SEC 13F Intelligence

Managers / Q2 2021 · view latest →

Cohen & Co Financial Management, LLC

CIK 0001778536 · 3 COLUMBUS CIRCLE, 24TH FLOOR, NEW YORK, NY, 10019 · 646-965-8215

Reported Value
$157M
Q2 2021
Positions
64
Filings on Record
10
2021–present window
Filed
Jul 28, 2021
original filing

Summary

Cohen & Co Financial Management, LLC reported $157M in U.S.-listed holdings across 64 positions for Q2 2021.

Its largest position, Fintech Acquisition Corp Vi, represents 6.4% of the portfolio.

Portfolio Metrics

Top-10 Concentration
+37.2%
share of reported value
Largest Position
+6.4%
Fintech Acquisition Corp Vi

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q2 ’21: $157MQ2 ’21Q3 ’21: $238MQ4 ’21: $151MQ4 ’21Q1 ’22: $14MQ2 ’22: $101MQ2 ’22Q3 ’22: $58MQ4 ’22: $58MQ4 ’22Q1 ’23: $34MQ2 ’23: $24MQ2 ’23Q3 ’23: $18Mfilingsflow.com

Portfolio Composition

By security type
Other: 91.3%Unit: 5.2%Common Stock: 3.5%
  • Other · 91.3% · $144M
  • Unit · 5.2% · $8M
  • Common Stock · 3.5% · $5M

Quarter-over-Quarter Changes full breakdown →

IssuerMoveShare ΔShares nowValue ΔValue now
FINTECH ACQUISITION CORP VINEW+1.00M1.00M+$10M$10M
IRON SPARK I INCNEW+650.0K650.0K+$6M$6M
JAWS MUSTANG ACQUISITION CORNEW+500.0K500.0K+$5M$5M
JAWS HURRICANE ACQUISITN CORNEW+500.0K500.0K+$5M$5M
TRIBE CAPITAL GROWTH CORP INEW+500.0K500.0K+$5M$5M
ELLIOTT OPPORTUNITY II CORPNEW+500.0K500.0K+$5M$5M
FIGURE ACQUISITION CORP INEW+500.0K500.0K+$5M$5M
DIAMONDHEAD HOLDINGS CORPNEW+500.0K500.0K+$5M$5M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2021

