SEC 13F Intelligence

Managers / Q4 2021 · view latest →

Cohen & Co Financial Management, LLC

CIK 0001778536 · 3 COLUMBUS CIRCLE, 24TH FLOOR, NEW YORK, NY, 10019 · 646-965-8215

Reported Value
$151M
Q4 2021
Positions
109
Filings on Record
10
2021–present window
Filed
Feb 14, 2022
original filing

Summary

Cohen & Co Financial Management, LLC reported $151M in U.S.-listed holdings across 109 positions for Q4 2021.

Its largest position, Warburg Pincus Captal Corp I, represents 3.2% of the portfolio.

Compared with Q3 2021, the fund opened 37 new positions and exited 80.

Portfolio Metrics

Turnover
+26.5%
vs prior filed quarter
Top-10 Concentration
+23.2%
share of reported value
Largest Position
+3.2%
Warburg Pincus Captal Corp I
New / Exited
37 / 80
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q2 ’21: $157MQ2 ’21Q3 ’21: $238MQ4 ’21: $151MQ4 ’21Q1 ’22: $14MQ2 ’22: $101MQ2 ’22Q3 ’22: $58MQ4 ’22: $58MQ4 ’22Q1 ’23: $34MQ2 ’23: $24MQ2 ’23Q3 ’23: $18Mfilingsflow.com

Portfolio Composition

By security type
Other: 98.1%Common Stock: 1.9%Equity WRT: 0.0%
  • Other · 98.1% · $148M
  • Common Stock · 1.9% · $3M
  • Equity WRT · 0.0% · $13,000

Quarter-over-Quarter Changes full breakdown →

vs Q3 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
DISRUPTIVE ACQUISITION CORPNEW+299.9K299.9K+$3M$3M
COMPUTE HEALTH ACQUISITIN CONEW+300.0K300.0K+$3M$3M
AXONPRIME INFRSTCTR AQSTN CONEW+252.0K252.0K+$2M$2M
MSD ACQUISITION CORPNEW+249.0K249.0K+$2M$2M
CNDACONCORD ACQUISITION CORP IINEW+250.0K250.0K+$2M$2M
REDBALL ACQUISITION CORPNEW+200.0K200.0K+$2M$2M
VIRGIN GROUP ACQUISIT CORP INEW+200.0K200.0K+$2M$2M
FTAC HERA ACQUISITION CORPNEW+200.0K200.0K+$2M$2M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2021

