SEC 13F Intelligence

SABA CAPITAL INCOME & OPRNT

CUSIP 78518H103

Saba Capital Income & Oprnt has 76 institutional holders in Filings Flow’s 13F database, together reporting 25.59M shares worth $228M as of Q4 2021. The largest reported holders are Kestra Private Wealth Services, LLC, Rivernorth Capital Management, LLC, and Relative Value Partners Group, LLC.

Institutional Holders
76
Q4 2021
Reported Value
$228M
Ticker
unmapped
private placement or foreign
Quarters Tracked
2

Ownership Trend

Institutional holders
Q2 ’21: 67Q2 ’21Q4 ’21: 76Q4 ’21filingsflow.com
Total reported value
Q2 ’21: $280MQ2 ’21Q4 ’21: $228MQ4 ’21filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Thomas J. Herzfeld Advisors, Inc.$294M AUM3.17%$8M1.87MQ1 2022OLDER
Next Capital Management LLC$330M AUM1.74%$3M569.6KQ1 2022OLDER
Relative Value Partners Group, LLC$772M AUM1.38%$20M4.39MQ1 2022OLDER
Bulldog Investors, LLP$445M AUM1.13%$4M976.3KQ1 2022OLDER
RIVERNORTH CAPITAL MANAGEMENT, LLC$2.0B AUM1.03%$27M6.02MQ1 2022OLDER
ROBINSON CAPITAL MANAGEMENT, LLC$239M AUM0.59%$953,000209.9KQ4 2021OLDER
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD$1.4B AUM0.47%$7M1.65MQ1 2022OLDER
CLOUGH CAPITAL PARTNERS L P$1.0B AUM0.31%$4M900.1KQ1 2022OLDER
MARINER INVESTMENT GROUP LLC$346M AUM0.29%$232,00051.2KQ1 2022OLDER
VIRTUS ADVISERS, LLC$215M AUM0.21%$461,000102.0KQ1 2022OLDER
INVESTMENT PARTNERS, LTD.$281M AUM0.15%$364,00080.4KQ1 2022OLDER
INTEGRATED CAPITAL MANAGEMENT, INC.$143M AUM0.15%$182,00040.2KQ1 2022OLDER
Logan Stone Capital, LLC$360M AUM0.13%$132,00029.1KQ4 2021OLDER
CSS LLC/IL$2.1B AUM0.12%$3M756.5KQ1 2022OLDER
Shaker Financial Services, LLC$287M AUM0.12%$315,00069.7KQ1 2022OLDER
AFFINIA FINANCIAL GROUP, LLC$144M AUM0.08%$98,00022.7KQ1 2022OLDER
Pekin Hardy Strauss, Inc.$957M AUM0.06%$503,000111.3KQ1 2022OLDER
Autus Asset Management, LLC$556M AUM0.06%$398,00088.1KQ1 2022OLDER
MKT Advisors LLC$322M AUM0.05%$62,00015.1KQ1 2022OLDER
OAK HILL ADVISORS LP$878M AUM0.04%$821,000181.7KQ1 2022OLDER
6 Meridian$1.4B AUM0.04%$571,000126.3KQ4 2021OLDER
HUB Investment Partners, LLC$4.2B AUM0.04%$177,00039.3KQ4 2021OLDER
Family Manage LLC$834M AUM0.04%$143,00031.5KQ1 2022OLDER
SHUFRO ROSE & CO LLC$1.5B AUM0.04%$467,000103.4KQ1 2022OLDER
Lumature Wealth Partners, LLC$168M AUM0.03%$77,00017.0KQ1 2022OLDER
Rockefeller Capital Management L.P.$56.4B AUM0.03%$6M1.40MQ1 2022OLDER
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.$1.6B AUM0.03%$188,00041.6KQ4 2021OLDER
Platform Technology Partners$519M AUM0.03%$54,00012.0KQ1 2022OLDER
Latitude Advisors, LLC$218M AUM0.02%$82,00018.2KQ1 2022OLDER
Bridgewater Advisors Inc.$1.7B AUM0.02%$74,00016.4KQ1 2022OLDER
Westchester Capital Management, LLC$2.2B AUM0.02%$632,000139.9KQ1 2022OLDER
B. Riley Wealth Management, Inc.$85.5B AUM0.02%$198,00043.8KQ1 2022OLDER
