SEC 13F Intelligence

Managers / Q4 2022 · view latest →

Cohen & Co Financial Management, LLC

CIK 0001778536 · 3 COLUMBUS CIRCLE, 24TH FLOOR, NEW YORK, NY, 10019 · 646-965-8215

Reported Value
$58M
Q4 2022
Positions
8
Filings on Record
10
2021–present window
Filed
Feb 14, 2023
original filing

Summary

Cohen & Co Financial Management, LLC reported $58M in U.S.-listed holdings across 8 positions for Q4 2022.

The portfolio is heavily concentrated: Satixfy Communications alone accounts for 75.6% of reported value.

Compared with Q3 2022, the fund opened 6 new positions and exited 26.

Portfolio Metrics

Turnover
+93.0%
vs prior filed quarter
Largest Position
+75.6%
Satixfy Communications
New / Exited
6 / 26
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q2 ’21: $157MQ2 ’21Q3 ’21: $238MQ4 ’21: $151MQ4 ’21Q1 ’22: $14MQ2 ’22: $101MQ2 ’22Q3 ’22: $58MQ4 ’22: $58MQ4 ’22Q1 ’23: $34MQ2 ’23: $24MQ2 ’23Q3 ’23: $18Mfilingsflow.com

Portfolio Composition

By security type
Other: 94.5%Common Stock: 5.5%
  • Other · 94.5% · $55M
  • Common Stock · 5.5% · $3M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
SATIXFY COMMUNICATIONS LTDNEW+6.15M6.15M+$44M$44M
GOLDEN FALCON ACQUISITION CONEW+500.0K500.0K+$5M$5M
SFRTAPPRECIATE HOLDINGS INCNEW+3.07M3.07M+$3M$3M
SEASTAR MEDICAL HOLDING CORPNEW+623.4K623.4K+$2M$2M
EF HUTTON ACQUISITION CORP INEW+249.9K249.9K+$3,999$3,999
KNIGHTSWAN ACQUISITION CORPNEW+22.3K22.3K+$1,004$1,004
PRIME IMPACT ACQUISITION ISOLD OUT549.7K0$6M$0
AFRICAN GOLD ACQUISITION CORSOLD OUT500.0K0$5M$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2022

8 positions
#IssuerClass% PortfolioValueShares
1SATIXFY COMMUNICATIONS LTDORD SHS75.63%$44M6.15M
2GOLDEN FALCON ACQUISITION COCL A8.61%$5M500.0K
3SFRTAPPRECIATE HOLDINGS INChistory →CLASS A COM5.55%$3M3.07M
4RUBICON TECHNOLOGIES INCCL A COM3.87%$2M1.64M
5SEASTAR MEDICAL HOLDING CORPCOMMON STOCK3.36%$2M623.4K
6SHF HOLDINGS INCCLASS A COM2.97%$2M971.2K
7EF HUTTON ACQUISITION CORP ICOM0.01%$3,999249.9K
8KNIGHTSWAN ACQUISITION CORPCL A COM0.00%$1,00422.3K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2023$18M8Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$24M7Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$34M9May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$58M8Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$58M28Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$101M71Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$14M79May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$151M109Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$238M152Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$157M64Jul 28, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.