99 positions (from 108 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1WARBURG PINCUS CAPTAL CORP ISHS CL A3.17%$5M487.8K
2COLICITY INCCOM CL A2.59%$4M400.0K
3INDEPENDENCE HOLDINGS CORPCLASS A ORD SHS2.58%$4M400.0K
4PROSPECTOR CAPITAL CORPCL A · *W EXP 01/01/2022.40%$4M511.1K
5DEEP LAKE CAPITAL ACQUSTN COCL A SHS · *W EXP 01/04/2022.30%$3M369.4K
6ATLAS CREST INVESTMENT CORPCOM CL A2.26%$3M350.0K
7ARCTOS NORTHSTAR ACQUIS CORPSHS CL A · *W EXP 99/99/9992.00%$3M400.0K
8DISRUPTIVE ACQUISITION CORPCLASS A ORD SHS · *W EXP 03/06/2021.96%$3M318.8K
9HORIZON ACQUISITION CORPORATSHS CL A1.96%$3M300.0K
10AVANTI ACQUISITION CORPSHS CL A1.96%$3M300.0K
11HUDSON EXECUTIVE INVS CORP ICOM CL A1.95%$3M300.0K
12APOLLO STRATEGIC GRWT CPTL ISHS CL A1.95%$3M300.0K
13JAWS MUSTANG ACQUISITION CORSHS CL A1.94%$3M300.0K
14ARES ACQUISITION CORPORATIONCOM CL A1.94%$3M300.0K
15COMPUTE HEALTH ACQUISITIN COCOM CL A1.94%$3M300.0K
16PRIMAVERA CAPITAL ACQUIST COSHS CL A1.94%$3M300.0K
17GORES HOLDINGS VII INCCOM CL A1.82%$3M279.6K
18FORTISTAR SUSTAINABLE SOL COCOM CL A1.79%$3M277.1K
19AXONPRIME INFRSTCTR AQSTN COCLASS A COM · *W EXP 05/31/2021.67%$3M303.9K
20ARYA SCIENCES ACQU CORP IVCL A1.65%$2M250.0K
21MSD ACQUISITION CORPCLASS A ORD SHS1.64%$2M249.0K
22CNDACONCORD ACQUISITION CORP IIhistory →COM CL A1.62%$2M250.0K
23B RILEY PRIN 250 MERGER CORPCLASS A COM1.62%$2M250.0K
24AGILE GROWTH CORPCLASS A ORD1.60%$2M247.5K
25PERIDOT ACQUISITION CORP IISHS CL A1.49%$2M230.9K
26JAWS HURRICANE ACQUISITN CORCLASS A COM1.47%$2M225.0K
27SLAM CORPCL A SHS · *W EXP 02/23/2021.33%$2M300.0K
28REDBALL ACQUISITION CORPCOM CL A1.32%$2M200.0K
29GORES TECHNOLOGY PARTNERS IICLASS A COM1.32%$2M200.0K
30VIRGIN GROUP ACQUISIT CORP ISHS CL A1.31%$2M200.0K
31FTAC PARNASSUS ACQUISITN CORCLASS A COM1.31%$2M200.0K
32CHURCHILL CAPITAL CORP VCOM CL A1.31%$2M200.0K
33JAWS JUGGERNAUT ACQUISITN COCLASS A ORD SHS1.31%$2M200.0K
34CHURCHILL CAPITAL CORP VIICOM CL A1.31%$2M200.0K
35LUX HEALTH TECH ACQUISITIONCOM CL A1.30%$2M200.0K
36FIGURE ACQUISITION CORP ICOM CL A1.30%$2M200.0K
37HUMANCO ACQUISITION CORPCOM CL A1.30%$2M200.0K
38DHC ACQUISITION CORPUNIT 02/25/20261.30%$2M200.0K
39FTAC HERA ACQUISITION CORPCLASS A ORD SHS1.30%$2M200.0K
40VECTOR ACQUISITION CORP IICL A SHS1.30%$2M200.0K
41ALTIMAR ACQUISITION CORP IIISHS CL A1.30%$2M200.0K
42FORTRESS VALUE ACQUISI CORPCOM CL A1.30%$2M200.0K
43TAILWIND INTERNATNAL ACQ CORCOM CL A1.30%$2M200.0K
44FORUM MERGER IV CORPCLASS A COM1.29%$2M199.8K
45LANDCADIA HOLDINGS IV INCCLASS A COM1.29%$2M200.0K
46ACROPOLIS INFRASTRUCTURE ACQCL A1.29%$2M200.0K
47ARYA SCIENCES ACQUISITN CORPCLASS A ORD SHS1.29%$2M200.0K
48FAST ACQUISITION CORP IICL A1.28%$2M198.1K
49HEALTH ASSURN ACQUISITION COCOM CL A1.22%$2M188.4K
50KISMET ACQUISITION TWO CORPCL A SHS1.22%$2M187.6K
51KKR ACQUISITION HOLDING I COCOM CLASS A1.20%$2M185.3K
52GORES GUGGENHEIM INCCLASS A COM1.17%$2M150.0K
53BLUERIVER ACQUISITION CORPSHS CL A · *W EXP 01/04/2021.13%$2M306.0K
54LEFTERIS ACQUISITION CORPCOM CL A1.01%$2M154.6K
55MISSION ADVANCEMENT CORPCL A0.97%$1M150.0K
56KHOSLA VENTURES ACQUISITIONCL A0.96%$1M149.5K
57FUSION ACQUISITION CORP IICOM CL A0.95%$1M146.9K
