego, LLC$125M AUM0.09%$116,39215.2KQ1 2026OLDER
Powell Investment Advisors, LLC$290M AUM0.07%$209,75227.3KQ1 2026OLDER
Advisors Asset Management, Inc.$6.0B AUM0.07%$4M520.1KQ1 2026OLDER
SeaCrest Wealth Management, LLC$903M AUM0.06%$572,37674.1KQ2 2026
Almitas Capital LLC$443M AUM0.06%$260,49634.0KQ1 2026OLDER
Logan Stone Capital, LLC$360M AUM0.05%$181,81023.7KQ1 2026OLDER
PFG Investments, LLC$2.1B AUM0.05%$1M137.8KQ1 2026OLDER
Future Financial Wealth Managment LLC$155M AUM0.05%$76,7709.0KQ3 2025OLDER
J.W. COLE ADVISORS, INC.$3.0B AUM0.05%$2M245.2KQ4 2025OLDER
RIVERBRIDGE PARTNERS LLC$4.1B AUM0.04%$2M237.1KQ1 2026OLDER
ORG Partners LLC$568M AUM0.03%$162,84320.5KQ4 2025OLDER
Noble Wealth Management PBC$223M AUM0.02%$42,8325.5KQ2 2026
FIRST FOUNDATION ADVISORS$2.5B AUM0.02%$470,47061.3KQ1 2026OLDER
Strategic Financial Concepts, LLC$405M AUM0.02%$107,47812.6KQ3 2025OLDER
Gateway Wealth Partners, LLC$2.6B AUM0.01%$300,86439.2KQ1 2026OLDER
CSS LLC/IL$2.1B AUM0.01%$240,37031.3KQ1 2026OLDER
Pathstone Holdings, LLC$25.1B AUM0.01%$3M346.1KQ1 2026OLDER
Perennial Investment Advisors, LLC$1.3B AUM0.01%$123,46416.1KQ1 2026OLDER
Ascentis Independent Advisors$1.3B AUM0.01%$126,43216.5KQ1 2026OLDER
Fiduciary Group, LLC$1.2B AUM0.01%$92,80712.1KQ1 2026OLDER
WPG Advisers, LLC$136M AUM0.01%$9,2961.2KQ1 2026OLDER
NewEdge Advisors, LLC$27.7B AUM0.00%$1M176.0KQ2 2026
CoreCap Advisors, LLC$3.4B AUM0.00%$145,90818.9KQ2 2026
Ausdal Financial Partners, Inc.$2.3B AUM0.00%$94,56112.3KQ1 2026OLDER
HOLLENCREST CAPITAL MANAGEMENT$2.7B AUM0.00%$83,94810.9KQ1 2026OLDER
Prime Capital Investment Advisors, LLC$8.6B AUM0.00%$262,04934.2KQ1 2026OLDER
NBC SECURITIES, INC.$1.3B AUM0.00%$39,0015.1KQ1 2026OLDER
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC$696M AUM0.00%$17,6412.3KQ1 2026OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$11M1.50MQ2 2026
HIGHLINE WEALTH PARTNERS LLC$392M AUM0.00%$7,6701.0KQ1 2026OLDER
Kestra Advisory Services, LLC$26.4B AUM0.00%$437,34357.0KQ1 2026OLDER
Pinnacle Wealth Planning Services, Inc.$968M AUM0.00%$14,8571.9KQ1 2026OLDER
Baird Financial Group, Inc.$64.0B AUM0.00%$948,158123.6KQ1 2026OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$8M1.02MQ1 2026OLDER
COMERICA BANK$25.1B AUM0.00%$297,58437.4KQ4 2025OLDER
MORGAN STANLEY$1.67T AUM0.00%$16M2.07MQ1 2026OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$661,98486.3KQ1 2026OLDER
Global Retirement Partners, LLC$5.6B AUM0.00%$45,0055.7KQ4 2025OLDER
FIFTH THIRD BANCORP$54.7B AUM0.00%$286,49837.4KQ1 2026OLDER
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$1.4B AUM0.00%$7,161930Q1 2026OLDER
&PARTNERS$20.2B AUM0.00%$90,43111.4KQ4 2025OLDER
Sanctuary Advisors, LLC$18.5B AUM0.00%$80,21610.1KQ4 2025OLDER
Advisory Services Network, LLC$7.5B AUM0.00%$25,8403.4KQ1 2026OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$210,66027.5KQ1 2026OLDER
LPL Financial LLC$376.6B AUM0.00%$970,808126.6KQ1 2026OLDER
UBS Group AG$666.3B AUM0.00%$2M213.2KQ1 2026OLDER
WHITTIER TRUST CO OF NEVADA INC$4.9B AUM0.00%$11,6431.5KQ1 2026OLDER
STIFEL FINANCIAL CORP$108.8B AUM0.00%$171,33222.3KQ1 2026OLDER
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM0.00%$87,52011.0KQ4 2025OLDER
Rockefeller Capital Management L.P.$56.4B AUM0.00%$65,3568.5KQ1 2026OLDER
HighTower Advisors, LLC$94.2B AUM0.00%$103,61413.5KQ1 2026OLDER
Geneos Wealth Management Inc.$4.3B AUM0.00%$2,646345Q1 2026OLDER
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$195,28925.5KQ1 2026OLDER
CIBC Private Wealth Group LLC$59.2B AUM0.00%$17,2522.2KQ4 2025OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$184,27323.2KQ4 2025OLDER
PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM0.00%$38,3505.0KQ1 2026OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$92,18612.0KQ1 2026OLDER
NATIONAL BANK OF CANADA /FI/$111.5B AUM0.00%$16,5982.2KQ1 2026OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$93,72712.2KQ1 2026OLDER
CWM, LLC$38.1B AUM0.00%$2,945384Q1 2026OLDER
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$24,3923.1KQ4 2025OLDER
Allworth Financial LP$24.7B AUM0.00%$38450Q1 2026OLDER
ASSETMARK, INC$49.0B AUM0.00%$314Q1 2026OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.