Perennial Advisors, LLC$587M AUM0.01%$55,00012.3KQ4 2021OLDER
Plante Moran Financial Advisors, LLC$1.5B AUM0.01%$90,00020.0KQ4 2021OLDER
WealthTrust Axiom LLC$406M AUM0.01%$45,00010.1KQ1 2022OLDER
Ausdal Financial Partners, Inc.$2.3B AUM0.01%$63,00014.0KQ1 2022OLDER
KESTRA PRIVATE WEALTH SERVICES, LLC$8.1B AUM0.01%$115M25.5KQ1 2022OLDER
Missouri Trust & Investment Co$341M AUM0.01%$9,0002.0KQ4 2021OLDER
Capital Investment Advisors, LLC$6.8B AUM0.01%$167,00037.0KQ1 2022OLDER
Qube Research & Technologies Ltd$89.9B AUM0.00%$455,000100.8KQ1 2022OLDER
SCOTIA CAPITAL INC.$24.3B AUM0.00%$435,00096.2KQ1 2022OLDER
NewEdge Advisors, LLC$27.7B AUM0.00%$120,00026.5KQ4 2021OLDER
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$3M682.8KQ1 2022OLDER
Invesco Ltd.$653.3B AUM0.00%$6M1.27MQ1 2022OLDER
Private Capital Group, LLC$133M AUM0.00%$6,0001.2KQ1 2022OLDER
Segantii Capital Management Ltd$1.5B AUM0.00%$45,00010.0KQ1 2022OLDER
OPPENHEIMER & CO INC$8.2B AUM0.00%$70,00015.5KQ1 2022OLDER
Raymond James Financial Services Advisors, Inc.$75.1B AUM0.00%$616,000136.3KQ1 2022OLDER
IFP Advisors, Inc$4.8B AUM0.00%$40,0007.7KQ3 2022
STEPHENS INC /AR/$8.0B AUM0.00%$56,00012.3KQ1 2022OLDER
Investors Research Corp$523M AUM0.00%$3,000774Q4 2021OLDER
AVANTAX ADVISORY SERVICES, INC.$18.2B AUM0.00%$64,00014.3KQ1 2022OLDER
Prospera Financial Services Inc$6.2B AUM0.00%$19,0004.2KQ1 2022OLDER
GUGGENHEIM CAPITAL LLC$12.9B AUM0.00%$95,00021.1KQ1 2022OLDER
MERCER GLOBAL ADVISORS INC /ADV$67.6B AUM0.00%$88,00019.5KQ4 2021OLDER
PARAMETRIC PORTFOLIO ASSOCIATES LLC$190.2B AUM0.00%$744,000164.7KQ1 2022OLDER
WOLVERINE ASSET MANAGEMENT LLC$10.4B AUM0.00%$41,0009.1KQ4 2021OLDER
RAYMOND JAMES & ASSOCIATES$164.1B AUM0.00%$400,00088.5KQ1 2022OLDER
STIFEL FINANCIAL CORP$108.8B AUM0.00%$200,00044.2KQ1 2022OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$86,00019.0KQ1 2022OLDER
UBS Group AG$666.3B AUM0.00%$572,000126.5KQ1 2022OLDER
LPL Financial LLC$376.6B AUM0.00%$214,00047.4KQ4 2021OLDER
MONEY CONCEPTS CAPITAL CORP$1.8B AUM0.00%$2,000500Q1 2022OLDER
D. E. Shaw & Co., Inc.$166.3B AUM0.00%$113,00025.0KQ1 2022OLDER
North Star Investment Management Corp.$1.7B AUM0.00%$1,000310Q1 2022OLDER
Steward Partners Investment Advisory, LLC$19.6B AUM0.00%$4,000800Q1 2022OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$25,0005.6KQ1 2022OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$82,00018.1KQ4 2021OLDER
Tower Research Capital LLC (TRC)$3.8B AUM0.00%$1,000200Q1 2022OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$53,00011.8KQ1 2022OLDER
US BANCORP \DE\$82.4B AUM0.00%$3,000650Q1 2022OLDER
EATON VANCE MANAGEMENT$67.5B AUM0.00%$1,000264Q4 2021OLDER
Widmann Financial Services, Inc.$168M AUM$0120Q4 2021OLDER
CWM, LLC$38.1B AUM$018Q4 2021OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.