SEC 13F Intelligence

SDHYPGIM SHORT DUR HIG YLD OPP F

CUSIP 69355J104 · Yahoo Finance ↗ · Google Finance ↗

Pgim Short Dur Hig Yld Opp F (SDHY) has 58 institutional holders in Filings Flow’s 13F database, together reporting 11.03M shares worth $177M as of Q1 2026. The largest reported holders are 1607 Capital Partners, LLC, Morgan Stanley, and Sit Investment Associates Inc.

Institutional Holders
58
Q1 2026
Reported Value
$177M
Ticker
SDHY
Quarters Tracked
22

Ownership Trend

Institutional holders
Q4 ’20: 5Q4 ’20Q1 ’21: 9Q2 ’21: 15Q3 ’21: 21Q3 ’21Q4 ’21: 33Q1 ’22: 34Q2 ’22: 40Q2 ’22Q3 ’22: 43Q4 ’22: 38Q1 ’23: 38Q1 ’23Q2 ’23: 42Q3 ’23: 47Q4 ’23: 55Q4 ’23Q1 ’24: 57Q2 ’24: 57Q3 ’24: 58Q3 ’24Q4 ’24: 52Q1 ’25: 55Q2 ’25: 51Q2 ’25Q3 ’25: 48Q4 ’25: 57Q1 ’26: 58Q1 ’26filingsflow.com
Total reported value
Q4 ’20: $5MQ4 ’20Q1 ’21: $3MQ2 ’21: $9MQ3 ’21: $19MQ3 ’21Q4 ’21: $95MQ1 ’22: $98MQ2 ’22: $90MQ2 ’22Q3 ’22: $94MQ4 ’22: $96MQ1 ’23: $102MQ1 ’23Q2 ’23: $105MQ3 ’23: $110MQ4 ’23: $134MQ4 ’23Q1 ’24: $134MQ2 ’24: $134MQ3 ’24: $151MQ3 ’24Q4 ’24: $176MQ1 ’25: $187MQ2 ’25: $219MQ2 ’25Q3 ’25: $212MQ4 ’25: $208MQ1 ’26: $177MQ1 ’26filingsflow.com

