Managers / Q3 2021 · view latest →
Cohen & Co Financial Management, LLC
CIK 0001778536 · 3 COLUMBUS CIRCLE, 24TH FLOOR, NEW YORK, NY, 10019 · 646-965-8215
Reported Value
$238M
Q3 2021
Positions
152
Filings on Record
10
2021–present window
Filed
Nov 15, 2021
original filing
Summary
Cohen & Co Financial Management, LLC reported $238M in U.S.-listed holdings across 152 positions for Q3 2021.
Its largest position, Alkuri Global Acquisition, represents 6.1% of the portfolio.
Compared with Q2 2021, the fund opened 125 new positions and exited 37.
Portfolio Metrics
Turnover
+61.4%
vs prior filed quarter
Top-10 Concentration
+23.0%
share of reported value
Largest Position
+6.1%
Alkuri Global Acquisition
New / Exited
125 / 37
positions this quarter
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
13F Reported Value
Portfolio Composition
By security type
- Other · 98.3% · $234M
- Unit · 1.0% · $2M
- Common Stock · 0.5% · $1M
- Equity WRT · 0.2% · $549,000
Quarter-over-Quarter Changes full breakdown →
vs Q2 2021 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| ALKURI GLOBAL ACQUISITION CO | NEW | +1.45M | 1.45M | +$14M | $14M |
| MONTES ARCHIMEDES ACQUISITIO | NEW | +1.00M | 1.00M | +$9M | $9M |
| MERIDA MERGER CORP I | NEW | +501.0K | 501.0K | +$5M | $5M |
| TRIBE CAPITAL GROWTH CORP I | NEW | +319.7K | 319.7K | +$3M | $3M |
| SWITCHBACK II CORPORATION | NEW | +308.2K | 308.2K | +$3M | $3M |
| TZP STRATEGIES ACQUISTN CORP | NEW | +300.0K | 300.0K | +$3M | $3M |
| FORTISTAR SUSTAINABLE SOL CO | NEW | +300.0K | 300.0K | +$3M | $3M |
| LEVERE HOLDINGS CORP | NEW | +300.0K | 300.0K | +$3M | $3M |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q3 2021
124 positions (from 146 filing rows — )
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | ALKURI GLOBAL ACQUISITION CO | COM CL A | 6.07% | $14M | 1.45M |
| 2 | MONTES ARCHIMEDES ACQUISITIO | COM CL A | 3.92% | $9M | 1.00M |
| 3 | MERIDA MERGER CORP I | COM | 2.10% | $5M | 501.0K |
| 4 | DMY TECHNOLOGY GROUP INC IV | COM CL A | 2.08% | $5M | 500.0K |
| 5 | COLICITY INC | COM CL A · *W EXP 02/24/202 | 1.72% | $4M | 650.0K |
| 6 | JAWS MUSTANG ACQUISITION COR | SHS CL A | 1.64% | $4M | 400.0K |
| 7 | ATLAS CREST INVESTMENT CORP | COM CL A | 1.43% | $3M | 350.0K |
| 8 | WARBURG PINCUS CAPTAL CORP I | SHS CL A | 1.43% | $3M | 348.1K |
| 9 | TRIBE CAPITAL GROWTH CORP I | CLASS A COM | 1.30% | $3M | 319.7K |
| 10 | SWITCHBACK II CORPORATION | COM CL A | 1.29% | $3M | 308.2K |
| 11 | SLAM CORP | CL A SHS · *W EXP 02/23/202 | 1.29% | $3M | 460.0K |
| 12 | PROSPECTOR CAPITAL CORP | CL A · *W EXP 01/01/202 | 1.26% | $3M | 411.6K |
| 13 | TZP STRATEGIES ACQUISTN CORP | CL A SHS · *W EXP 01/06/202 | 1.26% | $3M | 400.0K |
| 14 | LIVE OAK MOBILITY ACQUISI CO | UNIT 03/01/2028 · COM CL A | 1.24% | $3M | 300.0K |
| 15 | FORTISTAR SUSTAINABLE SOL CO | COM CL A | 1.23% | $3M | 300.0K |
| 16 | LEVERE HOLDINGS CORP | CLASS A ORD SHS | 1.23% | $3M | 300.0K |
| 17 | ARCLIGHT CLEAN TRANSITION II | CLASS A ORD SHS | 1.23% | $3M | 300.0K |
| 18 | PRIMAVERA CAPITAL ACQUIST CO | SHS CL A | 1.23% | $3M | 300.0K |
| 19 | HUDSON EXECUTIVE INVS CORP I | COM CL A | 1.23% | $3M | 300.0K |
| 20 | AUSTERLITZ ACQUISITION CORP | COM CL A | 1.23% | $3M | 300.0K |
| 21 | ARES ACQUISITION CORPORATION | COM CL A | 1.23% | $3M | 300.0K |
| 22 | FORTRESS VALUE ACQUISI CORP | COM CL A | 1.23% | $3M | 300.0K |