58KISMET ACQUISITION THREE CORCL A SHARES · *W EXP 06/30/2020.81%$1M315.9K
59TWOCOM CL A0.69%$1M106.2K
60ROCKET INTERNET GRWT OPRT COSHS CL A0.67%$1M103.2K
61FAR PEAK ACQUISITION CORPSHS CL A0.67%$1M100.0K
62MONUMENT CIRCLE ACQUISITN COUNIT 01/14/20260.67%$1M100.0K
63HELIX ACQUISITION CORPCOM CL A0.66%$989,000100.0K
64BRIDGETOWN HOLDINGS LTDCOM CL A0.65%$982,000100.0K
65DRAGONEER GROWTH OPT CORP IICL A SHS0.65%$977,000100.0K
66PRIVETERRA ACQUISITION CORPCL A0.65%$971,000100.0K
67FORTRESS VALUE ACQUIS CORP ICOM CL A0.59%$882,00090.3K
68GORES TECHNOLOGY PARTNERS INCLASS A COM0.53%$796,00081.0K
69SOCIAL CAPITAL HEDOSOPHA HLDSHS CL A0.51%$764,00075.0K
70G SQUARED ASCEND II INCCOM CL A0.40%$606,00061.9K
71CHURCHILL CAPITAL CORP VICOM CL A0.38%$578,00059.1K
72CF ACQUISITION CORP IVCOM CL A0.30%$454,00046.4K
73THE MUSIC ACQUISITION CORP*W EXP 02/05/2020.19%$280,000500.0K
74CF ACQUISITION CORP VICOM CL A0.18%$271,00025.0K
75SENIOR CONNECT ACQUISITN COR*W EXP 12/31/2020.09%$131,000250.0K
76GO ACQUISITION CORP*W EXP 08/31/2020.09%$129,000195.9K
77HAMILTON LANE ALLIANCE HLDGS*W EXP 01/12/2020.08%$118,000200.0K
78ARGUS CAPITAL CORP*W EXP 08/31/2020.07%$108,000200.0K
79KINS TECHNOLOGY GROUP INC*W EXP 10/14/2020.06%$93,000200.0K
80INSU ACQUISITION CORP III*W EXP 12/31/2020.05%$81,000134.6K
81TZP STRATEGIES ACQUISTN CORP*W EXP 01/06/2020.05%$76,000150.0K
82STRATIM CLOUD ACQUISITION CO*W EXP 03/05/2020.04%$62,000100.0K
83SCION TECH GROWTH I*W EXP 11/01/2020.04%$60,000100.0K
84MASON INDUSTRIAL TECHNOLGY I*W EXP 99/99/9990.04%$60,00091.5K
85PATHFINDER ACQUISITION CORP*W EXP 02/19/2020.04%$58,000100.0K
86ENTERPRISE 4.0 TEC ACQSTN CO*W EXP 09/30/2020.04%$55,000100.0K
87GOLDEN ARROW MERGER CORP*W EXP 07/31/2020.03%$50,000100.0K
88HEALTHCARE CAPITAL CORP*W EXP 12/31/2020.03%$49,000100.0K
89JATT ACQUISITION CORP*W EXP 07/19/2020.03%$38,00083.3K
90D AND Z MEDIA ACQUISITION CO*W EXP 01/27/2020.02%$33,00056.8K
91BIOTECH ACQUISITION COMPANY*W EXP 11/30/2020.02%$33,00050.0K
92EXECUTIVE NETWORK PARTNERING*W EXP 09/25/2020.02%$28,00041.9K
93KL ACQUISITION CORP*W EXP 01/12/2020.02%$27,00050.9K
94VECTOIQ ACQUISITION CORP II*W EXP 01/07/2020.01%$19,00022.7K
95GLOBAL SYNERGY ACQUISIT CORP*W EXP 99/99/9990.01%$17,00034.4K
96HH&L ACQUISITION CO*W EXP 02/04/2020.01%$17,00029.6K
97E MERGE TECHNOLOGY ACQUISITI*W EXP 07/30/2020.01%$14,00025.5K
98FIRST LT ACQUISITION GROUP I*W EXP 03/14/2020.01%$13,00025.0K
99KERNEL GROUP HOLDINGS INC*W EXP 02/02/2020.00%$6,00010.7K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2023$18M8Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$24M7Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$34M9May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$58M8Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$58M28Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$101M71Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$14M79May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$151M109Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$238M152Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$157M64Jul 28, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.