Managers / Q2 2023 · view latest →
Cohen & Co Financial Management, LLC
CIK 0001778536 · 3 COLUMBUS CIRCLE, 24TH FLOOR, NEW YORK, NY, 10019 · 646-965-8215
Summary
Cohen & Co Financial Management, LLC reported $24M in U.S.-listed holdings across 7 positions for Q2 2023.
The portfolio is heavily concentrated: Lanzatech Global alone accounts for 88.7% of reported value.
Compared with Q1 2023, the fund opened 0 new positions and exited 2.
Portfolio Metrics
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
Portfolio Composition
- Other · 92.7% · $22M
- Equity WRT · 5.7% · $1M
- Common Stock · 1.6% · $389,781
Quarter-over-Quarter Changes full breakdown →
vs Q1 2023 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| GOLDEN FALCON ACQUISITION CO | SOLD OUT | −500.0K | 0 | −$5M | $0 |
| SEASTAR MEDICAL HOLDING CORP | SOLD OUT | −623.4K | 0 | −$1M | $0 |
| SFRTAPPRECIATE HOLDINGS INC | TRIMMED | −3.06M | 10.0K | −$2M | $3,602 |
| OCEAOCEAN BIOMEDICAL INC | TRIMMED | −1.45M | 64.3K | −$10M | $386,179 |
| LANZATECH GLOBAL INC | HELD | −86.6K | 2.90M | +$8M | $20M |
| SATIXFY COMMUNICATIONS LTD | HELD | +0 | 2.84M | −$727,400 | $1M |
| LANZATECH GLOBAL INC | HELD | +0 | 2.01M | +$522,600 | $1M |
| RUBICON TECHNOLOGIES INC | HELD | +0 | 1.64M | −$469,610 | $607,114 |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q2 2023
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | LANZATECH GLOBAL INC | COM · *W EXP 01/01/202 | 88.69% | $21M | 4.91M |
| 2 | SATIXFY COMMUNICATIONS LTD | ORD SHS | 4.98% | $1M | 2.84M |
| 3 | RUBICON TECHNOLOGIES INC | CL A COM | 2.54% | $607,114 | 1.64M |
| 4 | SHF HOLDINGS INC | CLASS A COM | 2.15% | $514,738 | 971.2K |
| 5 | OCEAOCEAN BIOMEDICAL INChistory → | COM | 1.62% | $386,179 | 64.3K |
| 6 | SFRTAPPRECIATE HOLDINGS INC | CLASS A COM | 0.02% | $3,602 | 10.0K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q3 2023 | $18M | 8 | Nov 14, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $24M | 7 | Aug 14, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $34M | 9 | May 15, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $58M | 8 | Feb 14, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $58M | 28 | Nov 14, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $101M | 71 | Aug 15, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $14M | 79 | May 16, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $151M | 109 | Feb 14, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $238M | 152 | Nov 15, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $157M | 64 | Jul 28, 2021 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.