| 23 | BROADSCALE ACQUISITION CORP | COM CL A | 1.22% | $3M | 300.0K |
| 24 | FUSION ACQUISITION CORP II | COM CL A | 1.22% | $3M | 300.0K |
| 25 | FAST ACQUISITION CORP II | CL A | 1.22% | $3M | 300.0K |
| 26 | B RILEY PRIN 250 MERGER CORP | CLASS A COM | 1.22% | $3M | 300.0K |
| 27 | BLUERIVER ACQUISITION CORP | SHS CL A · *W EXP 01/04/202 | 1.08% | $3M | 505.7K |
| 28 | SCION TECH GROWTH I | CL A SHS · *W EXP 11/01/202 | 1.06% | $3M | 352.7K |
| 29 | ARYA SCIENCES ACQU CORP IV | CL A | 1.05% | $3M | 250.0K |
| 30 | CNDAUCONCORD ACQUISITION CORP IIhistory → | UNIT 99/99/9999 | 1.05% | $2M | 250.0K |
| 31 | FTAC HERA ACQUISITION CORP | UNIT 02/28/2026 | 1.04% | $2M | 250.0K |
| 32 | AGILE GROWTH CORP | CLASS A ORD · *W EXP 03/09/202 | 1.04% | $2M | 350.0K |
| 33 | B RILEY PRINCIPAL 150 MERGER | COM CL A | 1.04% | $2M | 254.1K |
| 34 | INDEPENDENCE HOLDINGS CORP | CLASS A ORD SHS | 1.02% | $2M | 250.0K |
| 35 | DIAMONDHEAD HOLDINGS CORP | CL A | 0.93% | $2M | 227.7K |
| 36 | JAWS HURRICANE ACQUISITN COR | CLASS A COM | 0.92% | $2M | 225.4K |
| 37 | GO ACQUISITION CORP | COM · *W EXP 08/31/202 | 0.90% | $2M | 450.0K |
| 38 | LUX HEALTH TECH ACQUISITION | COM CL A | 0.89% | $2M | 216.4K |
| 39 | VECTOIQ ACQUISITION CORP II | COM CL A · *W EXP 01/07/202 | 0.86% | $2M | 340.2K |
| 40 | ARCTOS NORTHSTAR ACQUIS CORP | SHS CL A · *W EXP 99/99/999 | 0.85% | $2M | 300.0K |
| 41 | PERIDOT ACQUISITION CORP II | SHS CL A · *W EXP 04/30/202 | 0.85% | $2M | 300.0K |
| 42 | CF ACQUISITION CORP IV | COM CL A | 0.84% | $2M | 205.3K |
| 43 | DHC ACQUISITION CORP | UNIT 02/25/2026 | 0.83% | $2M | 200.0K |
| 44 | DEEP LAKE CAPITAL ACQUSTN CO | CL A SHS | 0.83% | $2M | 203.6K |
| 45 | GORES TECHNOLOGY PARTNERS II | CLASS A COM | 0.83% | $2M | 200.0K |
| 46 | ALTITUDE ACQUISITION CORP | COM CL A | 0.83% | $2M | 200.0K |
| 47 | SVF INVESTMENT CORP | CL A SHS · *W EXP 12/20/202 | 0.83% | $2M | 216.1K |
| 48 | SVF INVESTMENT CORP 3 | CL A SHS | 0.82% | $2M | 200.0K |
| 49 | VY GLOBAL GROWTH | COM CL A | 0.82% | $2M | 200.0K |
| 50 | HORIZON ACQUISITION CORPORAT | SHS CL A | 0.82% | $2M | 200.0K |
| 51 | AVANTI ACQUISITION CORP | SHS CL A | 0.82% | $2M | 200.0K |
| 52 | JAWS JUGGERNAUT ACQUISITN CO | CLASS A ORD SHS | 0.82% | $2M | 200.0K |
| 53 | LEFTERIS ACQUISITION CORP | COM CL A | 0.82% | $2M | 200.0K |
| 54 | EMPOWERMENT & INCLUSION CAPI | COM CL A | 0.82% | $2M | 200.0K |
| 55 | CHURCHILL CAPITAL CORP V | COM CL A | 0.82% | $2M | 200.0K |
| 56 | NORTH ATLANTIC ACQUISITN COR | CL A SHS | 0.82% | $2M | 200.0K |
| 57 | FORUM MERGER IV CORP | CLASS A COM | 0.82% | $2M | 200.0K |
| 58 | SCION TECH GROWTH II | CL A SHS | 0.82% | $2M | 200.0K |
| 59 | FTAC PARNASSUS ACQUISITN COR | CLASS A COM | 0.82% | $2M | 200.0K |
| 60 | KKR ACQUISITION HOLDING I CO | COM CLASS A | 0.82% | $2M | 200.0K |
| 61 | ALTIMAR ACQUISITION CORP III | SHS CL A | 0.82% | $2M | 200.0K |
| 62 | APOLLO STRATEGIC GRWT CPTL I | SHS CL A | 0.82% | $2M | 199.4K |
| 63 | LANDCADIA HOLDINGS IV INC | CLASS A COM | 0.82% | $2M | 200.0K |
| 64 | CATALYST PARTNRS ACQUISITN C | CLASS A ORD SHS | 0.82% | $2M | 200.0K |
| 65 | HUDSON EXECUTIVE INVES III | COM CL A | 0.82% | $2M | 200.0K |
| 66 | CHURCHILL CAPITAL CORP VII | COM CL A | 0.82% | $2M | 200.0K |
| 67 | KISMET ACQUISITION TWO CORP | CL A SHS | 0.82% | $2M | 200.0K |
