SEC 13F Intelligence

Managers / Q1 2023 · view latest →

Cohen & Co Financial Management, LLC

CIK 0001778536 · 3 COLUMBUS CIRCLE, 24TH FLOOR, NEW YORK, NY, 10019 · 646-965-8215

Reported Value
$34M
Q1 2023
Positions
9
Filings on Record
10
2021–present window
Filed
May 15, 2023
original filing

Summary

Cohen & Co Financial Management, LLC reported $34M in U.S.-listed holdings across 9 positions for Q1 2023.

The portfolio is heavily concentrated: Lanzatech Global alone accounts for 36.6% of reported value.

Compared with Q4 2022, the fund opened 3 new positions and exited 2.

Portfolio Metrics

Turnover
+49.1%
vs prior filed quarter
Largest Position
+36.6%
Lanzatech Global
New / Exited
3 / 2
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q2 ’21: $157MQ2 ’21Q3 ’21: $238MQ4 ’21: $151MQ4 ’21Q1 ’22: $14MQ2 ’22: $101MQ2 ’22Q3 ’22: $58MQ4 ’22: $58MQ4 ’22Q1 ’23: $34MQ2 ’23: $24MQ2 ’23Q3 ’23: $18Mfilingsflow.com

Portfolio Composition

By security type
Other: 62.7%Common Stock: 34.8%Equity WRT: 2.5%
  • Other · 62.7% · $21M
  • Common Stock · 34.8% · $12M
  • Equity WRT · 2.5% · $844,200

Quarter-over-Quarter Changes full breakdown →

vs Q4 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
LANZATECH GLOBAL INCNEW+2.99M2.99M+$12M$12M
OCEAOCEAN BIOMEDICAL INCNEW+1.52M1.52M+$10M$10M
LANZATECH GLOBAL INCNEW+2.01M2.01M+$844,200$844,200
EF HUTTON ACQUISITION CORP ISOLD OUT−249.9K0−$3,999$0
KNIGHTSWAN ACQUISITION CORPSOLD OUT−22.3K0−$1,004$0
SATIXFY COMMUNICATIONS LTDTRIMMED−3.31M2.84M−$42M$2M
SFRTAPPRECIATE HOLDINGS INCHELD+03.07M−$1M$2M
SHF HOLDINGS INCHELD+0971.2K−$1M$495,314

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2023

8 positions (from 9 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1LANZATECH GLOBAL INCCOM · *W EXP 01/01/20236.61%$12M5.00M
2OCEAOCEAN BIOMEDICAL INChistory →COM29.66%$10M1.52M
3GOLDEN FALCON ACQUISITION COCL A14.90%$5M500.0K
4SATIXFY COMMUNICATIONS LTDORD SHS5.64%$2M2.84M
5SFRTAPPRECIATE HOLDINGS INChistory →CLASS A COM5.14%$2M3.07M
6SEASTAR MEDICAL HOLDING CORPCOMMON STOCK3.41%$1M623.4K
7RUBICON TECHNOLOGIES INCCL A COM3.17%$1M1.64M
8SHF HOLDINGS INCCLASS A COM1.46%$495,314971.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2023$18M8Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$24M7Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$34M9May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$58M8Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$58M28Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$101M71Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$14M79May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$151M109Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$238M152Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$157M64Jul 28, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.