Holders

··Mixed quarters
Manager% of PortfolioValueSharesQuarter
1607 Capital Partners, LLC$1.4B AUM1.98%$28M1.72MQ1 2026
MORGAN STANLEY$1.66T AUM0.00%$22M1.38MQ1 2026
SIT INVESTMENT ASSOCIATES INC$4.9B AUM0.29%$14M879.4KQ1 2026
Focus Partners Wealth$89.9B AUM0.01%$13M809.3KQ1 2026
NorthCoast Asset Management LLC$4.3B AUM0.05%$12M728.8KQ3 2025OLDER
RIVERNORTH CAPITAL MANAGEMENT, LLC$2.0B AUM0.54%$12M700.0KQ4 2025OLDER
Allspring Global Investments Holdings, LLC$59.7B AUM0.02%$10M615.5KQ1 2026
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$10M593.6KQ1 2026
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD$1.4B AUM0.64%$9M546.0KQ1 2026
UBS Group AG$666.3B AUM0.00%$9M542.9KQ1 2026
Pathstone Holdings, LLC$25.1B AUM0.03%$8M518.9KQ1 2026
Advisors Asset Management, Inc.$6.0B AUM0.11%$7M421.1KQ1 2026
Invesco Ltd.$653.3B AUM0.00%$5M291.3KQ1 2026
COHEN & STEERS, INC.$57.6B AUM0.01%$4M272.4KQ1 2026
SEVEN MILE ADVISORY$139M AUM0.65%$4M229.9KQ4 2025OLDER
LPL Financial LLC$376.6B AUM0.00%$4M233.3KQ1 2026
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$3M201.3KQ1 2026
Almitas Capital LLC$443M AUM0.65%$3M178.9KQ1 2026
HAZLETT, BURT & WATSON, INC.$320M AUM0.86%$3M171.9KQ1 2026
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$3M162.6KQ1 2026
RIVERBRIDGE PARTNERS LLC$3.6B AUM0.06%$3M162.5KQ1 2026
AHL INVESTMENT MANAGEMENT, INC.$146M AUM1.38%$2M120.6KQ3 2025OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$2M125.0KQ1 2026
Thomas J. Herzfeld Advisors, Inc.$294M AUM0.62%$2M113.6KQ1 2026
Apollon Financial, LLC$723M AUM0.24%$2M110.6KQ1 2026
Closed-End Fund Advisors, Inc.$98M AUM1.74%$2M106.5KQ1 2026
Carnegie Investment Counsel$5.1B AUM0.03%$1M90.8KQ1 2026
Secure Asset Management, LLC$632M AUM0.23%$1M90.1KQ1 2026
EVOLVE PRIVATE WEALTH, LLC$1.9B AUM0.07%$1M77.2KQ1 2026
Aviance Capital Partners, LLC$854M AUM0.14%$1M74.3KQ1 2026
OPPENHEIMER & CO INC$8.2B AUM0.01%$923,76157.7KQ1 2026
Rareview Capital LLC$171M AUM0.53%$873,59251.9KQ3 2025OLDER
Shaker Financial Services, LLC$287M AUM0.26%$741,64646.3KQ1 2026
QUANTIFY CHAOS ADVISORS, LLC$32M AUM2.21%$707,13244.1KQ1 2026
Logan Stone Capital, LLC$360M AUM0.19%$679,68142.4KQ1 2026
Rockefeller Capital Management L.P.$56.4B AUM0.00%$574,63735.9KQ1 2026
Janney Montgomery Scott LLC$40.4B AUM0.00%$535,00033.4KQ1 2026
RFG Advisory, LLC$5.4B AUM0.01%$531,32433.2KQ1 2026
Cetera Investment Advisers$94.0B AUM0.00%$426,35326.6KQ1 2026
Catalina Capital Group, LLC$168M AUM0.24%$406,37925.4KQ1 2026
Steward Partners Investment Advisory, LLC$19.6B AUM0.00%$395,96624.7KQ1 2026
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$377,31422.9KQ4 2025OLDER
WOLVERINE ASSET MANAGEMENT LLC$10.4B AUM0.00%$368,46023.0KQ1 2026
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$347,09921.7KQ1 2026
Cambridge Investment Research Advisors, Inc.$38.8B AUM0.00%$341,00021.3KQ1 2026
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$338,08020.6KQ4 2025OLDER
Mariner, LLC$85.7B AUM0.00%$305,31218.6KQ4 2025OLDER
CHOREO, LLC$8.1B AUM0.00%$278,15517.4KQ1 2026
Gateway Wealth Partners, LLC$2.6B AUM0.01%$276,30017.2KQ1 2026
Kestra Advisory Services, LLC$26.4B AUM0.00%$255,53816.0KQ1 2026
JANE STREET GROUP, LLC$777.2B AUM0.00%$254,69515.5KQ4 2025OLDER
Modera Wealth Management, LLC$8.3B AUM0.00%$229,42913.6KQ2 2025OLDER
BALYASNY ASSET MANAGEMENT L.P.$77.1B AUM0.00%$214,57213.4KQ1 2026
STIFEL FINANCIAL CORP$108.8B AUM0.00%$197,03012.3KQ1 2026
Consolidated Portfolio Review Corp$1.1B AUM0.02%$180,17910.8KQ3 2025OLDER
MONETA GROUP INVESTMENT ADVISORS LLC$13.3B AUM0.00%$164,50010.0KQ4 2025OLDER
Advisory Services Network, LLC$7.5B AUM0.00%$147,7469.2KQ1 2026
Noble Wealth Management PBC$223M AUM0.06%$123,6907.7KQ1 2026
TWIN PEAKS WEALTH ADVISORS, LLC$397M AUM0.03%$117,2347.3KQ1 2026
Pioneer Family Office, LLC$156M AUM0.05%$78,4984.9KQ1 2026
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$49,4762.9KQ2 2025OLDER
Geneos Wealth Management Inc.$4.3B AUM0.00%$25,1251.5KQ2 2025OLDER
Global Retirement Partners, LLC$5.6B AUM0.00%$21,4671.3KQ4 2025OLDER
KERR FINANCIAL PLANNING Corp$90M AUM0.03%$19,6491.2KQ3 2025OLDER
COMERICA BANK$25.1B AUM0.00%$13,879844Q4 2025OLDER
FIFTH THIRD BANCORP$54.7B AUM0.00%$13,333832Q1 2026
Tower Research Capital LLC (TRC)$3.8B AUM0.00%$12,008730Q4 2025OLDER
Pinnacle Wealth Planning Services, Inc.$968M AUM0.00%$6,280392Q1 2026
Farther Finance Advisors, LLC$10.6B AUM0.00%$5,251328Q1 2026
IFP Advisors, Inc$4.8B AUM0.00%$4,486280Q1 2026
WHITTIER TRUST CO OF NEVADA INC$4.9B AUM0.00%$4,004252Q1 2026
Migdal Insurance & Financial Holdings Ltd.$11.5B AUM0.00%$3,140196Q1 2026
WPG Advisers, LLC$136M AUM0.00%$2,195137Q1 2026
BlackRock, Inc.$5.72T AUM0.00%$1,52195Q1 2026
CWM, LLC$38.1B AUM0.00%$1,25078Q1 2026
Root Financial Partners, LLC$2.2B AUM0.00%$30419Q1 2026
CONCOURSE FINANCIAL GROUP SECURITIES, INC.$0 AUM$00Q2 2025OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.