Managers / Q3 2022 · view latest →
Cohen & Co Financial Management, LLC
CIK 0001778536 · 3 COLUMBUS CIRCLE, 24TH FLOOR, NEW YORK, NY, 10019 · 646-965-8215
Summary
Cohen & Co Financial Management, LLC reported $58M in U.S.-listed holdings across 28 positions for Q3 2022.
Its largest position, Shf, represents 12.1% of the portfolio.
Compared with Q2 2022, the fund opened 10 new positions and exited 53.
Portfolio Metrics
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
Portfolio Composition
- Other · 99.8% · $58M
- Equity WRT · 0.2% · $106,000
Quarter-over-Quarter Changes full breakdown →
vs Q2 2022 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| SHF HOLDINGS INC | NEW | +1.00M | 1.00M | +$7M | $7M |
| RUBICON TECHNOLOGIES INC | NEW | +2.67M | 2.67M | +$6M | $6M |
| PRIME IMPACT ACQUISITION I | NEW | +549.7K | 549.7K | +$6M | $6M |
| AFRICAN GOLD ACQUISITION COR | NEW | +500.0K | 500.0K | +$5M | $5M |
| EF HUTTON ACQUISITION CORP I | NEW | +250.0K | 250.0K | +$3M | $3M |
| CANO HEALTH INC | NEW | +300.0K | 300.0K | +$792,000 | $792,000 |
| IONQ/WSIONQ INC | NEW | +100.0K | 100.0K | +$106,000 | $106,000 |
| IGNYTE ACQUISITION CORP | NEW | +409.6K | 409.6K | +$35,000 | $35,000 |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q3 2022
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | SHF HOLDINGS INC | CLASS A COM | 12.11% | $7M | 1.00M |
| 2 | RUBICON TECHNOLOGIES INC | CL A COM | 9.84% | $6M | 2.67M |
| 3 | PRIME IMPACT ACQUISITION I | SHS CL A | 9.55% | $6M | 549.7K |
| 4 | AFRICAN GOLD ACQUISITION COR | SHS CL A | 8.55% | $5M | 500.0K |
| 5 | DRAGONEER GROWTH OPT CORP II | CL A SHS | 5.77% | $3M | 341.0K |
| 6 | FIFTH WALL ACQUISITN CORP II | CLASS A ORD SHS | 5.09% | $3M | 299.5K |
| 7 | LAKESHORE ACQUISITION II COR | ORDINARY SHARES | 4.34% | $3M | 250.0K |
| 8 | EF HUTTON ACQUISITION CORP I | UNIT 11/18/2027 | 4.32% | $3M | 250.0K |
| 9 | VAHANNA TECH EDGE ACQSTN I C | CLASS A ORD | 4.08% | $2M | 235.0K |
| 10 | PATHFINDER ACQUISITION CORP | CL A | 3.98% | $2M | 231.7K |
| 11 | INFINITE ACQUISITION CORP | CL A ORD SHS | 3.65% | $2M | 211.8K |
| 12 | INVESTCORP EUROPE ACQUISITIO | CLASS A ORD SHS | 3.49% | $2M | 200.0K |
| 13 | CACTUS ACQUISITION CORP 1 LT | CLASS A ORD | 3.48% | $2M | 200.0K |
| 14 | ALTIMETER GROWTH CORP 2 | COM CL A | 3.22% | $2M | 188.2K |
| 15 | CHURCHILL CAPITAL CORP VII | COM CL A | 2.98% | $2M | 175.7K |
| 16 | ENPHYS ACQUISITION CORP | CL A ORD SHS | 2.53% | $1M | 150.0K |
| 17 | CARTICA ACQUISITION CORP | CLASS A ORD SHS | 2.18% | $1M | 125.0K |
| 18 | ICONIC SPORTS ACQUISITION CO | CL A ORD SHS | 1.87% | $1M | 106.9K |
| 19 | INTEGRATED WELLNESS ACQ CORP | ORD SHS CL A | 1.75% | $1M | 100.0K |
| 20 | MONUMENT CIRCLE ACQUISITN CO | UNIT 01/14/2026 | 1.71% | $991,000 | 100.0K |
| 21 | FRONTIER INVESTMENT CORP | CLASS A ORD SHS | 1.70% | $984,000 | 100.0K |
| 22 | AFTERNEXT HEALTHTECH ACQUISI | SHS CL A | 1.69% | $979,000 | 100.0K |
| 23 | CANO HEALTH INC | *W EXP 06/03/202 | 1.37% | $792,000 | 300.0K |
| 24 | PIONEER MERGER CORP | CL A SHS | 0.45% | $258,000 | 129.5K |
| 25 | IONQ/WSIONQ INC | *W EXP 99/99/999 | 0.18% | $106,000 | 100.0K |
| 26 | IGNYTE ACQUISITION CORP | *W EXP 01/05/202 | 0.06% | $35,000 | 409.6K |
| 27 | PROPTECH INVESTMENT CORP II | *W EXP 12/08/202 | 0.06% | $33,000 | 205.9K |
| 28 | KNIGHTSWAN ACQUISITION CORP | *W EXP 99/99/999 | 0.01% | $3,000 | 22.3K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q3 2023 | $18M | 8 | Nov 14, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $24M | 7 | Aug 14, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $34M | 9 | May 15, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $58M | 8 | Feb 14, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $58M | 28 | Nov 14, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $101M | 71 | Aug 15, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $14M | 79 | May 16, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $151M | 109 | Feb 14, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $238M | 152 | Nov 15, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $157M | 64 | Jul 28, 2021 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.