58 positions (from 64 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1FINTECH ACQUISITION CORP VIUNIT 06/24/20266.42%$10M1.00M
2JAWS MUSTANG ACQUISITION CORUNIT 99/99/9999 · SHS CL A4.44%$7M700.0K
3IRON SPARK I INCCLASS A COM4.13%$6M650.0K
4JAWS HURRICANE ACQUISITN CORUNIT 06/08/20263.20%$5M500.0K
5TRIBE CAPITAL GROWTH CORP IUNIT 02/24/20263.20%$5M500.0K
6ELLIOTT OPPORTUNITY II CORPUNIT 99/99/99993.19%$5M500.0K
7FIGURE ACQUISITION CORP ICOM CL A3.18%$5M500.0K
8DIAMONDHEAD HOLDINGS CORPUNIT 01/21/20263.18%$5M500.0K
9SVF INVESTMENT CORPCL A SHS3.14%$5M500.0K
10REDBALL ACQUISITION CORPCOM CL A3.11%$5M500.0K
11ATLAS CREST INVESTMENT CORPCOM CL A3.10%$5M500.0K
12AUSTERLITZ ACQUISITION CORPCOM CL A3.10%$5M500.0K
13SOCIAL CAPITAL HEDOSOPHA HLDSHS CL A2.95%$5M450.0K
14ZIMMER ENERGY TRANSITION ACQUNIT 06/16/20262.56%$4M396.9K
15INSU ACQUISITION CORP IIIUNIT 12/31/20262.56%$4M400.0K
16CORNER GROWTH ACQUISITN CORPUNIT 05/27/20262.56%$4M400.0K
17FTAC PARNASSUS ACQUISITN CORUNIT 03/10/20262.24%$4M350.0K
18GO ACQUISITION CORPCOM2.18%$3M350.0K
19ATHENA TECHNOLOGY ACQUISI COUNIT 99/99/99992.00%$3M315.9K
20RICE ACQUISITION CORP IIUNIT 99/99/99991.95%$3M300.0K
21PERIDOT ACQUISITION CORP IIUNIT 99/99/99991.91%$3M300.0K
22ATLAS CREST INVT CORPCOM1.90%$3M300.0K
23SVF INVESTMENT CORP 2CL A SHS1.90%$3M300.0K
24CNXXCONX CORPhistory →COM CL A1.88%$3M300.0K
25COHN ROBBINS HOLDINGS CORPCOM CL A1.88%$3M300.0K
26VCVC10X CAPITAL VENTURE ACQU CORCOM CL A · *W EXP 10/29/2021.72%$3M375.0K
27ROCKET INTERNET GRWT OPRT COSHS CL A · *W EXP 99/99/9991.64%$3M362.2K
28FTAC HERA ACQUISITION CORPUNIT 02/28/20261.60%$3M250.0K
29ARCLIGHT CLEAN TRANSITION IIUNIT 03/16/20281.60%$3M250.0K
30DRAGONEER GROWTH OPT CORP IICL A SHS1.59%$3M250.0K
31INDEPENDENCE HOLDINGS CORPUNIT 03/02/20261.59%$2M250.0K
32DMY TECHNOLOGY GROUP INC IIICOM CLASS A1.53%$2M225.0K
33DHC ACQUISITION CORPUNIT 02/25/20261.28%$2M200.0K
34SVF INVESTMENT CORP 3CL A SHS1.27%$2M200.0K
35MASON INDUSTRIAL TECHNOLGY ICOM CL A · *W EXP 99/99/9991.25%$2M237.8K
36DMY TECHNOLOGY GROUP INC IVCOM CL A1.25%$2M200.4K
37ALTITUDE ACQUISITION CORPCOM CL A1.25%$2M200.0K
38D AND Z MEDIA ACQUISITION COCOM CL A1.24%$2M200.0K
39DRAGONEER GROWTH OPPTY CORPSHS CL A1.12%$2M174.1K
40BROADSCALE ACQUISITION CORPCOM CL A1.02%$2M165.7K
41COLICITY INCCOM CL A0.95%$1M153.1K
42LEFTERIS ACQUISITION CORPCOM CL A0.89%$1M143.2K
43PRIMAVERA CAPITAL ACQUIST COSHS CL A0.65%$1M105.2K
44BIOTECH ACQUISITION COMPANYUNIT 11/30/20270.64%$1M100.0K
45MONUMENT CIRCLE ACQUISITN COUNIT 01/14/20260.64%$1M100.0K
46HEALTHCARE CAPITAL CORPUNIT 12/31/20250.64%$998,000100.0K
47B RILEY PRINCIPAL 150 MERGERCOM CL A0.62%$975,000100.0K
48FTAC ATHENA ACQUISITION CORPUNIT 99/99/99990.60%$943,00092.4K
49ROTOR ACQUISITION CORP*W EXP 06/15/2020.38%$592,000481.6K
50CHURCHILL CAPITAL CORP VCOM CL A0.32%$504,00050.0K
51KERNEL GROUP HOLDINGS INCCL A SHS · *W EXP 02/02/2020.32%$499,00061.3K
52THE MUSIC ACQUISITION CORP*W EXP 02/05/2020.17%$265,000311.8K
53SENIOR CONNECT ACQUISITN COR*W EXP 12/31/2020.13%$212,000249.5K
54BLUERIVER ACQUISITION CORP*W EXP 01/04/2020.11%$176,000183.7K
55WHOLE EARTH BRANDS INC*W EXP 06/25/2020.05%$78,00035.1K
56POEMA GLOBAL HOLDINGS CORP*W EXP 01/08/2020.05%$76,000100.0K
57ROSS ACQUISITION CORP II*W EXP 02/01/2020.03%$48,00050.0K
58FUSION ACQUISITION CORP II*W EXP 02/29/2020.02%$24,00025.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2023$18M8Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$24M7Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$34M9May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$58M8Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$58M28Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$101M71Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$14M79May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$151M109Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$238M152Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$157M64Jul 28, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.