| 68 | FRONTIER ACQUISITION CORP | CLASS A ORD SHS | 0.81% | $2M | 200.0K |
| 69 | CF ACQUISITION CORP VI | COM CL A | 0.81% | $2M | 200.0K |
| 70 | PONTEM CORPORATION | SHS CL A | 0.81% | $2M | 200.0K |
| 71 | TAILWIND INTERNATNAL ACQ COR | COM CL A | 0.81% | $2M | 200.0K |
| 72 | APOLLO STRATEGIC GROWTH CAPT | SHS CL A | 0.81% | $2M | 198.0K |
| 73 | SEAPORT GLOBAL ACQUISITN COR | COM CL A | 0.79% | $2M | 186.3K |
| 74 | HAMILTON LANE ALLIANCE HLDGS | COM CL A · *W EXP 01/12/202 | 0.78% | $2M | 421.4K |
| 75 | FIGURE ACQUISITION CORP I | COM CL A | 0.78% | $2M | 188.5K |
| 76 | TECH AND ENERGY TRANSITION | CLASS A COM | 0.74% | $2M | 179.9K |
| 77 | LAZARD GROWTH ACQUISITION CO | CL A ORD SHS · *W EXP 02/10/202 | 0.69% | $2M | 261.1K |
| 78 | COLONNADE ACQUISITION CORP I | SHS CL A | 0.68% | $2M | 166.6K |
| 79 | ACROPOLIS INFRASTRUCTURE ACQ | CL A | 0.66% | $2M | 162.4K |
| 80 | GORES HOLDINGS VII INC | COM CL A · *W EXP 02/25/202 | 0.64% | $2M | 165.8K |
| 81 | ACE CONVERGENCE ACQU CORP | CL A · *W EXP 09/30/202 | 0.62% | $1M | 242.9K |
| 82 | PINE IS ACQUISITION CORP | CL A | 0.60% | $1M | 145.6K |
| 83 | KISMET ACQUISITION THREE COR | CL A SHARES · UNIT 99/99/9999 | 0.45% | $1M | 204.9K |
| 84 | BIOTECH ACQUISITION COMPANY | UNIT 11/30/2027 | 0.42% | $1M | 100.0K |
| 85 | MONUMENT CIRCLE ACQUISITN CO | UNIT 01/14/2026 | 0.42% | $1M | 100.0K |
| 86 | CF ACQUISITION CORP VIII | CLASS A COM | 0.42% | $997,000 | 100.0K |
| 87 | SOCIAL CAP SUVRETTA HLD CRPI | CLASS A ORD SHS | 0.42% | $994,000 | 101.4K |
| 88 | CORNER GROWTH ACQUISITN CORP | CLASS A ORD SHS | 0.41% | $987,000 | 100.0K |
| 89 | GORES TECHNOLOGY PARTNERS IN | CLASS A COM | 0.41% | $982,000 | 100.0K |
| 90 | COHN ROBBINS HOLDINGS CORP | COM CL A | 0.41% | $982,000 | 100.0K |
| 91 | SOCIAL CAP SUVRETTA HLDS CP | CLASS A ORD SHS | 0.41% | $981,000 | 100.0K |
| 92 | CHURCHILL CAPITAL CORP VI | COM CL A | 0.41% | $977,000 | 100.0K |
| 93 | FORTRESS VALUE ACQUIS CORP I | COM CL A | 0.33% | $783,000 | 80.3K |
| 94 | THAYER VENTURES ACQU CORP | COM CL A | 0.31% | $749,000 | 74.1K |
| 95 | GORES HLDGS VIII INC | CL A | 0.27% | $644,000 | 65.4K |
| 96 | TISHMAN SPEYER INNOVATION CO | COM CL A | 0.26% | $623,000 | 63.6K |
| 97 | NEW VISTA ACQUISITION CORP | CL A SHS | 0.25% | $605,000 | 62.1K |
| 98 | THE MUSIC ACQUISITION CORP | *W EXP 02/05/202 · COM CLASS A | 0.21% | $501,000 | 411.0K |
| 99 | KERNEL GROUP HOLDINGS INC | CL A SHS · *W EXP 02/02/202 | 0.21% | $496,000 | 61.3K |
| 100 | SOCIAL CAP SUVRETTA HLDS CRP | CLASS A ORD SHS | 0.21% | $490,000 | 49.4K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q3 2023 | $18M | 8 | Nov 14, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $24M | 7 | Aug 14, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $34M | 9 | May 15, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $58M | 8 | Feb 14, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $58M | 28 | Nov 14, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $101M | 71 | Aug 15, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $14M | 79 | May 16, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $151M | 109 | Feb 14, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $238M | 152 | Nov 15, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $157M | 64 | Jul 28, 2021 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.